Portfolio Compliance Specialist

2 days ago


Gurgaon, Haryana, India FIDELITY INTERNATIONAL Full time
About Fidelity International
Fidelity International is a leading provider of investment solutions, with a global presence and a commitment to helping clients build better financial futures. Our General Counsel Shared Services Team plays a critical role in supporting our business operations, ensuring that we comply with regulatory requirements and maintain the highest standards of governance.

Our General Counsel Shared Services function is a global centre of expertise, currently being built out in Dalian and India. It will provide operational support and services to the General Counsel function, including reporting and systems, operations, and compliance. The function has three key verticals: Reporting and Systems, Operations, and Investment Compliance.

Your Role
You will be playing a key role within the Portfolio Monitoring team, responsible for performing End of Day (EOD) portfolio compliance monitoring for all retail and institutional products globally managed by Fidelity. You will also be involved in coding portfolio restrictions and investment guidelines in the compliance monitoring system, providing compliance guidance and support to Fidelity's investment professionals, including Portfolio Managers across all asset classes.

The successful candidate will have 7 years of experience in working in the investment management industry, preferably in investment compliance, and of investment products. Strong knowledge of portfolio monitoring processes, including the interpretation of client investment management agreements, is essential. The ideal candidate will be a strategic thinker, possess strong facilitation and data gathering skills, and be effective in problem-solving, with attention to detail and ability to work to tight deadlines under pressure. CFA or Bachelor of Business or Commerce preferred.

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