Head of Compliance

3 weeks ago


delhi, India SKS Enterpprises - Human Resource Planning and Management Full time
Position Name - Head of Compliance
Location - Mumbai
Experience Range - 10+ yrs
Mandatory Requirement:
Experience in Regulatory Compliance, Risk Management, Liaison with Regulatory Bodies
Minimum of 10 years of experience in compliance within the financial industry.
Job Roles and Responsibilities:
Policy Development and Implementation:
Design, implement, and maintain compliance policies and procedures.
Ensure policies are up-to-date with current laws and regulations.
Regulatory Compliance:
Monitor regulatory changes and assess their impact on the organization.
Ensure the organization complies with all applicable laws and regulations.
Prepare and submit regulatory reports to relevant authorities.
Compliance Risk Management:
Conduct compliance risk assessments and audits.
Develop strategies to mitigate compliance risks.
Investigate and resolve compliance issues and breaches.
Liaison with Regulatory Bodies:
Serve as the primary point of contact with regulatory authorities.
Handle communications and inquiries from regulatory bodies.
Leadership and Management:
Lead and manage the compliance team.
Provide guidance and support to other departments on compliance-related matters.
Qualification and Experience:
Bachelor’s degree in Finance, Law, Business, or a related field; advanced degree preferred.
Minimum of 10 years of experience in compliance within the financial industry.
In-depth knowledge of financial regulations and compliance requirements.
Strong analytical, problem-solving, and decision-making skills.
Excellent communication and interpersonal skills.
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