Centricity - Compliance Officer

2 weeks ago


Gurugram, India CENTRICITY WEALTH TECH PRIVATE LIMITED Full time

Compliance Office ( NSE & BSE Stock Exchange) Job Description:We are looking for a Compliance Officer with hands-on experience in Stock Exchange compliance (NSE & MSE). The ideal candidate will ensure all regulatory, statutory, and internal compliance requirements are met as per SEBI, NSE, and MSE norms.Key Responsibilities:- Ensure timely submission of regulatory reports to NSE, MSE, and SEBI.- Monitor and implement stock exchange circulars and guidelines.- Handle audit coordination (internal, exchange, and statutory).- Maintain records of compliance reports, investor grievances, and action taken reports.- Conduct periodic internal checks and ensure adherence to compliance manuals and processes.- Liaise with exchange officials and internal departments to address compliance observations.- Assist in reviewing and updating compliance policies as per regulatory changes.- Support the compliance head in regulatory inspections and audits.Candidate Profile:- Graduate/Postgraduate in Finance, Commerce, or related field.- Minimum 3 years of compliance experience with NSE and MSE.- Strong understanding of exchange regulations, SEBI guidelines, and audit procedures.- Detail-oriented with excellent communication and coordination skills. (ref:iimjobs.com)



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