KYC Quality Control Associate

3 weeks ago

mumbai, India 9478 Deutsche India Private Limited Full time

Description

Operations provides support for all of Deutsche Bank’s businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the bank’s platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day

A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent.

In accordance with Anti-Money Laundering Requirements, Banks, such as Deutsche Bank AG ("DB"), are obliged to perform Know-your-client (“KYC”) reviews on all new clients they adopt. These checks and reviews are made in strict accordance with regulatory requirement and the bank’s internal policies.

The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance.

The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions.

The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (‘AML’) and Anti Financial Crime (‘AFC’) areas and ensures any changes required are implemented with minimum disruptions.

The KYC Analyst also assists the bank’s clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (‘SOP’s) and Operation Level Agreements (OLA’s) to achieve accurate and timely account opening to help execute trades.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

Best in class leave policy Gender neutral parental leaves 100% reimbursement under child care assistance benefit (gender neutral) Flexible working arrangements Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above

Your key responsibilities

Responsible for verification of Client data Perform due diligence of new and existing clients covering a wide range of different client types including; Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as; SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc. Verifying KYC documentation of the Clients to be adopted/reviewed Perform the risk assessment of the Client to be adopted/reviewed Signing off on new client adoptions and periodic reviews Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the bank’s internal policies Manage exception ensuring that all SLA’s defined with the Business on timeliness and quality are adhered

Your skills and experience

6+ years of relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc Understanding of Control, Compliance, Investigation/chasing functions in banks Familiarity AML/KYC regulations and industry guidelines (FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID) Ability to interpret regulatory guidelines and assessing risk scores and entity types Ability to interpreting alerts Ability to identifying trends and inconsistencies Understanding of end to end KYC process

How we’ll support you

Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs

  • Kyc Quality Control Associate

    2 weeks ago

    Mumbai, Maharashtra, India Deutsche Bank Full time

    **KYC Quality Control Associate**: **Job ID**:R0333079**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-05-28**Location**:Mumbai**Position Overview**: **Job Title**: - **KYC Quality Control Associate** **Location - Mumbai, India** **Role Description** A dynamic and diverse division, our objective is to make sure that all our...

  • Kyc Quality Control Associate

    3 weeks ago

    Mumbai, Maharashtra, India Deutsche Bank Full time

    **KYC Quality Control Associate**: **Job ID**:R0333090**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-05-24**Location**:Mumbai**Position Overview**: **Job Title: KYC Associate** **Location: Mumbai, India** **Role Description** A dynamic and diverse division, our objective is to make sure that all our services are executed in a...

  • Associate/associate L1 Kyc Eu

    2 months ago

    Mumbai, India Riverforest Connections Full time

    **Direct Responsibilities** - Perform the required KYC screenings on customers documenting the information obtained on the clients as required by global KYC procedure. - Leads the team by example and ensures that the team is guided to achieve the stakeholder expectation. - Obtain mandatory documents and reports as per KYC requirements - Perform necessary...

  • Kyc Associate

    2 months ago

    Mumbai, India Deutsche Bank Full time

    **Job Title**: - KYC Associate **Location**: - Jaipur **Role Description** A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In...

  • Kyc Associate

    2 months ago

    Mumbai, India Deutsche Bank Full time

    **Job Title**: - KYC Associate **Location**: - India **Role Description** A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In...

  • Avp - Kyc

    2 months ago

    Mumbai, India Riverforest Connections Full time

    **Job Title: Assistant Vice President** **Position Purpose** - The KYC Due Diligence team in company is responsible for the Preparation of files due for periodic reviews (Recertification) for existing customers and (Onboarding) for new clients of company across multiple countries across APAC, EMEA and America. It is extended team working with onshore...

  • Associate L1/senior Associate

    2 weeks ago

    Mumbai, Maharashtra, India BNP Paribas Full time

    ASSOCIATE L1/SENIOR ASSOCIATE - KYC (JOB NUMBER: CLI002171) **About BNP Paribas Group**: BNP Paribas is a top-ranking bank in Europe with an international profile. It operates in 71 countries and has almost 199 000 employees. The Group ranks highly in its three core areas of activity: Domestic Markets and International Financial Services (whose retail...

  • Associate L1/senior Associate

    6 days ago

    Mumbai, Maharashtra, India BNP Paribas Full time

    ASSOCIATE L1/SENIOR ASSOCIATE - KYC (JOB NUMBER: CLI002172) **About BNP Paribas Group**: BNP Paribas is a top-ranking bank in Europe with an international profile. It operates in 71 countries and has almost 199 000 employees. The Group ranks highly in its three core areas of activity: Domestic Markets and International Financial Services (whose retail...

