Risk Management_For a leading AMC

1 month ago

pune, India Skill Ventory Full time
Roles and Responsibilities 3. PRINCIPAL ACCOUNTABILITIES
( Accountabilities associated
1.
with the job)
Implementation of Risk Management Framework
A. To assist functions in understanding of internal Risk Management Framework & other associated
policies and resolve their queries / concerns associated with it.
B. To assist in creation of content bank for Risk Management related trainings/ risk awareness
campaigns.
2.
Investment Risk Management
A. Monitoring of Passive limits on daily basis (Regulatory, Asset Allocation & Internal Risk) in Front
office system/ equivalent tool.
B. Tracking the rebalancing timelines for open breaches.
C. Listening the voice recordings / calls of Investment function on daily basis and comparing the same
with trades executed on sample basis.
D. Assist team in tracking of Scheme Level Key Risk Indicators (KRIs) vis a vis the defined threshold levels
on periodic basis.
3.
Operational Risk Management
A. Performing ground level activities for Risk and Control Self-Assessment (RCSA) Process at a functional
level. Tracking periodic progress of RCSA and associated actionables.
B. Follow-up with stakeholders & obtaining inputs for preparation of KEY Risk Indicator (KRI) report at
AMC level
C. Helping function in Incident Reporting. Tracking actionables of Incident reporting.4.
Reporting & Analysis
A. Preparation & Reporting of internal Risk reports, Risk Dashboards on periodic basis.
B. Assist in analysis of various Risk reports prepared by and reported to Risk Team.
C. Timely reporting of deliverables to the functions/ stakeholders.
5.
Risk Management Committee (RMC) Meeting
A. Assist in preparation of agenda papers and reports required for conducting the Risk Management
Committee Meetings on periodic basis.
B. Collating data from different function/ stakeholders for RMCs.
C. Tracking and follow-up of actionables of RMC
D. Maintenance of Minutes of RMC
6.
Handling Internal & External Audits
A. Coordinating with auditors (Internal & External) for audit data requirement & facilitating the same in
timely manner.
B. Tracking & closing the audit actionables, if any.
7.
Review of Policies
A. Helping in review of Risk Management Framework and associated policies at a defined frequency
and proving inputs for keeping the same up-to date in line with the recent regulatory environment
and practices
B. Maintenance of Risk Management policy tracker.8.
Other
A. Any other Risk Management related adhoc activities, which may be required to be carried out on
need basis.4.
DECISIONS
(Key decisions taken by job holder at his/her end)
Following decisions are taken by the role:
•
•
5.
Ensuring that the BAU activities are completed and requisite information regarding the same is disseminated
to the stakeholders within internally defined timelines.
Assisting & query handling of stakeholders for risk management related monitoring and reporting.
CHALLENGES
(Challenges faced on an on-going basis in carrying out the job)
Following are the challenges faced by the role while carrying out the job:
•
•
Coordination and rigorous follow-up with stakeholders for timely delivery of actionables pertaining to their
function.
Getting the periodic deliverables from different stakeholders.6. INTERACTIONS
Internal Clients
Roles you need to interact with inside the organization to enable success in your day to day work
The role requires interaction with following internal stakeholders:
Work closely and in consultation with Operations, Investment & Compliance team.
Collaborating with other functions & leadership team on need basis.
External Clients
Roles you need to interact with outside the organization to enable success in your day to day work
The role requires interaction with following external parties on need basis:
Vendor & Outsourcing Partner - Registrar and Transfer Agent, Fund Accountant, Custodian
Rating Agency & Exchange
Regulator & Auditor7. SKILLS AND KNOWLEDGE
(Minimum acceptable proficiency for this job which best indicates the education and/or experience
requirements of this job and not the incumbent)
a) Qualifications
MBA in Finance/ CA , FRM/CFA or Level 1 cleared candidate of FRM/CFA
b) Work Experience
Around 3-5 years of experience in the field of Risk Management in financial services industry.
Candidate who has worked in Operational Risk Management Function/ Investment Risk Management Function
/ Enterprise Risk Management Function in Insurance, Banking and NBFCs shall also be considered.c) Personal Attributes/ Behavioral skills
• Execution skills, Analytical bend of mind, Good communication skills, Solution oriented mindset, Good drafting
skills.
• Commitment, passion for work & eagerness to learn, teamwork, ability to stretch in crunch situations & sustain
pressures, manage relationship with all the stakeholders.
d) System Competencies
• Good / Advanced level knowledge of Microsoft Office package (MS Excel, MS Word and MS PowerPoint)
e)
•
•
•
Knowledge
Base level understanding & knowledge of Risk Management standards, processes and procedures.
Base level understanding of Mutual Fund business.
Base level understanding of Capital Market products and related instruments

