Assurance Specialist

2 hours ago


Mumbai Maharashtra India, Maharashtra Elements HR Services Pvt Ltd Full time

Job Description


  • Provide independent assurance on the effectiveness of Compliance Risk Management across business units.
  • Develop, refresh, & execute the annual Compliance Assurance plan focusing on high-risk & high-value areas.
  • Conduct risk-based reviews covering Financial Crime, Private Banking, CDD/KYC & regulatory compliance.
  • Identify control gaps, areas of non-conformance & potential risks related to non-compliance.
  • Communicate findings through clear written reports & verbal updates to senior stakeholders.
  • Build & maintain strong working relationships across the three lines of defense.
  • Leverage data analytics to enhance assurance coverage, efficiency & insights.
  • Influence decision making & contribute to policy development & operational effectiveness.
  • Lead or guide teams performing complex assignments, ensuring structured, high-quality delivery.
  • Support resolution of escalated issues & provide expertise on complex compliance matters.
  • Collaborate with cross-functional teams to align assurance outcomes with business strategy.
  • Analyze data from multiple internal & external sources to identify trends, risks and themes.
  • Communicate & simplify complex or sensitive information for diverse audiences.
  • Demonstrate strong stakeholder management & ability to influence outcomes.
  • Possess strong knowledge of Financial Crime regulations & India regulatory expectations.
  • Bring in-depth expertise in Private Banking, Customer Due Diligence & KYC processes.
  • Display proactive, structured, high-performance work ethic with strong report writing skills.
  • Good to have experience in 1LOD/2LOD testing or Internal Audit related to Financial Crime.
  • Preferably hold ACAMS/ICA certifications & have exposure to data analytics.



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