Head of compliance

1 week ago

Delhi, India Finclude Full time
Job DescriptionScope:

This position is with our fintech client for their Karachi office. You will be responsible for developing a comprehensive regulatory compliance framework as well as implementing and maintaining processes, systems and controls to ensure Company’s continued compliance.You will be responsible to lead and providing direction on all legal matters and regulatory issues together with existing internal legal resources as well as external legal advisers. You will be a senior member of the team reporting directly to the CEO. There is already a compliance and legal function existing.

Job Duties:Develop, implement and maintain a framework of policies and procedures for managing and mitigating operational and compliance risks, in line with laws and regulations applicable to us

Design and implement relevant compliance processes including know your customer (KYC), anti-money laundering (AML), sanctions and combating the financing of terrorism (CFT)

Perform risk assessments to understand risk level, significance and scope to our operations

Master a deep understanding of the rules and regulations in which we operate, including monitoring any changes and developments

Oversee the gathering of internal information to meet external regulatory reporting obligations and supervise the legal matters of the organization, including maintaining liaison with legal advisors regarding smooth handling of the legal cases

Act as a point-of-contact for all employees on issues relating to money laundering, terrorist financing and receive reports on non-compliance with laws or company policies

Compile regular reports on risk and compliance performance that can be shared with management or the board of directors so that issues can be rectified

Support our product and market expansion initiatives by overseeing efforts to apply for new licenses where needed

Ensure regular information dissemination and coordinate training across the company on compliance issues and provide proactive and effective solutions for risk management.

Oversee any internal and external audits or regulatory examinations

Manage third party vendor risk reviews and vendor due diligence where relevant

Collaborate with other departments to create a culture of compliance across the organization

Act as a main point of contact with regulator (SBP) and managing inspections and audits

Requirements

Master's Degree in either economics/business/law (preferred). However any candidate with relevant experience will be considered

Relevant course, done through ICA (International Compliance Association) or NIBAF

Experience in Pakistan working with regulated financial institutions and the State Bank of Pakistan

ACAMS certification

3+ years in a senior compliance/legal role

Experience in payments/financial services space

Ability to develop deep relationships with regulators (Central Banks or other regulatory bodies) across multiple jurisdictions

Excellent sense of judgment - able to help steer the company to balance innovation and growth with regulatory compliance

Critical problem-solving skills

Ability to thrive, adapt and embrace change in rapidly-changing regulatory environments

Knowledge of global payments compliance regulation - PCI DSS, PSD2, GDPR, card scheme rules etc.

Experience of any PSO/PSP or EMI would be preferred.

A willingness to learn and “can do” attitude

Requirements- 3+ years in a senior compliance/legal role - Experience in payments/financial services space - Ability to develop deep relationships with regulators (Central Banks or other regulatory bodies) across multiple jurisdictions - Excellent sense of judgment - able to help steer the company to balance innovation and growth with regulatory compliance

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