AVP Compliance – RBI Regulatory Compliance | NBFC

2 days ago

New Delhi, India Shapoorji Pallonji Finance Private Limited Full time

Location: MumbaiExperience: 4–8 years (preferably in NBFC/BFSI sector)Industry: Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs, while also supporting corporate secretarial functions.This position is ideal for professionals with hands-on experience in NBFC compliance, RBI communication, and governance frameworks, who are excited to work at the intersection of regulatory compliance and corporate governance.Key ResponsibilitiesRBI Regulatory Compliance – Core Focus Area- Ensure end-to-end compliance with RBI norms applicable to NBFC-ND-SI-ML, including Scale-Based Regulations, KYC Directions, and Outsourcing Guidelines. - Timely submission of regulatory filings and reports via RBI portals – CIMS, Daksh, FIU-IND, and others. - Monitor and analyze RBI circulars, prepare implementation notes, and ensure organization-wide compliance. - Draft, implement, and periodically review internal policies in line with RBI directives. - Manage correspondence and respond to RBI communications, inspections, audits, and scrutiny. - Maintain and update the Regulatory Compliance Calendar, tracking and ensuring timely completion of tasks. - Provide compliance input to business teams on related party transactions, group exposure, outsourcing, borrowings, and guarantees.Corporate Secretarial & Governance Support – Secondary Responsibility- Organize and conduct Board Meetings, Committee Meetings, and Shareholder Meetings. - Draft notices, agendas, resolutions, and minutes; maintain actionable trackers. - Support in drafting and filing statutory documents with ROC/MCA. - Assist in fundraising activities such as issuing NCDs and Commercial Papers, ensuring RBI and SEBI compliance. - Work with the CSR team on eligibility checks, compliance, and documentation related to CSR initiatives. - Coordinate and manage statutory, secretarial, and compliance audits. - Contribute to the preparation of the Annual Report, Board’s Report, and other governance disclosures.Qualifications- Qualified Company Secretary (CS); Additional legal or compliance certifications preferred. - 4–8 years of relevant experience in NBFC or BFSI sector, with strong exposure to RBI regulations.Required Skills- In-depth knowledge of Companies Act, 2013, Secretarial Standards, RBI NBFC guidelines, and relevant financial regulations. - Proficient in MS Word, Excel, PowerPoint. - Strong understanding of financial statements, including balance sheets and P&L.Preferred Skills- Excellent interpersonal and stakeholder management abilities. - Strong communication and presentation skills. - Organized, deadline-driven, and calm under pressure. - Analytical thinking and high attention to detail.Why Join Us?- Work with a fast-growing, compliant-first NBFC backed by a strong corporate governance culture. - Gain exposure to diverse areas of regulatory and corporate compliance. - Be part of a purpose-led organization working at the forefront of financial innovation.

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