Compliance Specialist

2 months ago


Delhi, India Genpact Full time
Job Description Summary:

As a Specialist (Compliance) Processor /Analyst in our Retirement Services department (Retirement BPaaS), your focus will be to perform

Actual Deferral & Actual Contribution Percentage (ADP & ACP), Coverage Test (410b), Excess Deferral (402g), Compensation (414s), Annual Additions (415), Non – Discrimination (NDT)

Tests and Form 5500 Filing

for Large & complex Retirement Plans. These tests might be followed-up by high end research-oriented requests at Participant or at Plan level. Excellent coordination required to connect with BU / Client Services groups related to various kind of information from Plan Sponsor. Strong understanding of Fee, Distribution, Contribution, Sources etc. Daily Client interactions maybe a necessity in some areas of work and communication and articulation skills are therefore essential. There may also be a need to work with internal departments on application or hardware issues related to daily functions. You must possess high end knowledge on Retirement domain and Compliance with working experience of preferably in

Relius suite of products.About the team:Retirement BPaaS provides services to U.S based Third Party Administrators in managing day to day Recordkeeping operations, Compliance Testing & Reporting of Defined Contribution plans.All these services are catered to Retirement clients via Retirement Products.What you will be doing:A Specialist (Compliance) Processor / Analyst is responsible to handle High Complex Testing, research, reporting and Form 5500 filing of retirement plan activities as aligned.Compliance Plan Queue monitoring might be an added responsibility ensuring all activities are completed within TAT.Additional quality checks ensure end to end Plan Testing is completed with 100% quality in first instance.Coordinate with other Operations group to ensure follow-up testing activities in OMNI / Relius are completed within deadline.There may also be a need to coordinate with internal departments on application or hardware issues related to daily functions.Be a SME in the assigned group or process.

Process Management:Support meeting Service Level Agreements for TAT, utilization, productivity & quality.Maintain and analyze process queue status and reports as assigned.Review, research and provide feedback on processing discrepancies/ errors to prevent recurrence.Participate and transfer information to all associates on a timely basis via regular team meetings. per responsibility assigned.Handle query resolution for new hires in the group as assigned.Support New Hire on-boarding process Work with internal departments to research issues related to applications and support of the client.Knowledge Transition & Process Improvement:

Build strong understanding of Compliance process and core recordkeeping systems and understand how they work and connect.Handle the transition of work from client/ on-site center to GDO and work with the on-site team to improve workflow, SOPs, and quality.Analyze existing systems and processes to identify gaps and opportunities for cost/ quality/ process improvements.

Skills and Knowledge / Experience:

6-8 year of rich Industry experience primarily in US Retirement Compliance Domain.Hands on experience of research in Relius suite of products.Strong understanding of concepts and terminology of financial services industry, especially in Retirement (DC).Prior Compliance Testing & Form 5500 filing knowledge, transition experience is essential.Hands-on experience in handling Queue management.Well versed with MS Office applications (Word, Excel & PowerPoint, Teams, etc.).A ‘can-do’ attitude and the ability to work in a team environment and adapt to change is essential Willingness to work in shifts.

Desired Knowledge / Experience:

Previous experience of Relius Administration would be a significant plus.Should be a dependable resource with a willingness to work stretched hours (if required).

Academic Qualifications:

Masters / bachelor’s degree in accounting, Business Management /Administration or the equivalent combination of education, training, or work experience.

Core Competencies:In-depth knowledge of retirement services industry practices, regulations, and processesUnderstanding of Relius recordkeeping software.Excellent verbal, written and articulation communication skills.Good coordination and collaborative skills to work with different groups to complete assigned responsibilities.

Location:- Bangalore, Pune and ChennaiShift :- UK and US

  • Delhi, India Alpha Compliance Solutions Full time

    Position Overview:Alpha Compliance Solutions is on the hunt for a high-performingandresults-drivenTelesales Specialist (Junior) to spearhead revenue growth by fostering meaningful relationships with business clients and delivering tailored compliance solutions. This is aremote rolewith acompetitive base salaryand anuncapped commission structure , designed...


  • delhi, India Alpha Compliance Solutions Full time

    Position Overview:Alpha Compliance Solutions is on the hunt for a high-performing and results-driven Telesales Specialist (Junior) to spearhead revenue growth by fostering meaningful relationships with business clients and delivering tailored compliance solutions. This is a remote role with a competitive base salary and an uncapped commission...

  • Telesales Specialist

    4 weeks ago


    Delhi, India Alpha Compliance Solutions Full time

    Position Overview:Alpha Compliance Solutions is on the hunt for a high-performing and results-driven Telesales Specialist (Junior) to spearhead revenue growth by fostering meaningful relationships with business clients and delivering tailored compliance solutions. This is a remote role with a competitive base salary and an uncapped commission...

  • Telesales specialist

    4 weeks ago


    Delhi, India Alpha Compliance Solutions Full time

    Position Overview: Alpha Compliance Solutions is on the hunt for a high-performing and results-driven Telesales Specialist (Junior) to spearhead revenue growth by fostering meaningful relationships with business clients and delivering tailored compliance solutions. This is a remote role with a competitive base salary and an uncapped...


  • Delhi, Delhi, India Excis Compliance Full time

    Company OverviewExcis Compliance is a leading provider of innovative compliance solutions, dedicated to empowering organizations to navigate complex regulatory landscapes. Our commitment to excellence drives us to seek talented individuals who share our passion for delivering exceptional results.Job SummaryWe are seeking an experienced Technical Support...


