Compliance Manager

3 weeks ago

Mumbai, India HDFC Credila Financial Services Limited Full time

HDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Credila aims to make quality education accessible to students from diverse backgrounds. Its strong network of partner institutions ensures a seamless loan process. Committed to customer satisfaction, HDFC Credila empowers students to achieve their academic goals through responsible lending and financial literacy initiatives. The Company presently has a book size of over Rs. 20,000 crores.



Responsibilities


  • To ensure efficient execution of the compliance program and policy and monitoring its implementation as per compliance framework.
  • Increase effectiveness & efficiency in HDFC Credila compliance program, including implementing/roll out of policies & procedures, other compliance initiatives including identifying key critical compliance parameters and partnering with relevant stakeholders to administer the program.
  • Support different functions in driving Compliance and provide oversight by maintaining regular reporting and monitoring processes.
  • Monitor industry regulatory activities and other trends (external and internal) through appropriate early warning systems in order to take pre-emptive actions.
  • Dashboards/ report outs to management on compliance status including Compliance test checks.
  • Advising management on issues relating to interpretation of relevant regulatory circulars/directions.
  • Supporting business functions in review of applicable policies and regulations
  • Liaising with regulators for matters relating to interpretation of regulations/ resolving business queries/ filings, etc.
  • Leading Compliance audits/testing for the Company
  • Monitor implementation of audit recommendations by regulators, with various functions and ensure its timely and effective closure.
  • Develop and implement a process for timely identification, escalation, and resolution of compliance issues.
  • Filing/monitoring filing of periodical reports with the regulator and Parent.
  • Working towards implementing AML/KYC policy and procedures and implementation of AML tool, filing of various reports to FIU-IND and all the aspects pertaining to Financial Crime Compliance.
  • Any other activity assigned from time to time.



Qualifications and Experience

  • Bachelor’s degree preferable to have Compliance and/or Legal background
  • 6 - 7 years of relevant work experience in compliance/audit function from Banking, non-banking financial (including secured and unsecured lending) companies of repute.


Applicants should possess the following attributes:

  • Meeting with and advising business, operations, and functional teams on impact of regulatory matters.
  • Ability to identify potential issues and proactively plan action to mitigate legal, business, and financial risks.
  • Requires expert-level working knowledge of compliances applicable to a credit card issuer and Systemically Important NBFCs.
  • Ability to partner with Business Function (s) to address their needs and drive organization wide compliances across functions.
  • Understanding the applicability and interpretation of corporate and banking laws, legislation, rules, circulars, directions, and practices.
  • Ability to implement compliances, policies, initiatives, and programs.
  • Keep abreast of latest developments in judicial review and applicable law (s).
  • Possess strong verbal and written communication, research, organizational and analytical skills.
  • Be a self-starter and self-motivated individual and display high ownership and enthusiasm at work.
  • Detail-oriented and results-driven team player.
  • Knowledge of basic computer applications.


Job Location: Mumbai (Kalina)

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