Senior Compliance Officer/Compliance Head
2 weeks ago
Job Summary:Rupeek Fintech is seeking a highly experienced and dynamic Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring the organization's adherence to regulatory requirements and internal policies, fostering a robust compliance culture, and serving as a liaison with regulatory bodies. The ideal candidate would have extensive experience in the BFSI sector, particularly with NBFCs, and a proven track record in managing compliance functions and interacting directly with regulators.Job Title: Compliance OfficerEducation: CA/CS or equivalent professional qualification.Experience : Minimum of 10+ years of work experience in the BFSI sector, with at least 5+ Years senior level experience in compliance, particularly in Bank/NBFC.Location: Bangalore/MumbaiKey Responsibilities:Compliance Oversight: Assist the Board and Senior Management in implementing and overseeing the Compliance Policy, including policies and procedures, Compliance Manuals, internal codes of conduct, and more.Compliance risk Identification and Mitigation: Identify compliance risks within the organization, analyze risks associated with existing and new products/processes, and implement appropriate risk mitigants. Participate in 'new product' committees to ensure intensive monitoring of new products for the first six months.Monitoring and Testing: Conduct sufficient and representative compliance testing, report results to Senior Management, and circulate instances of compliance failures among staff along with preventive instructions. Examine staff accountability for major compliance failures.Regulatory Compliance: Ensure compliance with regulatory and supervisory directions from the RBI and other regulators in both letter and spirit, in a time-bound and sustainable manner. Ensure all Risk Mitigation Plan (RMP) and Monitorable Action Plan (MAP) points are compiled within prescribed timelines.Regulatory Liaison: Serve as the primary contact point between the company and regulators/supervisors, participate in structured or regular discussions with the RBI, and communicate compliance to RBI inspection reports through the Compliance Function.Stakeholder Support: Act as a reference point for internal stakeholders from operational departments for clarifications/interpretations of various regulatory and statutory guidelines.Skills & Experience:Minimum of 10+ years of work experience in the BFSI sector, with at least 5+ Years leadership level experience in compliance, particularly in Bank/NBFC.CA/CS/PGDM/MBA or equivalent professional qualification.Proven experience in dealing directly with RBI/NHB as a regulator and managing RBI/NHB audits for at least 5 years.Demonstrated experience in dealing with Senior Board Members and Independent Directors in previous roles.Ability to take ownership of and strengthen the compliance culture within the organization.Understanding of regulatory requirements and internal policies relevant to the NBFC sector.Ability to interpret and translate regulations into actionable compliance plans.Experience in developing and implementing a Compliance Policy and related materials.Knowledge of risk identification and mitigation strategies in a compliance context.Proven ability to conduct compliance testing and analyze results.Ability to clearly explain regulations and compliance procedures to internal and external stakeholders as well as to the Board.Ability to confidently represent the company as a liaison with relevant regulatory bodies .Strong leadership skills to foster a robust compliance culture within the organization.Experience working effectively with a Board of Directors, including independent directors.Ability to analyze complex regulations and identify potential compliance risks.Skills to assess risks associated with new products and processes.Attention to detail and accuracy in ensuring adherence to regulations.Project management skills to oversee and manage compliance initiatives.Staying up-to-date with regulatory changes within the BFSI sector.
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Head of Compliance
4 days ago
Bengaluru, Karnataka, India Time Hack Consulting Full timeJob DescriptionJob Title: Head of Compliance / Director Fintech NBFCLocation: Mumbai / BangaloreCTC: Up to 35 LPAAbout The CompanyA well-funded fintech NBFC offering a diverse range of financial products across lending, insurance, and investments. With a strong commitment to compliance and regulatory excellence, we are looking for a leader to spearhead our...
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Senior Compliance Officer
4 weeks ago
Bengaluru, Karnataka, India Rupeek Full timeCompliance OfficerJob Summary:Rupeek Fintech is seeking a highly experienced and dynamic Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring the organization's adherence to regulatory requirements and internal policies, fostering a robust compliance culture, and serving as a liaison with regulatory bodies. The...
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Senior Web Developer
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Bengaluru, Karnataka, India Sovos Compliance Full timeBuild your future with Sovos.If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape.At Sovos, we're dedicated to more than just...
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Senior Web Developer
2 weeks ago
Bengaluru, Karnataka, India Sovos Compliance Full timeBuild your future with Sovos.If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape.At Sovos, we're dedicated to more than just...
