Crisil - Associate Director - Compliance - CS/LLB

2 months ago


Mumbai, India Crisil Limited Full time

About CRISIL Limited


CRISIL is a leading, agile, and innovative global analytics company driven by its mission of making markets function better.


It is Indias foremost provider of ratings, data, research, analytics, and solutions with a strong track record of growth, culture of innovation, and global footprint.


It has delivered independent opinions, actionable insights, and efficient solutions to over 100,000 customers through businesses that operate from India, the US, the UK, Argentina, Poland, China, Hong Kong, Singapore, Australia, Switzerland, Japan, and the United Arab Emirates (UAE).


It is majority owned by S&P Global Inc, a leading provider of transparent and independent ratings, benchmarks, analytics and data to the capital and commodity markets worldwide.

CRISIL is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law.


To know more: www.crisil.com


Life at CRISIL


Be the impact


Drive growth with a strong sense of purpose.


Create lasting impact that affects individuals, businesses, and the society at large.


That's what 'Life@CRISIL' is all about.


This is where you unlock the next chapter of your career - fueled by our caring culture which encourages you to learn and innovate, an environment that fosters positivity through our people-first approach and an attractive rewards & benefits program that puts your growth in the spotlight. An inspiring setting where you will find the brightest minds, inspiring you to unleash your potential.


CRISIL is a place where your ideas and opinions are always welcome, and continuous learning is the norm. Because we know thats what it takes to solve the biggest real-world challenges and move the needle in the direction of unexplored future possibilities. All without compromising on our strong ethics.


So go ahead. Unlock the next chapter of your career.


Be the impact that transforms the world.


Department - Corporate Group


Job Description - AD - Compliance


Key roles and responsibilities


- Assisting the Chief Compliance Officer in implementation, review and monitoring of compliance program for the CRISIL Group by


a) identifying and monitoring risks and regulatory requirements;


b) drafting, review and implementing policies and procedures to address those risks and requirements;


c) communication and training of such policies and procedures; and


d) monitoring compliance with such policies and procedures.


- Advises management on material compliance matters and issues. Collaborate and provide effective solutions to business heads.


- Quickly acquire and demonstrate a thorough understanding of all business lines and operations and ensure 100% statutory compliance.


- The incumbent will also be helping in implementation of key compliance policies including Personal Trading Policy, Code of ethics, AML etc. for CRISIL and also pre-empt conflict of interest between business verticals in and outside of India.


- Assist in driving various projects within the organization and the compliance team to implement compliance tools and agenda.


- Develop good working relationship with the controls team to ensure timely and accurate regulatory filings and manage regulatory examinations and inquiries regarding internal and external audits and reviews.


- Participates in relevant industry initiatives and committees.


- Collaborates with other departments (eg, Risk Management, Internal Audit, Rating controls, HR, Legal, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution


- Assists in responding to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures.


The incumbent will be tasked with facilitating reporting to the CRISIL ratings Board on compliance matters


Open Positions - 1


Mandatory Skills - Regulatory Compliance, Compliance Management, SEBI management


Location - Mumbai, Maharashtra, India


Education Qualification - CS, LLB


Experience - 10 to 15 Years


Educational Qualification - CS, LLB (ref:iimjobs.com)
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