  • Kyc Checker

    1 week ago

    Mumbai, India Citi Full time

    The CCB KYC BSU is an AML/KYC support and control function within the ISG O&T group responsible for the due diligence and approval of the KYC Record and associated documentation in partnership with Relationship Management and Compliance. **Job Background/context**:Citi AML/KYC policy requires due diligence to be conducted for every Customers of Citi. This...

  • Associate L1/senior Associate

    6 days ago

    Mumbai, Maharashtra, India BNP Paribas Full time

    About BNP Paribas Group: BNP Paribas is a top-ranking bank in Europe with an international profile. It operates in 71 countries and has almost 199 000 employees. The Group ranks highly in its three core areas of activity: Domestic Markets and International Financial Services (whose retail banking networks and financial services are grouped together under...

  • Senior KYC Associate

    4 weeks ago

    mumbai, India RAREFIND HR CONSULTING PRIVATE LIMITED Full time

    Job title: Senior KYC Associate Location: BKC, Mumbai, India Experience: 8-10 years in KYC & AML Our client is a leading international financial services company that supports mid-market entrepreneurs, corporates, and private equity firms. They provide exceptional equity analysis, ideas, and execution services for investors interested in Indian equities....

  • Senior KYC Associate

    4 weeks ago

    Mumbai, India RAREFIND HR CONSULTING PRIVATE LIMITED Full time

    Job title: Senior KYC AssociateLocation: BKC, Mumbai, IndiaExperience: 8-10 years in KYC & AMLOur client is a leading international financial services company that supports mid-market entrepreneurs, corporates, and private equity firms. They provide exceptional equity analysis, ideas, and execution services for investors interested in Indian...

  • Icg Kyc Post Execution Quality Reviewer

    6 days ago

    Mumbai, India Citi Full time

    **Job Purpose**: The Post Execution Quality Reviewer (PEQR) will be part of the ICG KYC Post Execution Quality Review Team unit. The unit is tasked with conducting quality control reviews across Corporate and Investment Bank, Direct Custody & clearing and Investor services client population. Responsibility includes reviewing approved KYC records and...

  • Ccb Kyc Maker

    3 days ago

    Mumbai, India Citi Full time

    The CCB KYC BSU is an AML/KYC support and control function within the ISG O&T group responsible for the due diligence and approval of the KYC Record and associated documentation in partnership with Relationship Management and Compliance. The BSU owns the end to end KYC process from creation/renewal to approval of the KYC Record and supporting local country...

  • Senior KYC Associate

    4 weeks ago

    Mumbai, India RAREFIND HR CONSULTING PRIVATE LIMITED Full time

    Job title: Senior KYC AssociateLocation:BKC, Mumbai, IndiaExperience:8-10 years in KYC & AMLOur client is a leading international financial services company that supports mid-market entrepreneurs, corporates, and private equity firms. They provide exceptional equity analysis, ideas, and execution services for investors interested in Indian equities.Position...

  • Associate, Compliance

    6 days ago

    Mumbai, Maharashtra, India Ares Management Full time

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Avp - Kyc (Global Operations Center)

    1 month ago

    Mumbai, India RiverForest Connections Private Limited Full time

    **Job Title: Assistant Vice President** **Position Purpose** - The KYC Due Diligence team in company is responsible for the Preparation of files due for periodic reviews (Recertification) for existing customers and (Onboarding) for new clients of company across multiple countries across APAC, EMEA and America. It is extended team working with onshore...

  • Kyc Sme

    2 weeks ago

    Mumbai, India Citi Full time

    The KYC Operations Intmd Analyst is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your Client) program at...

  • Wholesale KYC Operations

    1 month ago

    mumbai, India JPMorgan Chase & Co. Full time

    Short Description Join the team that is supporting the client onboarding for Corporate Banking clients Posting description Join our Corporate Investment Bank team, where as a Wholesale KYC Operation (WKO) Associate, you'll play a pivotal role in ensuring regulatory compliance, protecting the bank's reputation and assets. You'll work closely with...

  • Wholesale KYC Operations

    2 months ago

    Mumbai, India JPMorgan Chase & Co. Full time

    Short Description Join the team that is supporting the client onboarding for Corporate Banking clients Posting description Join our Corporate Investment Bank team, where as a Wholesale KYC Operation (WKO) Associate, you'll play a pivotal role in ensuring regulatory compliance, protecting the bank's reputation and assets. You'll work closely with...