Fidelity - Manager - Compliance Monitoring

2 weeks ago

Gurgaon, Haryana, India Fidelity International Full time

Below are the role mandates:

- Control Testing in Investment Management area.

- Report writing.

- Experience in Performing monitoring reviews.

Title: Manager - ESG Compliance Monitoring

Department: General Counsel Shared Services.

Location: Gurgaon, India.

Reports To: Associate Director Investment Compliance.

Compensation: Grade 5.

- We are proud to have been helping our clients build better financial futures for over 50 years.

- How have we achieved this? By working together and supporting each other all over the world.

- So, join our General Counsel ("GC") Shared Services team and feel like you are part of something bigger.

About your team:

- General Counsel (GC) is a trusted advisor to all parts of Fidelity International Limited ("FIL"), providing high-value independent advisory and assurance expertise through our specialist teams.

- GC comprises of Legal, Risk, Compliance, Tax, and Public Policy & Strategic Relationship Management.

- GC Shared Services function is a global centre of expertise currently in Dalian and India, providing operational support and services to the General Counsel function.

Global Investment Compliance:

- The Global Investment Compliance (GIC) function provides advice, support, oversight and challenge to teams across Fidelity's Investment Solutions and Services (ISS) business.

- Stakeholders include portfolio managers, research analysts, trading desks, corporate finance, institutional teams and their respective support groups.

About your role:

- Fidelity is seeking a highly motivated individual who will play a pivotal role in supporting our global ESG Compliance program.

- You will be responsible for the implementation and ongoing performance of desktop and thematic reviews related to Fidelity's sustainable investing and broader investment management activities.

- Your analytical skills and dedication will contribute to the integrity and success of our sustainable research & ratings and stewardship activities.

Key Responsibilities:

- Implement and perform desktop and thematic reviews related to investment management activities, ESG ratings and other aspects of sustainable investing.

- Collaborate with corporate enablers to address all sustainable requirements and relevant risks, including exclusions, product proposition, and legal disclosures.

- Conduct reviews of research-related products and deliverables to ensure compliance with internal guidelines and external regulations.

- Contribute to the development of dashboards, management reports, and papers for governance committees.

- Assist in the creation or update of policies and procedures, keeping abreast of regulatory changes and analysing their impact.

- Escalate identified issues to business partners and follow up until remediation.

- Aid in the development and maintenance of the annual monitoring plan by reviewing global regulatory risk assessments and engaging with key stakeholders for review prioritization.

- Perform ad-hoc compliance monitoring tasks as required,.

About you:

The ideal candidate will have:

- Preferably 8+ years of experience in a Compliance or assurance-type role within the financial services industry.

- Firm understanding of concepts and practices relating to sustainable investing and ESG ratings.

- Strong analytical skills and experience performing thematic reviews or audits would be beneficial.

- Excellent written and verbal communication skills.

- Proven ability to coordinate and work with teammates and stakeholders across multiple locations.

- Strong organizational skills, with the capacity to work well under pressure and remain motivated while completing routine tasks.

- Feel rewarded.

- For starters, we'll offer you a comprehensive benefits package.

- We'll value your wellbeing and support your development.

- And we'll be as flexible as we can about where and when you work - finding a balance that works for all of us.

- It's all part of our commitment to making you feel motivated by the work you do and happy to be part of our team.

- For more about our work, our approach to dynamic working and how you could build your future here, visit 8-10

(ref:iimjobs.com)

  • Fidelity - ESG Compliance Monitoring Role

    3 weeks ago

    Gurgaon, Haryana, India Fidelity International Full time

    About your team:- General Counsel (GC) is a trusted advisor to all parts of Fidelity International Limited ("FIL"), providing high-value independent advisory and assurance expertise through our specialist teams.- GC comprises of Legal, Risk, Compliance, Tax, and Public Policy & Strategic Relationship Management.- GC Shared Services function is a global...

