Acies Consulting

2 months ago


Mumbai, India Acies Full time

Business Process Specialist


Assist the team in executing BFSI client engagements with a focus on the following:

- Execute end to end internal audit and risk-based process reviews for the treasury products, processes and areas of leading Banks and financial institutions.

- Assist the team on projects across the entire Internal Audit lifecycle for financial institutions, i.e., audit planning, scope definition, development of audit work program, preparation of audit checklists as per client processes and regulatory requirements, audit execution and delivery, audit report preparation, and presenting the findings to the Audit Committee.

- Identification and mapping of all relevant risks and expected control framework in Risk and Control Matrix (RACM) or the Audit Work program in relation to the audit scope.

- Meet business needs and regulatory expectations for assessing key aspects of each area under review: assessment approach, the underlying assumptions, and associated limitations with respect to heat map requirements for risk rating & control scores, development of framework, etc.

- Demonstrate independence in planning and stakeholder engagement, testing design and execution, results interpretation and presentation, and the production of documentation strong enough to evidence a sound challenge to both internal and external parties.

- Deep understanding of Treasury process risk and controls, along with associated compliance requirements mandated by RBI and other applicable regulators

- Strong understanding of financial services industry, businesses, regulators, and their roles

- Responsible for preparation of proposals, pitch decks, presenting in client meetings and thought leadership documents.

- Problem-solving skills i.e., conceptual, and analytical thinking

- Excellent MS-Excel, Word and PPT skills

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