  • For a Leading Amc- PR

    4 weeks ago

    Pune, India Skillventory Full time

    **For a leading AMC- PR **&** ORM**: - From 7 to 10 year(s) of experience - ₹ Not Disclosed by Recruiter - Puneor **Roles and Responsibilities** **Key Responsibilities**: - Develop **PR campaigns** and media relations strategies - Amplify brand presence on various digital and social media platforms - Monitor and review user comments, suggestions,...

  • For a Leading Amc branch Admin

    1 month ago

    Pune, India Skillventory Full time

    **For a leading AMC _Branch Admin **&** Infra**: - From 6 to 11 year(s) of experience - ₹ Not Disclosed by Recruiter - Puneor **Roles and Responsibilities** A dynamic Professional having over** 8 to 10+ years of experience** in **Administration & Infrastructure.** Holds good experience in **Planning, Organizing and Decision-making skills**. Hands-on...

  • Divisional Risk and Control Lead

    2 weeks ago

    Pune, India F337 Deutsche India Private Limited, Pune Branch Full time

    Description You will be joining as a Divisional Risk and Control Lead in our Embedded Risk Team in London. The Risk and Control Team ensures the Bank's control priorities are effectively implemented across Investment Banking, Anti-Financial-Crime (AFC) and Compliance (C) Technology. Our mission is to reduce the organisation's technology risk exposure...

  • Program Management_For a leading Automotive OEM

    1 month ago

    pune, India Skill Ventory Full time

    Roles and Responsibilities Ensure timely & smooth product launches across Motorcycle & Commercial Vehicle platform. Own all Project management aspects from conception onwards & drive it through development, testing, acceptance & adoption to launch. Work with multiple stakeholders (Component Development / Purchase / Quality / Manufacturing Plants /...

  • Divisional Risk and Control Lead

    2 weeks ago

    pune, India F337 Deutsche India Private Limited, Pune Branch Full time

    Description You will be joining as a Divisional Risk and Control Lead in our Embedded Risk Team in London. The Risk and Control Team ensures the Bank's control priorities are effectively implemented across Investment Banking, Anti-Financial-Crime (AFC) and Compliance (C) Technology. Our mission is to reduce the organisation's technology risk...

  • Risk Practice SME Lead

    4 weeks ago

    pune, India FIS Full time

    Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5% Role: This role is of a Senior Specialist SME with strong knowledge of Trading and Banking Book Risk This role will be responsible for setting up the Risk...

  • Risk Practice SME Lead

    4 weeks ago

    pune, India Jobs for Humanity Full time

    Job Description Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5%Role: This role is of a Senior Specialist SME with strong knowledge of Trading and Banking Book Risk This role will be responsible for setting up the Risk...

  • Risk Practice SME Lead

    4 weeks ago

    Pune, India Jobs for Humanity Full time

    Job Description Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5%Role:This role is of a Senior Specialist SME with strong knowledge of Trading and Banking Book RiskThis role will be responsible for setting up the Risk Practice in...

  • Risk Practice SME Lead

    1 month ago

    Pune, India FIS Full time

    Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5% Role: This role is of a Senior Specialist SME with strong knowledge of Trading and Banking Book Risk This role will be responsible for setting up the Risk Practice...

  • Risk Reduction Lead

    3 weeks ago

    pune, India F337 Deutsche India Private Limited, Pune Branch Full time

    Description This position sits in RFT within Corporate Function Technology. As part of the TDI level Risk Reduction program, there are 4 programs of work to manage various F4/F3 Findings/Audit Remediation, ExaCC Migration, TRC, CSO control implementation covering over ~400 applications within Corporate Functions. The programme ensures that...

