ARTH - Senior Compliance Officer
2 days ago
Job Title: Senior Compliance OfficerAbout the Role:We are looking for a seasoned Senior Compliance Officer to lead and strengthen the compliance function in our NBFC. The role requires deep expertise in regulatory frameworks governing NBFCs, including RBI guidelines, AML/KYC norms, lending regulations, and other financial regulations.This is a leadership role with both strategic and operational responsibilities, suitable for someone with significant experience in financial services compliance. Key Responsibilities:- Develop, implement, and maintain the NBFC's compliance framework, policies, and procedures in line with RBI, SEBI, and other regulatory requirements.- Monitor adherence to regulations, internal policies, and NBFC-specific guidelines, including AML/KYC, lending regulations, fair practices, and data privacy.- Conduct risk assessments, internal audits, and compliance reviews to identify gaps and recommend corrective actions.- Provide strategic guidance to senior management on regulatory changes, emerging risks, and compliance best practices.- Manage relationships with regulators, auditors, and external stakeholders, ensuring timely reporting and resolution of observations.- Ensure robust reporting, escalation, and remediation mechanisms for compliance incidents or breaches.Qualifications & Experience:- 10-20 years of experience in compliance, risk management, or regulatory roles within NBFCs, banks, or financial institutions.- In-depth knowledge of RBI regulations for NBFCs, fair practices codes, lending guidelines, and other regulatory requirements.- Proven track record in managing audits, regulatory inspections, and compliance programs.- Strong leadership, communication, and stakeholder management skills.- Ability to provide strategic advice while implementing practical compliance solutions.- Professional certification such as Company Secretary (CS) or equivalent is required.- Graduate or Postgraduate degree in Finance, Law, or related field; advanced degrees are a plus.Why Join UsThis is a senior leadership role in an NBFC offering the opportunity to shape compliance practices and risk culture. You will work closely with executive management to ensure regulatory adherence, mitigate risks, and build a strong compliance foundation that supports business growth. (ref:iimjobs.com)
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