Analyst

3 weeks ago


Mumbai Maharashtra India, Maharashtra Cerberus Capital Management Full time

Compliance Analyst – Focus on Code of Ethics & Firm trading monitoring and surveillance

Job Location is Mumbai, Goregaon East


Key Responsibilities

  • Code of Ethics monitoring
  • Onboard/offboard employees to/from our StarCompliance/Financial Tracking System platform
  • Assist with preclearance and monitoring tasks related to the Firm’s personal trading policy
  • Investigate potential personal trading policy violations, escalating issues and documenting resolution
  • Firm Trading/Control room
  • Conduct daily trade surveillance, including trade blotter reviews and exception reporting
  • Maintain Firm’s list of restricted issuers
  • Conduct trade allocation back testing
  • Email surveillance
  • Assist team with email surveillance and related tasks

Required Qualifications

  • 3+ years of relevant compliance, audit or risk management experience, ideally supporting a U.S.-based registered investment adviser
  • Some understanding of U.S. financial regulations, especially the Investment Advisers Act of 1940
  • Experience with order management systems or similar trading-related data warehouse platforms, compliance monitoring tools, trade surveillance platforms and data analytics
  • Excellent analytical, organizational and communication skills with a strong attention to detail


  • Data Analyst

    3 weeks ago


    Mumbai, Maharashtra, India, Maharashtra Gajalakshmi Financial Servvices Full time

    Company DescriptionWe suggest you enter details here.Role DescriptionThis is a full-time on-site role for a Data Analyst located in Ballard Estate,Fort Mumbai. The Data Analyst will be responsible for collecting, processing, and analyzing data to provide insights that support business decisions. The role includes performing data modeling, creating reports,...

  • Investment Analyst

    2 weeks ago


    Mumbai, Maharashtra, India, Maharashtra ECU Worldwide Full time

    Industry: AI, Deep Tech, Financial Services, Mutual fund services, PMSRole Overview: We are looking for a high-potential Strategy Analyst with a unique blend of financial acumen and AI/technology fluency. This role is ideal for candidates with 3–5 years of experience in investment research, equity analysis, or business analysis within financial services,...

  • Claims Analyst

    3 weeks ago


    Mumbai, Maharashtra, India, Maharashtra GeoServe Full time

    Join Our Team as a Claims Analyst | MumbaiAs Claims (Demurrage) Analyst, you will be responsible for Demurrage & Post-fixture claims. Tasks & Responsibilities:1. Claim handling:Manage demurrage & post-fixture claims.Liaise with the client teams, vessel, agents to gather necessary information.Ensure accurate interpretation of contract clauses & evaluate...

  • Research Analyst

    2 weeks ago


    Mumbai, Maharashtra, India, Maharashtra Uprety Capital Full time

    Job Title: Research Analyst – Hedge FundLocation: Mumbai, India (Remote)Employment Type: Full-TimeAbout the RoleWe are seeking an experienced Research Analyst to join our hedge fund team. The ideal candidate will have a strong background in financial research, market analysis, and investment strategy development. This role is remote, with collaboration...

  • Digital Analyst

    3 weeks ago


    Mumbai, Maharashtra, India, Maharashtra Welspun Corp Limited Full time

    Job Title*Digital AnalystAbout Welspun*Welspun World is one of India's fastest growing global conglomerates with businesses in Home Textiles, Flooring Solutions, Advanced Textiles, DI Pipes, Pig Iron, TMT bars, Stainless Steel, Alloy, Line Pipes, Infrastructure & Warehousing.At Welspun, we strongly believe in our purpose to delight customers through...

  • Technical Analyst

    2 weeks ago


    Mumbai, Maharashtra, India, Maharashtra SID Global Solutions Full time

    Job Title: Technical AnalystExperience Level: ~10 yearsRole Type: Engineering / Domain SupportRole Overview:The Technical Analyst acts as the bridge between business stakeholders, domain experts, and engineering teams. This role is responsible for gathering, analyzing, and translating business requirements into technical specifications, supporting solution...

  • Business Analyst

    3 weeks ago


    Mumbai, Maharashtra, India, Maharashtra Pepper Content Full time

    Job Description: Business AnalystRole OverviewWe are looking for a highly motivated and data-driven Business Analyst to join our growing team. In this role, you will be the bridge between raw data and strategic decision-making. You will dive deep into complex datasets, uncover hidden trends, and build powerful dashboards that provide actionable insights to...

  • Business Analyst

    2 weeks ago


    Mumbai, Maharashtra, India, Maharashtra AQM Technologies Full time

    Position: Business Analyst – Lending (Banking Domain)Experience: 5+ YearsLocation: MumbaiCompany: AQM Technologies Pvt. Ltd.Education:BE/BTech/MCA or equivalent qualification.About the Role: We are looking for an experienced Business Analyst with strong expertise in the Loans domain, particularly in Loan Origination Systems (LOS) and Loan Management...

  • System Analyst

    3 weeks ago


    Mumbai, Maharashtra, India, Maharashtra Art of Tech Full time

    Company DescriptionBillups is reinventing out-of-home planning and placement for the performance age by blending art and science. Known for its patented scientific targeting, accurate out-of-home measurement, and AI-powered recommendation engine, Billups supports advertisers, agencies, and media owners. As the largest privately held technology and managed...


  • Mumbai, Maharashtra, India, Maharashtra Headway Development Management LLP Full time

    Company Description We suggest you enter details here. Role Description This is a full-time on-site role for a Project Finance Analyst located in Mumbai. The Project Finance Analyst will be responsible for analyzing financial data and creating financial models to support project funding decisions. The role involves working closely with the finance team to...