AVP Compliance

4 days ago


New Delhi, India Shapoorji Pallonji Finance Private Limited Full time

Location:MumbaiExperience:4–8 years (preferably in NBFC/BFSI sector) Industry:Financial Services / NBFC / BFSI / FinTechAbout the Role We are looking for a qualified and detail-orientedCompliance Manager (RBI & Corporate Law)to join our team. This role is crucial in ensuring that we meet allregulatory requirements under RBI Scale-Based Regulation (SBR)for NBFCs, while also supportingcorporate secretarial functions. This position is ideal for professionals with hands-on experience inNBFC compliance, RBI communication, and governance frameworks, who are excited to work at the intersection ofregulatory compliance and corporate governance.Key Responsibilities RBI Regulatory Compliance – Core Focus Area Ensure end-to-end compliance withRBI norms applicable to NBFC-ND-SI-ML, including Scale-Based Regulations, KYC Directions, and Outsourcing Guidelines. Timely submission of regulatory filings and reports viaRBI portals– CIMS, Daksh, FIU-IND, and others. Monitor and analyze RBI circulars, prepare implementation notes, and ensure organization-wide compliance. Draft, implement, and periodically review internal policies in line with RBI directives. Manage correspondence and respond to RBI communications, inspections, audits, and scrutiny. Maintain and update theRegulatory Compliance Calendar, tracking and ensuring timely completion of tasks. Provide compliance input to business teams onrelated party transactions, group exposure, outsourcing, borrowings, and guarantees. Corporate Secretarial & Governance Support – Secondary Responsibility Organize and conduct Board Meetings, Committee Meetings, and Shareholder Meetings. Draft notices, agendas, resolutions, and minutes; maintain actionable trackers. Support in drafting and filing statutory documents withROC/MCA. Assist in fundraising activities such as issuingNCDs and Commercial Papers, ensuring RBI and SEBI compliance. Work with the CSR team on eligibility checks, compliance, and documentation related to CSR initiatives. Coordinate and manage statutory, secretarial, and compliance audits. Contribute to the preparation of theAnnual Report, Board’s Report, and other governance disclosures.Qualifications Qualified Company Secretary (CS); Additional legal or compliance certifications preferred. 4–8 years of relevant experience inNBFC or BFSI sector, with strong exposure to RBI regulations. Required Skills In-depth knowledge ofCompanies Act, 2013, Secretarial Standards,RBI NBFC guidelines, and relevant financial regulations. Proficient inMS Word, Excel, PowerPoint. Strong understanding offinancial statements, including balance sheets and P&L. Preferred Skills Excellent interpersonal and stakeholder management abilities. Strong communication and presentation skills. Organized, deadline-driven, and calm under pressure. Analytical thinking and high attention to detail.Why Join Us? Work with a fast-growing, compliant-first NBFC backed by a strong corporate governance culture. Gain exposure to diverse areas of regulatory and corporate compliance. Be part of a purpose-led organization working at the forefront of financial innovation.



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