  • Manager - Compliance Monitoring

    2 weeks ago

    Gurgaon, Haryana, India Fidelity International Full time

    Job Title: Manager- ESG Compliance Monitoring Department: General Counsel Shared Services Location: Gurgaon, India Reports To: Associate Director - Investment Compliance Compensation: Grade 5 The role of the Manager- ESG Compliance Monitoring is crucial in supporting Fidelity's global ESG Compliance program. This individual will be responsible for...

  • Manager - Compliance Monitoring

    3 weeks ago

    Gurgaon, Haryana, India Fidelity International Full time

    Below are the role mandates:1. Control Testing in Investment Management area2. Report writing3. Experience in Performing monitoring reviewsTitle: Manager- ESG Compliance MonitoringDepartment: General Counsel Shared ServicesLocation: Gurgaon, IndiaReports To: Associate Director - Investment ComplianceCompensation: Grade 5We are proud to have been helping our...

  • Manager- Compliance Monitoring

    2 weeks ago

    Gurgaon, Haryana, India Fidelity International Full time

    Job DescriptionAbout the OpportunityJob Type: PermanentApplication Deadline: 28 February 2025Title: Manager- ESG Compliance MonitoringDepartment: General Counsel Shared ServicesLocation: Gurgaon, IndiaReports To:Associate Director - Investment ComplianceCompensation: Grade 5We are proud to have been helping our clients build better financial futures for over...

  • Manager - Compliance Monitoring

    2 weeks ago

    Gurgaon, Haryana, India Fidelity International Full time

    Below are the role mandates:Control Testing in Investment Management areaReport writingExperience in Performing monitoring reviewsTitle:Manager- ESG Compliance MonitoringDepartment:General Counsel Shared ServicesLocation:Gurgaon, IndiaReports To:Associate Director - Investment ComplianceCompensation:Grade 5We are proud to have been helping our clients build...

  • Manager - Compliance Monitoring

    17 hours ago

    Gurgaon, Haryana, India Fidelity International Full time

    Below are the role mandates: Control Testing in Investment Management area Report writing Experience in Performing monitoring reviews Title: Manager- ESG Compliance Monitoring Department: General Counsel Shared Services Location: Gurgaon, India Reports To: Associate Director - Investment Compliance Compensation: Grade 5 We are proud to have been...

  • Compliance Monitoring Expert

    6 days ago

    Gurgaon, Haryana, India Fidelity International Full time

    About Fidelity InternationalFidelity International is a leading financial services provider with over 50 years of experience in helping clients build better financial futures.We achieve this by working together and supporting each other across the globe. Our General Counsel (GC) Shared Services team plays a critical role in providing high-value independent...

  • Compliance Monitoring Analyst

    5 hours ago

    Gurgaon, Haryana, India Fidelity International Full time

    Fidelity International is a leading provider of investment solutions and services, and we are seeking a highly skilled Compliance Monitoring Analyst to join our team.About the Role:This role will involve working closely with our Global Investment Compliance function to support our global ESG Compliance program.The ideal candidate will have a strong...

  • Assistant Manager- Portfolio Compliance Monitoring

    24 hours ago

    Gurgaon, Haryana, India FIDELITY INTERNATIONAL Full time

    About the Opportunity Job Type PermanentApplication Deadline 30 November 2024Title Assistant Manager - Portfolio Compliance MonitoringDepartment General Counsel Shared ServicesLocation Gurgaon IndiaReports To Manager - Portfolio Compliance MonitoringLevel Assistant ManagerWere proud to have been helping our clients build better financial futures for over...

  • Compliance Risk Manager

    16 hours ago

    Gurgaon, Haryana, India FIDELITY INTERNATIONAL Full time

    About Fidelity InternationalFidelity International is a renowned provider of investment solutions, with a significant global footprint. Our General Counsel Shared Services Team is instrumental in supporting our business operations, ensuring compliance with regulatory requirements and maintaining high governance standards. Our shared services function is a...

