Regulatory Business Advisory Analyst
2 weeks ago
Job Title: Regulatory Business Advisory Analyst
Location: Floor 14, The Capital, C70, G Block, Bandra Kurla Complex, Mumbai
Notes:
Specific/ mandatory skills: KYC/AML Name List Screening Alerts Closures Experience range: 1 - 3 year Open to considering fresher candidates (Yes/No): Yes Open to considering relocation/ non-local candidates (Yes/No): No Contract duration: 6 months Shift timings: 9.00 am- 6.00 pm Number of days work from office: 5 days Diversity (Yes/No): FlexibleDescription:
The Anti-Money Laundering team in the India supports Client businesses across all AML relevant DB India group entities to ensure AML/CFT related processes and controls are in place and conform to internal DB policies and all applicable local laws and regulations.
The position reports to the Country Anti Money Laundering Officer, India.
The AML Officer’s responsibilities include:
To have through understanding of KYC and AML regulatory framework and reflect that into day to day advisory, due diligence and performing control programs; To develop and ensure compliance on local KYC policies, based on the KYC Policy - DB Group and further local regulatory requirements; Advisory to business on matters concerning to KYC Policy – DB Group, divisional KYC policies and local regulatory requirements, and provide respective sign-offs; Perform enhance due diligence on new and existing clients escalated to AML Compliance as per policy framework and provide required guidance / sign offs / escalate as per escalation matrix. Track and follow up with conditions imposed on certain client relationships Follow up with business on the status of Regular and Event Driven Reviews and obtain relevant information on the status of Regular and Event Driven Reviews; Perform controls including those under the Global AML Controls Program and perform quality assurance checks on AML/KYC processes and controls across business divisions and entities. Liaise with respective stakeholders / client on-boarding teams and ensure timely response to regulatory / investigating authorities queries concerning to KYC/AML Matters. Assist the Country AML Officer for carrying out all the AML roles and responsibilities across DB India group as required from time to time. Ensure adherence to standards, procedures and also identify risk mitigants wherever there is a control issue.Essential Skills:
AML-related knowledge skills and experience gained in a compliance role within a financial institution or regulator, preferably with expertise in India. Understanding of investment banking and securities products and services. Strong analytical and problem-solving skills. Attention to detail. Performance orientation. Excellent interpersonal and communication skills. Ability to perform well under pressure. Ability to work independently and as a team.Education / Qualifications Required:
Degree qualified Relevant AML or related certifications (desirable) (CAMS, CFE, IntDipAML)Language Required:
Excellent proficiency in written and verbal English required.-
Regulatory Advisory Analyst
2 weeks ago
Mumbai, India 0784 Deutsche Bank Aktiengesellschaft, Filiale Mumbai Full timeDescription This role entails support to compliance department which will include circular dissemination, MIS preparation, compliance advisory and monitoring and testing What we’ll offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy Best in class leave policy Gender neutral parental leaves 100%...
-
Regulatory Advisory Analyst
2 weeks ago
mumbai, India 0784 Deutsche Bank Aktiengesellschaft, Filiale Mumbai Full timeDescription This role entails support to compliance department which will include circular dissemination, MIS preparation, compliance advisory and monitoring and testing What we’ll offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy Best in class leave policy Gender neutral parental leaves ...
-
Business Analyst
11 hours ago
Mumbai, India CSC Full timeBusiness Analyst / Product Owner, Regulatory ReportingLocation: Mumbai/Bangalore/ChennaiDepartment: ProductVacancy Type: PermanentWork Timings: EMEA/AmericasWork Mode: Hybrid**Serving Notice or Immediate joiners are preferredPosition:This position is for a member of the Global Products Team supporting Global Hedge Fund, Private Equity & Debt Fund clients....
-
Business Analyst
12 hours ago
Mumbai, India CSC Full timeBusiness Analyst / Product Owner, Regulatory ReportingLocation: Mumbai/Bangalore/ChennaiDepartment: ProductVacancy Type: PermanentWork Timings: EMEA/AmericasWork Mode: Hybrid**Serving Notice or Immediate joiners are preferredPosition:This position is for a member of the Global Products Team supporting Global Hedge Fund, Private Equity & Debt Fund clients....
-
Business Analyst
4 weeks ago
Mumbai, India CAPCO Full timeBusiness Analyst - Regulatory Reportingat Capco India - MumbaiJob Title: Business Analyst- Regulatory Reporting (Domain- Investment Banking/Capital Market)Notice Period: Immediate to 30 days.Location: MumbaiAbout Us“Capco, a Wipro company, is a global technology and management consulting firm. Awarded withConsultancy of the year in the British Bank...
-
Senior Role
1 month ago
Mumbai, India Talent Full timePurpose of Job: The Senior Compliance role will manage and drive all advisory and regulatory aspects of the Compliance Department. To lead developing and updating various Compliance programs, policies, and procedures, attending senior level meetings, providing Compliance guidance to the lines of business, identifying and addressing necessary training in line...
