Associate - Financial Regulatory
3 days ago
Associate - Financial Regulatory Location:Mumbai Experience Required:1–3 years of experience in financial regulation, compliance, or risk advisoryAbout Trilegal: Trilegal is a leading full-service law firm in India with over 25 years of experience, trusted for its in-depth expertise and client-centric approach. The firm advises a diverse set of clients, including Fortune 500 companies, global investment funds, major Indian conglomerates, domestic and international banks, technology and media giants, family offices, and high-net-worth individuals.Role Overview: The Analyst will be part of the Financial Regulatory Practice, supporting advisory and compliance engagements for SEBI and RBI regulated entities. This role offers exposure to regulatory interpretation, policy development, and conduct risk frameworks. The ideal candidate is research driven, detail-oriented, and passionate about financial regulation and institutional governance. .ROLE AND RESPONSIBILITIES:Regulatory Interpretation & Advisory • Advisory on SEBI and RBI circulars, master directions, and enforcement trends. • Support development of regulatory change management frameworks and impact assessments. Inspection & Enforcement Support • Assist in preparing responses to inspection observations, show cause notices, and supervisory communications. • Support strategy consulting during inspections and enforcement proceedings. Compliance Framework & Policy Development • Contribute to drafting and reviewing compliance policies, manuals, and governance documents. • Assist in implementing enterprise-wide compliance frameworks including second-line functions and reporting structures. • Conduct gap analyses and health-checks to align policies with regulatory expectations. AML, KYC & Fraud Risk • Support design and review of AML/CFT programs, KYC procedures, and fraud risk controls. • Assist in remediation of deficiencies flagged in SEBI, RBI, or FIU inspections. Market Conduct & Insider Trading • Help develop frameworks for market conduct, surveillance, and misconduct investigations. • Assist in implementing insider trading prevention programs, including UPSI governance and Code of Conduct for Designated Persons. Governance & Senior Accountability • Support initiatives on board-level governance, senior management accountability, and conduct risk. • Assist in aligning internal roles and responsibilities with SEBI’s LODR and RBI’s tone-from the-top expectations. Cross-Functional Coordination • Collaborate with Legal, Compliance, Risk, Credit, and Operations teams to ensure integrated execution of regulatory programs. • Contribute to training and awareness initiatives on regulatory developments and compliance best practices.REQUIRED SKILLS AND QUALIFICATIONS: • Graduate in Finance, Law, Public Policy, Economics, or related disciplines. • 1–3 years of experience in financial regulation, compliance, or risk advisory. • Strong research, writing, and analytical skills. • Familiarity with regulatory reporting, risk frameworks, or inspection processes is a plus. • Proactive mindset, attention to detail, and ability to work across teams.We are an equal opportunity employer and value diversity. We do not discriminate based on gender, race, age, sexual orientation, and religious identities or any other applicable characteristics protected by law. We seek individuals who uphold the highest standards of integrity, demonstrate professionalism in every interaction, treat others with respect, and consistently align personal ambition with the collective goals of the firm.
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Associate - Financial Regulatory
5 days ago
Delhi, India Trilegal Full timeAssociate - Financial Regulatory Location: Mumbai Experience Required: 1–3 years of experience in financial regulation, compliance, or risk advisory About Trilegal: Trilegal is a leading full-service law firm in India with over 25 years of experience, trusted for its in-depth expertise and client-centric approach. The firm advises a diverse set of clients,...
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Regulatory Associate
2 weeks ago
Okhla, Delhi, Delhi, India Talisman Hr Solutions Private Limited Full timeDesignation: RA Associate Department: Regulatory Affairs Work location: Delhi Working Days: Mon - Fri Work Timings: 9AM -5 PM **Salary**: Best in industry (On payroll of Talisman HR) Detailed Job description - **RA Associate**: - Preparation and submission of dossiers for product registrations, import licenses and other approvals from regulatory...
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Financial Crime Monitoring Junior Associate
2 weeks ago
New Delhi, India Tazapay Pte Ltd Full timeJob Title - Financial Crime Monitoring Junior Associate Location: Delhi Experience: 3+ years About Tazapay Tazapay is a cross-border payment service provider offering local collections via various payment methods, virtual accounts, and cards in over 70 markets. Merchants can expand globally without setting up local entities while benefiting from...
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Regulatory Affairs Associate
4 days ago
Delhi, Delhi, India Intrinseque Health Full time ₹ 8,00,000 - ₹ 12,00,000 per yearThe Regulatory Affairs Associate will manage the preparation, review, and submission of regulatory documents to ensure compliance with applicable regulations. The role will involve monitoring adherence to regulatory requirements, staying updated on relevant guidelines, and providing strategic input on regulatory matters.QualificationsKnowledge of Regulatory...
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Delhi, Delhi, India Akshya Patra Services Full time ₹ 3,00,000 - ₹ 9,00,000 per yearOverview The Financial Service Associate plays a crucial role in the organization by providing exceptional customer service and support in financial transactions and services. This position is fundamental in ensuring that clients receive accurate information about their financial options and effectively guiding them through the decisions they need to make....
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Financial Compliance Specialist
1 week ago
New Delhi, India Legend Innovators Full timeCompany DescriptionLegend Innovators is a dynamic Indian business advisory firm empowering businesses of all sizes to achieve sustainable growth through innovative strategies and expert guidance. We specialize in strategic planning, financial management, and startup mentoring, providing results-driven solutions that transform businesses and build...
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Head - Corporate & Regulatory Affairs
2 weeks ago
New Delhi, India GGV Full timeRole Overview A well reputed Indian company (“Company”) with global presence in the gold and silver refining and trading sector is seeking a highly networked professional to strengthen its Corporate & Regulatory Affairs function. This senior leader will serve as the Company’s primary interface with government and regulatory bodies, ensuring that issues...
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Financial Reporting Analyst
3 days ago
New Delhi, India Right Move Full timeGreetings for the Day!!!Weare looking for aAssistant Managerfor one of our esteemed clients inGurgaon/Punehaving experience intoUS GAAP - Reviewer (Form PF) , Financial Reporting, Financial Statement, Fund Accounting, Hedge Fund , Private EquityExp: - 5+ years CTC: Up to 24 LPA Location: Gurgaon/Pune Shifts : - UK Shift Team HandlingJob Description:- Works...
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Associate
3 weeks ago
New Delhi, India Alphavalue Consulting Private Limited Full timeWe’re Hiring! Join Our Valuation & Due Diligence Practice at AlphaValue Consulting Location: Noida, Sector 135 Position: Valuation Associate Experience: 1–2 Years|Qualification: CA, CFA (L1+), MBA (Finance), or equivalent AtAlphaValue Consulting , we support investors, corporates, and startups with insightful business valuations and robust Financial Due...
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Associate
1 week ago
New Delhi, India Alphavalue Consulting Private Limited Full timeWe’re Hiring! Join Our Valuation & Due Diligence Practice at AlphaValue Consulting Location: Noida, Sector 135 Position: Valuation Associate Experience: 1–2 Years |Qualification: CA, CFA (L1+), MBA (Finance), or equivalent AtAlphaValue Consulting , we support investors, corporates, and startups with insightful business valuations and robust Financial Due...
