Head - Legal & Compliance

11 hours ago


Mumbai Maharashtra India, Maharashtra HINDCO Consulting Services Full time

Role & Responsibilities:

  • Serve as the principal legal advisor to the leadership and board.
  • Provide legal opinions on business strategies, new products, partnerships, and financial transactions.
  • Ensure corporate governance practices meet statutory and regulatory standards.
  • Lead compliance programs aligned with RBI, SEBI, or other relevant regulatory bodies.
  • Establish and monitor compliance frameworks, internal controls, and audit readiness.
  • Oversee regulatory filings, inspections, audits, and responses.
  • Identify legal and regulatory risks and recommend mitigation plans.
  • Ensure watertight documentation and legal safeguards.
  • Manage litigation strategy, external counsel, and dispute resolution.
  • Oversee arbitration, consumer complaints, regulatory notices, and legal claims.
  • Develop and enforce company-wide compliance policies - AML, KYC, data privacy, whistleblower, governance, and code of conduct.
  • Work closely with Risk, Finance, Operations, HR, Product, Technology, and Sales teams.
  • Ensure all business functions operate in alignment with legal and compliance requirements.
  • Build constructive relationships with regulators, law firms, industry bodies, auditors, and government authorities.
  • Stay updated on emerging regulations and industry standards.


Candidate Profile:

  • LLB / LLM with 12+ years of experience in Legal & Compliance roles in Banking, NBFC, FinTech, Asset Management, Insurance, or other financial services sectors is essential.
  • Strong understanding of financial regulations, corporate law, and risk management frameworks.
  • Proven experience in handling high-stakes negotiations, regulatory audits, and litigation.
  • Experience in leading legal and compliance teams.

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