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Senior Compliance Officer
3 weeks ago
Bengaluru, Karnataka, India Rupeek Full timeCompliance Officer Rupeek Fintech is seeking a highly experienced and dynamic Compliance Officer to ensure the organization's adherence to regulatory requirements and internal policies. Key Responsibilities: Compliance Oversight: Assist the Board and Senior Management in implementing and overseeing the Compliance Policy, including policies and procedures,...
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Head of Compliance
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Bengaluru, Karnataka, India Swiggy Full timeCompany OverviewSwiggy is India's leading on-demand delivery platform with a tech-first approach to logistics and a solution-first approach to consumer demands. With a presence in 500+ cities across India, partnerships with hundreds of thousands of restaurants, an employee base of over 5000, a 2 lakh+ strong independent fleet of Delivery Executives, we...
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Employee Compliance Officer, AS
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Bengaluru, Karnataka, India Deutsche Bank Full timeJob DescriptionEmployee Compliance Officer, ASPosition OverviewJob Title: Employee Compliance OfficerCorporate Title: AssociateLocation: Bangalore, IndiaRole DescriptionAs an Associate of Employee Compliance in Central Compliance, primary focus will be to review, approve and monitor employee activity within the Personal Account dealing Trading, Employee...
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Compliance Officer
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Bengaluru, Karnataka, India Brickwork Ratings Full timeAbout the RoleWe are seeking a highly experienced Compliance Officer to join our team at Brickwork Ratings. As a key member of our Compliance Division, you will play a critical role in ensuring that our organization adheres to all regulatory requirements.
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Bengaluru, Karnataka, India Goldman Sachs Full timeAbout the RoleWe are seeking a highly skilled and motivated individual to join our Consumer Banking Compliance team as a Compliance Officer. In this role, you will be responsible for partnering with business stakeholders to identify and mitigate compliance risks associated with consumer disputes and credit reporting.Your Key ResponsibilitiesParticipate in...
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Fund Compliance
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Bengaluru, Karnataka, India Amicorp BPO Full timeThe role holder is part of the central team driving the compliance and risk operations to ensure the accurate implementation of compliance strategy whilst effectively balancing the commercial interests of Amicorp Group. The role requires an experienced Compliance professional with proven Compliance experience in financial, accounting services or trust &...
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Cybersecurity Compliance Officer
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Bengaluru, Karnataka, India NETSACH GLOBAL Full timeGreetings from Netsach - A Cyber Security Company.Job Overview: We are seeking a knowledgeable and meticulous Cybersecurity Compliance Officer to join our team in Abu Dhabi. The successful candidate will be responsible for ensuring that our organization adheres to cybersecurity compliance standards such as PCI-DSS, GRC, NESA (UAE-IAR), etc. They will oversee...
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Bengaluru, Karnataka, India i4 Consulting : Reimagining HR Blueprints Full timeRole: Head of TA operations, Compliance and TransformationDesignation Senior ManagerReporting to - Global Head of RecruitmentAbout the companyA leading applied technology services company, we innovate to deliver service excellence and successful outcomes across sales, delivery and development. With our strategy to be agile, nimble and customer-centric, we...
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Compliance Officer APAC
2 weeks ago
Bengaluru, Karnataka, India Continental Full timeContinental develops pioneering technologies and services for sustainable and connected mobility of people and their goods. Founded in 1871, the technology company offers safe, efficient, intelligent and affordable solutions for vehicles, machines, traffic and transportation. In 2022, Continental generated sales of 39.4 billion and currently employs around...
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Compliance Officer APAC
3 weeks ago
Bengaluru, Karnataka, India Continental Full timeJob Description We are seeking a highly skilled and experienced Compliance Officer APAC to join our team in Bangalore, India. The Group Compliance Officer APAC will take care of the Compliance Management System in the Compliance core areas Business Ethics, Anti-Money Laundering (AML) and Antitrust including but not limited to the operationalization of...
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Compliance Leader
3 days ago
Bengaluru, Karnataka, India Time Hack Consulting Full timeJob OverviewA high-growth fintech NBFC is seeking an exceptional Compliance Leader to spearhead its compliance function. As the Head of Compliance, you will develop and implement robust compliance frameworks, ensuring seamless adherence to industry regulations.About The CompanyA well-funded fintech NBFC offering a diverse range of financial products across...
