Investor Servicing and KYC

1 week ago


Gandhinagar, Gujarat, India SKS Enterpprises - Human Resource Planning and Management Full time

Position Name - Investor Servicing and KYC / AML Operations

Location - Gift City, Gandhinagar

Experience Range - 3-5Years

Work Model - Work from Office (5 days working)

Mandatory Requirement:

  • 3 to 5 years of experience in onboarding investors across the globe as per the AML-KYC regulations of IFSCA/SEBI.
  • Previous employment in a fund administration company or in an asset management company or in an in-house AIF in India or abroad is preferred.

Job Roles and Responsibilities:

  • Handling KYC-AML Regulations i.e. PMLA 2002 & Rules
  • Handling On-boarding and Performing KYC-AML checks of Clients / Customers from various
  • International Jurisdictions / India. Identifying the Ultimate Beneficial owners
  • Interacting with the clients Pre & Post Onboarding for various requirements
  • Monitoring of Transactions on a regular basis / Reporting of Suspicious transactions to the authorities
  • Reporting to Senior Management / authorities
  • Carrying out Review of Existing Clients.
  • Providing Training / Understanding to various Stakeholders on KYC-AML requirements.
  • Tracking changes in Regulations issued by IFSCA, SEZ and any other Authority and implementing it within the prescribed timelines.
  • Drafting / Reviewing of Policies / Manual

Qualification and Experience

  • For candidates with an undergraduate degree like BCom, minimum 5 years of relevant work experience is required.
  • For candidates with a postgraduate degree like MCom or MBA, minimum 3 years of relevant work experience is required.
  • Professional qualifications such as CS or CA is an advantage.

Other Details:

  • Previous employment in a fund administration company or in an asset management company in an in-house AIF in India or abroad is preferred.

  • Compliance Officer

    1 week ago


    Gandhinagar, Gujarat, India PPFAS Mutual Fund Full time

    PPFAS Asset Management (PPFAS AMC) has been promoted by Parag Parikh Financial Advisory Services Pvt. Ltd. (PPFAS Ltd.), a boutique investment advisory firm incorporated in 1992. PPFAS Ltd. is also amongst India's earliest SEBI Registered Portfolio Management Service (PMS) providers. Ensure compliance with SEBI AIF regulations and spearhead compliance and...

  • Sales Officer

    1 week ago


    Gandhinagar, Gujarat, India TMI Group IN Full time

    Job Information: Salary₹ - No. of Openings100 opening- Required Skills:insurance,field sales,sales,marketing,banking,retail banking,communication,business development,target driven- Job Experience:5 yearsJob QualificationsBachelor's DegreeOBJECTIVE: Providing support to branch profitability by selling bank product - CASA through different acquisition...


  • Gandhinagar, Gujarat, India HSBC Full time

    Some careers open more doors than others.If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you furtherJob ProfileClient-facing:The...


  • Gandhinagar, Gujarat, India Unifi Capital Pvt Ltd. Full time

    Unifi Capital is seeking a Manager Client Relations for its subsidiary UIMLUnifi Capital P Ltd, an established investment management firm with over two decades of experience, manages assets exceeding INR 24,500 Cr for about 11,000 clients across various platforms. The firm is also a sponsor of a mutual fund. To learn more, visit their website.Unifi...


  • Gandhinagar, Gujarat, India Unifi Capital Pvt Ltd. Full time

    Unifi Capital for its subsidiary UIML requires a Manager Client RelationsUnifi Capital P Ltd ., a 23-year-old investment management firm, manages assets worth over INR 24,500 Cr on behalf of approximately 11,000 clients across PMS, AIF, and Advisory platforms. The firm is also a sponsor of a mutual fund. For more details kindly visit Investment Management...

  • Team Member

    1 week ago


    Gandhinagar, Gujarat, India Bank of America Full time

    OverviewBank of America is one of the world's leading financial institutions, serving individual consumers, small and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services. We are committed to attracting and retaining top talent across the globe...

  • Team Member

    1 week ago


    Gandhinagar, Gujarat, India Bank of America Full time

    OverviewBank of America is one of the world's leading financial institutions, serving individual consumers, small and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services. We are committed to attracting and retaining top talent across the globe...

  • Team Member

    1 week ago


    Gandhinagar, Gujarat, India Bank of America Full time

    OverviewBank of America is one of the world's leading financial institutions, serving individual consumers, small and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services. We are committed to attracting and retaining top talent across the globe...

  • Compliance Officer

    1 week ago


    Gandhinagar, Gujarat, India Rao Career Solutions Full time

    Job Description - Compliance OfficerOverview:To ensure the firm's compliance with all IFSCA, SEBI, RBI (FINRA and SEC exposure will be an added advantage) rules and regulations by providing necessary advice, training and risk assessment pertaining to all of the firm's broker/dealer, ATS and exchange activities. The position is responsible for implementing...

  • Project Manager

    1 week ago


    Gandhinagar, Gujarat, India NEW AGE EDUCATION AND SKILLS FOUNDATION Full time

    Note : An ideal candidate will be one who has built CRM, ERP, customer experience products , digital integrations. People from Edtech companies wil be more suitable for us.) PURPOSE OF THE ROLE :We are a Digital-first and innovation-led university combining strategy, design, and technology to deliver extraordinary experiences for our stakeholders.As a head...

  • