DM-SEBI Reporting-AMC-Goregaon

We have an opening with Asset Management Company, Goregaon, Mumbai Grade Deputy Manager/Manager Education Inter CA/Post Graduate Experience 2-4 years of experience in a similar role. Location Goregaon Office No of Positions 1   Role Purpose: 1. Managing cash flow and reporting to the Fund Managers and dealers 2. Accounting as per laid...

We have an opening with Asset Management Company, Goregaon, MumbaiGrade Deputy Manager/ManagerEducation Inter CA/Post GraduateExperience 2-4 years of experience in a similar role.Location Goregaon OfficeNo of Positions 1 Role Purpose:1. Managing cash flow and reporting to the Fund Managers and dealers 2. Accounting as per laid out accounting policies...

We have an grabbing opportunity for Company Secretary Freshers. A. Position Details      Position Title: Management Trainee        Grade: MT        Department: Compliance          Sub-Department: Compliance          Immediate Supervisors Position Title: AVP Compliance      B. Demographics      Role To set...

We have an grabbing opportunity for Company Secretary Freshers. A. Position Details Position Title: Management Trainee Grade: MT Department: Compliance Sub-Department: Compliance Immediate Supervisors Position Title: AVP Compliance B. Demographics Role To set compliance execution and monitoring standards...

We have an grabbing opportunity for Company Secretary Freshers. A. Position Details Position Title: Management Trainee Grade: MT Department: Compliance Sub-Department: Compliance Immediate Supervisors Position Title: AVP Compliance B. Demographics Role To set compliance execution and monitoring standards...

Auditor with Expertise in SEBI compliances with 6+ years of work experience required in a leading consulting firm based in Mumbai JD: - Lead SEBI, NSE, and BSE inspections, ensuring strict regulatory compliance - Oversaw Audit and Compliance Assurance for SEBI-registered intermediaries, including Stock Brokers, DPs, Investment Advisers, and others -...

**AM/DM Legal Capital** **Markets** **JOB DESCRIPTION** **Job Title** AM/DM - Legal Capital Markets **Key Specifications**: - Handling Legality with respect to SEBI (Merchant Banking) Regulations, 1992; SEBI (Prohibition of Insider Trading) Regulations, 2015 and other applicable rules, regulations, bye-laws, guidelines, and circulars issued by...

Compliance Mumbai _Mumbai Western Suburbs_ April 2, 2024 - April 3, 2025 Mutual Fund **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **CA/CS/CMA/MBA/LLB - **Course Type **Full Time - **Min Required Experience (Years) **8 - **Max Required Experience (Years) **10 **PURPOSE OF THE ROLE**: Oversee and assist in Compliance - AMC...

Compliance Mumbai _Mumbai Western Suburbs_ February 15, 2024 - February 15, 2025 Mutual Fund **Job Overview**: - **Office Location (Area) **Mumbai - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **5 - Responsible for overall Compliance, Legal and Corporate Secretarial functions of AMC and Trustee...

CS with 2+ years of work experience required in reputed AMC located at Nariman Point, Mumbai Should have prior experience of working in AMC or Mutual Fund industry JD: - To ensure timely SEBI compliance - Ensure compliance with RBI Act, FDI norms, and AMFI Circulars - Handle Mutual Fund reporting as per SEBI/RBI/PMLA guidelines - Interpret Circulars of...

Manager - Secretarial & Compliance Kindly find the Below Roles & Responsibilities:- To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;- To review and update on regularly basis Compliance Manual and other policies;- To conduct compliance awareness sessions on Insider Trading, etc- To ensure Compliance provision of RBI Act,...

Manager - Secretarial & Compliance Kindly find the Below Roles & Responsibilities:- To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;- To review and update on regularly basis Compliance Manual and other policies;- To conduct compliance awareness sessions on Insider Trading, etc- To ensure Compliance provision of RBI Act,...

Position: Company Secretary (Immediate joiner)Qualification: CSExperience: 7 to 8 yearsLocation: Mumbai(Worli / Goregaon)Job descriptioTimely compliance for Private Limited Companies, LLPs as well as Unlisted Public Companies under Company Law including Annual FilingDrafting of Resolutions required under Company LawPreparing of Notices, Agendas, Minutes and...

Job Title: Compliance Officer - Mutual Fund Compliance Location**:Mumbai (on-site: Andheri/Belapur)** Experience**:3+ years in Mutual Fund compliance** Job Summary: We are currently looking for compliance professionals with a graduation degree **from AMC, financial or NBFC industry **with **minimum 3 years of experience in Mutual Fund compliance.** Roles...

Compliance Mumbai _Mumbai_ April 4, 2024 - April 5, 2025 Mutual Fund **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **CS - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **5 **Key Attributes**: - To monitor activities undertaken by AMC and ensure the same is in...

Location: Mumbai - Corporate Office.Department: Legal, Secretarial & Compliance.Grade: IL 5 Organizational relationships Reports to: AVP - CompliancePurpose of the Job:Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters.Key responsibilities:Preparation & timely submission/ filings of statutory reports...

Location: Mumbai - Corporate Office.Department: Legal, Secretarial & Compliance.Grade: IL 5 Organizational relationships Reports to: AVP - CompliancePurpose of the Job:Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters.Key responsibilities:Preparation & timely submission/ filings of statutory reports...

Position: Manager-Secretarial & ComplianceQualification: B.com,CAExperience: 5 to 10 yearsLocation: Mumbai (Nariman Point)Job DescriptionKindly find the Below Roles & Responsibilities:Having 5+ years of experience in the Mutual Fund Industry.Skills required:- Well versed with SEBI (MF) Regulations- Root cause analysis,- Multitasking- Experience of working in...

Position: Company Secretary (Immediate joiner) Qualification: CS Experience: 7 to 8 years Location: Mumbai(Worli / Goregaon) Job descriptio Timely compliance for Private Limited Companies, LLPs as well as Unlisted Public Companies under Company Law including Annual Filing Drafting of Resolutions required under Company Law Preparing of Notices, Agendas,...

Position: Company Secretary (Immediate joiner)Qualification: CSExperience: 7 to 8 yearsLocation: Mumbai(Worli / Goregaon)Job descriptioTimely compliance for Private Limited Companies, LLPs as well as Unlisted Public Companies under Company Law including Annual FilingDrafting of Resolutions required under Company LawPreparing of Notices, Agendas, Minutes and...