  • Delhi, Delhi, India Nugen Synergies Pvt Ltd Full time

    **Job Description:** Contractual Compliance SpecialistNugen Synergies Pvt Ltd is looking for a detail-oriented Contractual Compliance Specialist to review and negotiate commercial contracts, ensuring compliance with relevant laws and regulations.The estimated salary for this role is ₹18,00,000 - ₹28,00,000 per annum, depending on experience.Key...


  • Delhi, Delhi, India HRipple Solutions Full time

    Job Title: Financial Compliance SpecialistWe are seeking a highly skilled Financial Compliance Specialist to join our team at HRipple Solutions.About the Role:Salary:** $80,000 - $110,000 per annum, depending on experience and qualificationsLocation: Our office is located in a prime area of the city, easily accessible by public transportKey...


  • Delhi, Delhi, India Together for Restoration Full time

    We are seeking a detail-oriented Financial Compliance Specialist to ensure all financial, legal, and regulatory compliance for Together for Restoration. This is a full-time, in-office position based in Delhi.Job DescriptionThe ideal candidate will be responsible for managing company accounts, financial audits, and ensuring adherence to statutory...


  • Delhi, Delhi, India Piramal Capital & Housing Finance Limited Full time

    About the RolePiramal Capital & Housing Finance Limited is seeking an experienced IT Operations Compliance Specialist to join our team. In this role, you will be responsible for ensuring compliance with various security standards and regulatory frameworks.Job DescriptionThe IT Operations Compliance Specialist will work closely with the Infrastructure team to...


  • Delhi, Delhi, India RSI Security Full time

    Job OverviewWe are seeking a highly skilled Cybersecurity Compliance Specialist to join our team at RSI Security. This role involves guiding organizations through HITRUST CSF compliance, conducting comprehensive readiness assessments, and developing detailed remediation plans.


  • Delhi, Delhi, India one point one solution Full time

    Job Title: Tax Compliance SpecialistOverview:We are seeking an experienced Tax Compliance Specialist to join our team at One Point One Solution. The ideal candidate will have a strong background in tax compliance and accounting, with expertise in GST (Goods and Services Tax) regulations.Responsibilities:Maintaining and filing GST and TDS returns, ensuring...

  • Compliance Specialist

    2 months ago


    Delhi, India Genpact Full time

    As a Specialist (Compliance) Processor /Analyst in our Retirement Services department (Retirement BPaaS), your focus will be to performActual Deferral & Actual Contribution Percentage (ADP & ACP), Coverage Test (410b), Excess Deferral (402g), Compensation (414s), Annual Additions (415), Non – Discrimination (NDT)Tests and Form 5500 Filingfor Large &...


  • Delhi, Delhi, India MTC Group Full time

    **MTC Group** is seeking a highly skilled Regulatory Compliance Specialist to join our team. This role plays a vital part in ensuring the company's adherence to all applicable laws and regulations.**Job Overview:** The Regulatory Compliance Specialist will be responsible for serving as the primary liaison between MTC Group and various government departments,...


  • Delhi, Delhi, India Kratikal Full time

    At Kratikal, we're committed to helping enterprises worldwide combat cybercriminals using cutting-edge technology-based security solutions.We're seeking a highly skilled Cybersecurity Compliance Specialist to join our team. This is an excellent opportunity to grow your career in a dynamic and innovative environment.Job Description:The Cybersecurity...


  • Delhi, Delhi, India Curefit - house of cult Full time

    Curefit - house of cult is seeking an Ethics Compliance Specialist to join its team. This role will play a critical part in ensuring the company maintains a high standard of legal and ethical compliance in all aspects of employment.About the Role:The Ethics Compliance Specialist will be responsible for overseeing and managing the company's disciplinary...


  • Delhi, Delhi, India Industrybuying Full time

    Job Title: Taxation and Secretarial Compliance SpecialistIn this role at Industrybuying, you will be responsible for ensuring the company's compliance with taxation laws and regulations. As a Taxation and Secretarial Compliance Specialist, you will review and validate GST returns, TDS and TCS filings, and corporate governance records to ensure accuracy and...

  • HR Payroll

    3 weeks ago


    Delhi, India Quality Austria Central Asia Pvt. Ltd. Full time

    Company Description Quality Austria Central Asia Pvt. Ltd. is a joint venture established in 2010, offering assessment, testing, training, and certification services to help businesses improve and succeed. With over 13 years of experience, we have audited and trained numerous multinational companies, setting the standard for honesty, transparency, and...


  • Delhi, Delhi, India Mashreq Full time

    Job OverviewMashreq, a leading financial institution in the UAE, is seeking an experienced Compliance Risk Management Specialist to join its team. The successful candidate will be responsible for ensuring that the company's compliance risk management practices are effective and aligned with regulatory requirements.


  • Delhi, Delhi, India Awfis Space Solutions Limited Full time

    About UsAwfis Space Solutions Limited is a leading provider of shared office spaces and management services.Job SummaryWe are seeking a highly motivated Tax Compliance Specialist to join our team. As a Tax Compliance Specialist, you will play a key role in ensuring the company's tax compliance and assisting with various tax-related tasks.Key...


  • Delhi, India Castellan Real Estate Partners Full time

    Job Title:Remote Compliance Support SpecialistLocation:India, RemoteDepartment:Compliance and OperationsReports To:Compliance Manager or Director of OperationsJob SummaryThe Remote Compliance Support Specialist is responsible for tracking permits, labor compliance, and insurance documentation for projects managed by a California based general contractor....