Manager - Compliance

3 weeks ago

Bengaluru, India Navi Full time

About Navi

Navi is one of the fastest-growing financial services companies in India providing Personal & Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navi's mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is dedicated to building delightful customer experiences.


Founders: Sachin Bansal & Ankit Agarwal


Know what makes you a “Navi_ite” :

1.Perseverance, Passion and Commitment

• Passionate about Navi’s mission and vision

• Demonstrates dedication, perseverance and high ownership

• Goes above and beyond by taking on additional responsibilities

2.Obsession with high quality results

• Consistently creates value for the customers and stakeholders through high quality outcomes

• Ensuring excellence in all aspects of work

• Efficiently manages time, prioritizes tasks, and achieves higher standards

3.Resilience and Adaptability

• Adapts quickly to new roles, responsibilities, and changing circumstances, showing resilience and agility


Responsibilities

  • Support the Navi Finserv Limited in remaining compliance within the regulatory environment
  • Support engagement with Reserve Bank of India, including handling inspections, managing regulatory submissions (periodic and ad-hoc), and respond to regulatory expectations
  • Drive the identification, assessment, measurement, mitigation and monitoring of compliance risk as it pertains to the business.
  • Deliver independent risk assessment and reports that provide senior management with the risk profile of the firm.
  • Develop and deliver training programs to educate employees on compliance requirements, policies, and procedures.
  • Foster a culture of compliance through ongoing communication and awareness initiatives.
  • Serve as the primary point of contact for regulatory agencies, auditors, and other external parties on compliance-related matters.
  • Build and maintain strong relationships with key internal stakeholders to ensure alignment on compliance priorities and initiatives.


Qualifications

  • Advanced Degree preferred – Law, CA, CS, Law.
  • Strong understanding of Compliance requirements and regulations.
  • Exposure to requirements of multiple regulators viz. RBI would be desirable
  • 5+ years post qualification experience in Banking & Financial Services industry in a Compliance or control or risk advisory related function. Prior experience in the mutual fund industry is helpful;
  • Experience in managing regulatory inspections/ audits would be preferable;
  • Strong analytical and problem solving skills and can thrive under pressure
  • Good interpersonal skills and people management skills
  • Exceptional communication (both written and verbal) skills

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