-
Business Analyst
1 month ago
mumbai, India CAPCO Full timeBusiness Analyst - Regulatory Reporting at Capco India - Mumbai Job Title: Business Analyst- Regulatory Reporting (Domain- Investment Banking/Capital Market) Notice Period: Immediate to 30 days. Location: Mumbai About Us “Capco, a Wipro company, is a global technology and management consulting firm. Awarded with ...
-
Business Analyst
4 weeks ago
Mumbai, India CAPCO Full timeBusiness Analyst - Regulatory Reporting at Capco India - Mumbai Job Title: Business Analyst- Regulatory Reporting (Domain- Investment Banking/Capital Market) Notice Period: Immediate to 30 days. Location: Mumbai About Us “Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the...
-
Business Advisory
4 weeks ago
Mumbai, India Acme Services Full timeAssist Seniors who are advising companies on inbound and outbound investment strategies from the perspective of tax efficiency, FEMA, company law and other regulatory compliances. - Assist in financial and strategic planning, and restructuring of companies including Mergers, Acquisitions, Sale etc. - Handhold the clients throughout the transaction lifecycle...
-
INT Advisory Council
1 week ago
Mumbai, India International Advisory Council Full timeCompany Overview:International Advisory Council is a dynamic and globally-oriented firm dedicated to fostering economic partnerships and facilitating cross border trade and investments. As we continue to expand our international presence, we are seeking a highly motivated and experienced Investment and Trade Promotion Manager to play a pivotal role in...
-
Manager - Regulatory Compliance - NBFC
1 month ago
Mumbai, India Skillmentor Connect Full time- Disseminate circulars / letters /advisories/ guidelines issued by the Regulator to relevant business units highlighting the regulatory requirements and monitor compliance of these guidelines.- Perform compliance testing, internal compliance reviews & monitoring activities. - Ensure strict adherence to all regulatory requirements, guidelines, and directives...
-
Mumbai, India Walter Advisors Full timeWalter Advisors is seeking a dynamic and skilled Chartered Accountant with 2-5 years of post-qualification experience in audit, tax, or consulting to join our team. The ideal candidate will play a key role in providing expert advice and assistance to our clients on various financial matters, including financial planning and analysis, financial reporting,...
-
Business Analyst- Operational Risk System
4 weeks ago
Mumbai, India Paradise Placement Consultancy Full timeJob Description:Company BackgroundAptivaa is a leading risk and capital management consulting firm that has worked with over 100 banksand FIs in US, ME and India. We provide Risk management advisory in the fields of Credit/ Market/Liquidity Risk and ALM.Under the Cognext Analytics brand, we also provide cutting edge IT solutions (financial software)...
-
Business Analyst- Operational Risk System
1 month ago
mumbai, India Paradise Placement Consultancy Full timeJob Description: Company Background Aptivaa is a leading risk and capital management consulting firm that has worked with over 100 banksand FIs in US, ME and India. We provide Risk management advisory in the fields of Credit/ Market/Liquidity Risk and ALM.Under the Cognext Analytics brand, we also provide cutting edge IT solutions...
-
Compliance Advisory Support
1 month ago
Mumbai, India HSBC Full time*** **Some careers open more doors than others.** If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. *** **Role...
-
Mumbai, India JPMorgan Chase Bank, N.A. Full time**About the Employer** **Global Finance & Business Management ("GF&BM") India** is a combined LOB-aligned (Line of Business-aligned) finance & business support team located in India and is part of JPMorgan's global capability center (GCC). We are part of the Office of the CFO (OCFO) organization within JPMorgan, which has 13000+ people across the globe,...
-
Mumbai, India Walter Advisors Full timeWalter Advisors is seeking a dynamic and skilled Chartered Accountant with 2-5 years of post-qualification experience in audit, tax, or consulting to join our team. The ideal candidate will play a key role in providing expert advice and assistance to our clients on various financial matters, including financial planning and analysis, financial reporting,...
-
Mumbai, India Walter Advisors Full timeWalter Advisors is seeking a dynamic and skilled Chartered Accountant with 2-5 years of post-qualification experience in audit, tax, or consulting to join our team. The ideal candidate will play a key role in providing expert advice and assistance to our clients on various financial matters, including financial planning and analysis, financial reporting,...
-
mumbai, India Walter Advisors Full timeWalter Advisors is seeking a dynamic and skilled Chartered Accountant with 2-5 years of post-qualification experience in audit, tax, or consulting to join our team. The ideal candidate will play a key role in providing expert advice and assistance to our clients on various financial matters, including financial planning and analysis, financial reporting,...
-
Compliance Advisory
1 month ago
Mumbai, India Right-Tic Full time**Role of Compliance Advisory** a) Understand and implement the compliance approach as defined by the Compliance policy b) Provide guidance and advise on Regulatory matters to businesses and internal stakeholders c) Business Advisory - advising business on various product related to Payments Bank (CASA, Digital Banking, Products, IT, Treasury etc) on...
