Associate, Marketing and Distribution

6 days ago

Mumbai, India Ares Management Corporation Full time

Description

Primary functions and essential responsibilities

The new Associate will play a key role in support of Ares compliance with marketing materials policies. Specific responsibilities will include:

Provide primary compliance marketing review support of marketing materials and business communications, including DDQs, RFPs, webinars, quarterly and annual reports to ensure compliance with regulatory guidance and Ares Marketing and Advertising policy. Communicate issues and escalate as needed with Compliance Leadership Monitor all submissions of materials in timely fashion and ensure high quality and timely reviews Assist with marketing review system administration, including onboarding, training, workflow management, problem solving, etc Assist with projects and initiatives Stay abreast of SEC and Ares guidance regarding financial communications and related global regulatory guidelines and updates Assist with developing, revising, and implementing automation processes regarding marketing review activities and regulatory developments.

Qualifications

Education:

Bachelor’s Degree from an accredited university or international equivalent required. JD or other advanced degree considered a plus.

Experience Required:

3-7 years of financial services compliance experience with a strong preference on review of marketing materials for institutional and alternative products. Knowledge of global asset management legal and regulatory compliance, risk management, and industry policy best practices. Working knowledge of or familiarity with regulatory requirements globally Working knowledge understanding of the investment adviser industry, and U.S. and global securities laws.

General Requirements:

Strong sense of ownership and accountability with a process orientation. Ability to take direction, work as a team, and work independently High accuracy and extremely detail-oriented. Ability to multi-task and prioritize deadlines; results-oriented. Ability to remain flexible and responsive as roles and duties shift Excellent communication skills and client-service orientation. Experience and ability to proactively identify and analyze problem situations to develop an effective course of action for resolution. Proficient in Microsoft Office Suite (Word, Excel, PowerPoint). Experience with Red Oak AdMaster a plus. Ability to manage challenging workflow in-fast paced, dynamic organization, managing multiple assignments in a deadline driven environment. Excellent organizational skills, demonstrated ability to manage competing priorities and lead large scale projects to completion.

Reporting Relationships

Principal, Compliance

There is no set deadline to apply for this job opportunity. Applications will be accepted on an ongoing basis until the search is no longer active.

  • eTrade Marketing

    3 weeks ago

    Mumbai/Bangalore, India eTrade Marketing P Ltd Full time

    About ValueOne Retail Founded in 2007 by Mr. Anuj Bhatia, ValueOne Retail began as a regional distribution partner for leading multinational brands such as Motorola, HP, MI, Oppo, and Panasonic. Over the years, the company has evolved into a strategic partner for global brands, leveraging its strong market expertise, retail network, and consumer insights to...

  • eTrade Marketing

    4 weeks ago

    Mumbai/Bangalore, India eTrade Marketing P Ltd Full time

    About ValueOne RetailFounded in 2007 by Mr. Anuj Bhatia, ValueOne Retail began as a regional distribution partner for leading multinational brands such as Motorola, HP, MI, Oppo, and Panasonic. Over the years, the company has evolved into a strategic partner for global brands, leveraging its strong market expertise, retail network, and consumer insights to...

  • Marketing Intern

    1 day ago

    Andheri, Mumbai, Maharashtra, India Tarz Distribution Full time

    Collect quantitative and qualitative data from marketing campaigns - Perform market analysis and research on competition - Support the marketing team in daily administrative tasks - Assist in marketing and advertising promotional activities - Prepare promotional presentations - Help distribute marketing materials - Manage and update company database and...

  • Associate, Marketing and Distribution

    1 week ago

    Mumbai, Maharashtra, India Ares Management Full time

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Head of Distribution

    2 weeks ago

    Mumbai, India Intellectual Capital HR Consulting Pvt. Ltd. Full time

    Role OverviewThe Head of Sales & Distribution will spearhead sales and distribution strategy for in-house investment products (PMS, AIF, Quant Strategies) and external third-party products across multiple wealth segments. This is a leadership role, pivotal to scaling presence and building long-term client partnerships across HNIs, Family Offices, and...

  • Head of Distribution

    2 weeks ago

    Mumbai, India Intellectual Capital HR Consulting Pvt. Ltd. Full time

    Role OverviewThe Head of Sales & Distribution will spearhead sales and distribution strategy for in-house investment products (PMS, AIF, Quant Strategies) and external third-party products across multiple wealth segments. This is a leadership role, pivotal to scaling presence and building long-term client partnerships across HNIs, Family Offices, and...

  • Head of Distribution

    2 weeks ago

    Mumbai, Maharashtra, India Intellectual Capital HR Consulting Pvt. Ltd. Full time ₹ 15,00,000 - ₹ 60,00,000 per year

    Role OverviewTheHead of Sales & Distributionwill spearhead sales and distribution strategy forin-house investment products (PMS, AIF, Quant Strategies)andexternal third-party productsacross multiple wealth segments. This is a leadership role, pivotal to scaling presence and building long-term client partnerships across HNIs, Family Offices, and...

  • Pallet Distribution

    1 week ago

    Mumbai, India Intellectual Capital HR Consulting Pvt. Ltd. Full time

    Role Overview The Head of Sales & Distribution will spearhead sales and distribution strategy for in-house investment products (PMS, AIF, Quant Strategies) and external third-party products across multiple wealth segments. This is a leadership role, pivotal to scaling presence and building long-term client partnerships across HNIs, Family Offices, and...

  • Head of Distribution

    2 weeks ago

    mumbai, India Intellectual Capital HR Consulting Pvt. Ltd. Full time

    Role OverviewThe Head of Sales & Distribution will spearhead sales and distribution strategy for in-house investment products (PMS, AIF, Quant Strategies) and external third-party products across multiple wealth segments. This is a leadership role, pivotal to scaling presence and building long-term client partnerships across HNIs, Family Offices, and...

  • Head of Distribution

    2 weeks ago

    Mumbai, India Intellectual Capital HR Consulting Pvt. Ltd. Full time

    Role Overview The Head of Sales & Distribution will spearhead sales and distribution strategy for in-house investment products (PMS, AIF, Quant Strategies) and external third-party products across multiple wealth segments. This is a leadership role, pivotal to scaling presence and building long-term client partnerships across HNIs, Family Offices, and...