Assistant Vice President

4 weeks ago

bangalore, India HSBC Full time

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Assistant Vice President - Marketing Compliance.

Principal responsibilities

Complete the compliance review and approval process for the complete life-cycle of all financial promotion content across HSBC Asset Management – including self-compliance and Regulatory Compliance (RC) approval coordination at the Point of Manufacture (POM), Point of Distribution (POD) and Point of Customization (POC) Review all financial promotion content produced by various teams across the business, and ensure all content is clear, comply with regulatory requirements and internal policies Add the appropriate disclaimers and disclosure to all approved financial promotion contents Publish approved documents to global and local content repositories (including Seismic) Contribute to the maintenance a full library of disclaimer/disclosure for all markets and all investment strategies (in agreement with RC) maintenance Contribute to the maintenance Global Compliance Checklist (in agreement with RC) Manage ongoing Compliance Training & Testing for all Content Owners, Marketing, Client Business and Customisation teams (in agreement with RC) Update disclaimer/disclosure library, Global Compliance Checklist and Compliance Training & Testing to ensure all financial promotions reflect these changes Requirements

Primary Responsibilities:

Bachelor's degree in finance, business, law or a related field Strong experience in asset management compliance, with a focus on financial promotion content Understanding of regulatory requirements for financial promotions in the asset management industry Ability to interpret and apply the regulatory requirements the financial promotion content. Excellent communication and interpersonal skills to work effectively with different teams and stakeholders Ability to work independently and manage multiple tasks in a fast-paced environment Strong attention to detail and ability to analyze complex information Experience working with Regulatory Compliance professionals and responding to inquiries or requests for information

You’ll achieve more at HSBC

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.” 

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