  • Compliance Monitoring Expert

    7 days ago

    Gurgaon, Haryana, India Fidelity International Full time

    Your Role in ESG Compliance:You will play a pivotal role in supporting our global ESG Compliance program by implementing and performing desktop and thematic reviews related to Fidelity's sustainable investing and broader investment management activities. Your analytical skills and dedication will contribute to the integrity and success of our sustainable...

  • Portfolio Compliance Specialist

    20 hours ago

    Gurgaon, Haryana, India FIDELITY INTERNATIONAL Full time

    About Fidelity InternationalFidelity International is a leading provider of investment solutions, with a global presence and a commitment to helping clients build better financial futures. Our General Counsel Shared Services Team plays a critical role in supporting our business operations, ensuring that we comply with regulatory requirements and maintain the...

  • ESG Compliance Officer

    9 hours ago

    Gurgaon, Haryana, India Fidelity International Full time

    We are looking for a skilled Compliance Monitoring Analyst to join our team at Fidelity International. As a key member of our Global Investment Compliance function, you will play a critical role in supporting our global ESG Compliance program.About the Team:Our General Counsel (GC) Shared Services function is a global centre of expertise currently in Dalian...

  • Compliance Specialist

    4 days ago

    Gurgaon, Haryana, India Fidelity International Full time

    The Portfolio Compliance Monitoring team is a global function within Fidelity International's Global Investment Compliance and Monitoring department. This role is responsible for performing End of Day (EOD) portfolio compliance monitoring for all retail and institutional products globally managed by FIL, as well as coding portfolio restrictions and...

  • ESG Compliance Program Manager

    6 days ago

    Gurgaon, Haryana, India Fidelity International Full time

    Our Global ESG Compliance ProgramFidelity International is seeking a highly motivated individual to play a pivotal role in supporting our global ESG Compliance program. You will be responsible for implementing and performing desktop and thematic reviews related to Fidelity's sustainable investing and broader investment management activities.Your analytical...

  • Fidelity International Technology Specialist

    2 days ago

    Gurgaon, Haryana, India Fidelity International Full time

    About Fidelity InternationalFidelity International offers world-class investment solutions and retirement expertise. As a privately owned, independent company, investment is our only business. We are driven by the needs of our clients, not by shareholders. Our vision is to deliver innovative client solutions for a better future. We value our clients above...

  • Investment Governance Expert

    12 hours ago

    Gurgaon, Haryana, India FIDELITY INTERNATIONAL Full time

    About Fidelity InternationalFidelity International is a leading provider of investment solutions, with a global presence. Our General Counsel Shared Services Team plays a critical role in supporting our business operations, ensuring compliance with regulatory requirements and maintaining the highest standards of governance. We are seeking an experienced...

  • Investment Monitoring Manager

    3 days ago

    Gurgaon, Haryana, India Fidelity International Full time

    We are seeking an experienced professional to join our Portfolio Compliance Monitoring team as a Compliance Specialist. As a key member of this team, you will be responsible for performing EOD portfolio compliance monitoring and coding portfolio restrictions and investment guidelines in the compliance monitoring system.This role requires a high level of...

  • 15h Left: Manager

    1 week ago

    Gurgaon, Haryana, India Fidelity International Full time

    Below are the role mandates:1. Control Testing in Investment Management area2. Report writing3. Experience in Performing monitoring reviewsTitle: Manager- ESG Compliance MonitoringDepartment: General Counsel Shared ServicesLocation: Gurgaon, IndiaReports To: Associate Director - Investment ComplianceCompensation: Grade 5We are proud to have been helping our...

  • Risk Management Specialist

    13 hours ago

    Gurgaon, Haryana, India Fidelity International Full time

    Fidelity International is a trusted advisor to all parts of Fidelity's Investment Solutions and Services business, providing high-value independent advisory and assurance expertise through our specialist teams. Our General Counsel (GC) Shared Services function is a global centre of expertise currently in Dalian and India, providing operational support and...