Compliance Leader

7 days ago


Bengaluru, Karnataka, India Time Hack Consulting Full time

Job Overview

A high-growth fintech NBFC is seeking an exceptional Compliance Leader to spearhead its compliance function. As the Head of Compliance, you will develop and implement robust compliance frameworks, ensuring seamless adherence to industry regulations.

About The Company

A well-funded fintech NBFC offering a diverse range of financial products across lending, insurance, and investments. With a strong commitment to compliance and regulatory excellence, we are looking for a leader to drive our compliance initiatives.

The Role

As the Compliance Leader, you will be responsible for:

  • Ensuring Regulatory Adherence: Develop and implement compliance policies, risk frameworks, and governance structures to ensure full compliance with RBI, SEBI, IRDAI, and other regulatory bodies applicable to fintech NBFCs.
  • Leading Compliance Initiatives: Monitor and audit internal processes to ensure adherence to all legal and regulatory requirements. Liaise with regulatory authorities and manage all compliance-related audits and inspections.
  • Collaborating with Cross-Functional Teams: Collaborate with cross-functional teams to ensure compliance integration across lending, insurance, and investment products. Stay updated on industry regulations and proactively implement necessary changes.
  • Driving Data Privacy and Cybersecurity: Drive data privacy, cybersecurity, AML/KYC policies, and risk management strategies.
  • Leveraging Expertise: Lead and mentor a team of compliance professionals, ensuring a culture of ethical and regulatory adherence.

Requirements

To succeed in this role, you will require:

  • 8+ years of experience in NBFC / Banking / Fintech compliance.
  • Strong understanding of RBI regulatory guidelines, AML/KYC norms, data privacy laws, and corporate governance.
  • Proven experience in handling regulatory audits and implementing compliance strategies.
  • Excellent stakeholder management and ability to work with regulators, auditors, and senior leadership.
  • Law, Finance, or Risk Management degree preferred.

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