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Manager - Compliance
2 months ago
Founders: Sachin Bansal & Ankit Agarwal
Know what makes you a “Navi_ite” :1.Perseverance, Passion and Commitment• Passionate about Navi’s mission and vision• Demonstrates dedication, perseverance and high ownership• Goes above and beyond by taking on additional responsibilities2.Obsession with high quality results• Consistently creates value for the customers and stakeholders through high quality outcomes• Ensuring excellence in all aspects of work• Efficiently manages time, prioritizes tasks, and achieves higher standards3.Resilience and Adaptability• Adapts quickly to new roles, responsibilities, and changing circumstances, showing resilience and agility
ResponsibilitiesSupport the Navi Finserv Limited in remaining compliance within the regulatory environmentSupport engagement with Reserve Bank of India, including handling inspections, managing regulatory submissions (periodic and ad-hoc), and respond to regulatory expectationsDrive the identification, assessment, measurement, mitigation and monitoring of compliance risk as it pertains to the business.Deliver independent risk assessment and reports that provide senior management with the risk profile of the firm.Develop and deliver training programs to educate employees on compliance requirements, policies, and procedures.Foster a culture of compliance through ongoing communication and awareness initiatives.Serve as the primary point of contact for regulatory agencies, auditors, and other external parties on compliance-related matters.Build and maintain strong relationships with key internal stakeholders to ensure alignment on compliance priorities and initiatives.
QualificationsAdvanced Degree preferred – Law, CA, CS, Law.Strong understanding of Compliance requirements and regulations.Exposure to requirements of multiple regulators viz. RBI would be desirable5+ years post qualification experience in Banking & Financial Services industry in a Compliance or control or risk advisory related function. Prior experience in the mutual fund industry is helpful;Experience in managing regulatory inspections/ audits would be preferable;Strong analytical and problem solving skills and can thrive under pressureGood interpersonal skills and people management skillsExceptional communication (both written and verbal) skills
