Head - Legal & Compliance
11 hours ago
Role & Responsibilities:
- Serve as the principal legal advisor to the leadership and board.
- Provide legal opinions on business strategies, new products, partnerships, and financial transactions.
- Ensure corporate governance practices meet statutory and regulatory standards.
- Lead compliance programs aligned with RBI, SEBI, or other relevant regulatory bodies.
- Establish and monitor compliance frameworks, internal controls, and audit readiness.
- Oversee regulatory filings, inspections, audits, and responses.
- Identify legal and regulatory risks and recommend mitigation plans.
- Ensure watertight documentation and legal safeguards.
- Manage litigation strategy, external counsel, and dispute resolution.
- Oversee arbitration, consumer complaints, regulatory notices, and legal claims.
- Develop and enforce company-wide compliance policies - AML, KYC, data privacy, whistleblower, governance, and code of conduct.
- Work closely with Risk, Finance, Operations, HR, Product, Technology, and Sales teams.
- Ensure all business functions operate in alignment with legal and compliance requirements.
- Build constructive relationships with regulators, law firms, industry bodies, auditors, and government authorities.
- Stay updated on emerging regulations and industry standards.
Candidate Profile:
- LLB / LLM with 12+ years of experience in Legal & Compliance roles in Banking, NBFC, FinTech, Asset Management, Insurance, or other financial services sectors is essential.
- Strong understanding of financial regulations, corporate law, and risk management frameworks.
- Proven experience in handling high-stakes negotiations, regulatory audits, and litigation.
- Experience in leading legal and compliance teams.
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