Assurance Specialist
2 hours ago
Job Description
- Provide independent assurance on the effectiveness of Compliance Risk Management across business units.
- Develop, refresh, & execute the annual Compliance Assurance plan focusing on high-risk & high-value areas.
- Conduct risk-based reviews covering Financial Crime, Private Banking, CDD/KYC & regulatory compliance.
- Identify control gaps, areas of non-conformance & potential risks related to non-compliance.
- Communicate findings through clear written reports & verbal updates to senior stakeholders.
- Build & maintain strong working relationships across the three lines of defense.
- Leverage data analytics to enhance assurance coverage, efficiency & insights.
- Influence decision making & contribute to policy development & operational effectiveness.
- Lead or guide teams performing complex assignments, ensuring structured, high-quality delivery.
- Support resolution of escalated issues & provide expertise on complex compliance matters.
- Collaborate with cross-functional teams to align assurance outcomes with business strategy.
- Analyze data from multiple internal & external sources to identify trends, risks and themes.
- Communicate & simplify complex or sensitive information for diverse audiences.
- Demonstrate strong stakeholder management & ability to influence outcomes.
- Possess strong knowledge of Financial Crime regulations & India regulatory expectations.
- Bring in-depth expertise in Private Banking, Customer Due Diligence & KYC processes.
- Display proactive, structured, high-performance work ethic with strong report writing skills.
- Good to have experience in 1LOD/2LOD testing or Internal Audit related to Financial Crime.
- Preferably hold ACAMS/ICA certifications & have exposure to data analytics.
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