RBI Compliance and Legal Manager

2 weeks ago


Delhi, India PeopleGene Full time
About the role:

- Oversee all business operations relating to compliance including policies, investments, and procedures.- Design and monitor control systems to deal with violations of legal rules and internal policies.- Regularly assess the efficiency of control systems and recommend effective improvements.- Review and evaluate procedures and reports to identify hidden risks or common issues.- Perform periodic audits on company procedures and processes, maintain and organize compliance records.- Draft compliance checklists, manuals, and other regulatory documentation- Coordinating with different departments leads to review all departmental compliance policies.- Liaise with the senior management to ensure proper implementation of compliance policies.- Act as a confidential point of contact for employees to seek clarification on compliance issues, or report irregularities.- Initiates investigations, when possible, non-compliance takes place within the bank.- Facilitate employee training sessions on legal and compliance issues.- Supervise compliance officers and team, share best practices.- Leverage in-house synergies through collaboration with internal stakeholders.- Keep abreast of regulatory developments within or outside of the bank as well as evolving best practices in compliance control.- Create an environment that promotes collaborative learning and collective ownership of responsibilities.
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