  • Risk Reduction Lead

    3 weeks ago

    Pune, India F337 Deutsche India Private Limited, Pune Branch Full time

    Description This position sits in RFT within Corporate Function Technology. As part of the TDI level Risk Reduction program, there are 4 programs of work to manage various F4/F3 Findings/Audit Remediation, ExaCC Migration, TRC, CSO control implementation covering over ~400 applications within Corporate Functions. The programme ensures that Findings...

  • Risk Analyst

    1 week ago

    Pune, India Qualys Full time

    The Technology Risk Analyst plays a crucial role in identifying, assessing, and mitigating technical risks within an organization. Has an understanding of Enterprise Risk Management practices in a technical environment. This professional is responsible for developing and implementing risk management strategies to safeguard technology assets, systems, and...

  • IT Risk Analyst

    1 month ago

    pune, India Community Brands Full time

    Overview We are seeking a IT Risk Analyst to join our growing team! About Us Community Brands provides a connected network of solutions that enable mission-driven organizations to thrive. Our software powers non-profits, associations, and K-12 schools to engage the people they serve through programs and events, raise funds to enable their...

  • IT Risk Analyst

    2 months ago

    Pune, India Community Brands Full time

    Overview We are seeking a IT Risk Analyst to join our growing team! About Us Community Brands provides a connected network of solutions that enable mission-driven organizations to thrive. Our software powers non-profits, associations, and K-12 schools to engage the people they serve through programs and events, raise funds to enable their mission,...

  • Operational Risk Specialist

    2 weeks ago

    Pune, India Poonawalla Fincorp Full time

    • To perform Risk and Control Self Assessments (RCSA) for assigned Units to ensure maximum adherence to laid down processes and policies.• To identify inherent risk and residual risks associated with the process with the help of RCSA. Discuss it further with respective stakeholders and agree on time-bound action plan.• Review and provide critical input...

  • Operational Risk Specialist

    2 weeks ago

    Pune, India Poonawalla Fincorp Full time

    • To perform Risk and Control Self Assessments (RCSA) for assigned Units to ensure maximum adherence to laid down processes and policies.• To identify inherent risk and residual risks associated with the process with the help of RCSA. Discuss it further with respective stakeholders and agree on time-bound action plan.• Review and provide critical input...

  • IT Auditor

    18 hours ago

    Pune, Maharashtra, India Risk Pro India Limited Full time

    Job Description for IT Audit - Experience : 5-10 years Roles and Responsibilities: - IT audit experience in Domain like ITGC, Cyber Security, SOC 2, Application and IT security Infrastructure and IT Regulatory compliance. - Experience in ISO 27001 documentation, and SOC2 documentation. - Experience in Information Security Management, Information Security...

  • Risk & Governance Specialist

    3 weeks ago

    pune, India ISS Facility Services India Private Limited Full time

    About ISS IndiaThe ISS Group was founded in Copenhagen, Denmark in 1901 and has grown to become one of the world's leading Facility Services companies. ISS offers a wide range of professional services. With presence in over 30 plus countries across Europe, Asia, North America, Latin America and Pacific, and with over 370,000 employees, ISS, today, is the...

  • Risk & Governance Specialist

    2 days ago

    Pune, India ISS Facility Services India Private Limited Full time

    About ISS India The ISS Group was founded in Copenhagen, Denmark in 1901 and has grown to become one of the world‘s leading Facility Services companies. ISS offers a wide range of professional services. With presence in over 30 plus countries across Europe, Asia, North America, Latin America and Pacific, and with over 370,000 employees, ISS, today, is the...

  • Risk & Governance Specialist

    3 weeks ago

    Pune, India ISS Facility Services India Private Limited Full time

    About ISS India The ISS Group was founded in Copenhagen, Denmark in 1901 and has grown to become one of the world's leading Facility Services companies. ISS offers a wide range of professional services. With presence in over 30 plus countries across Europe, Asia, North America, Latin America and Pacific, and with over 370,000 employees, ISS, today, is the...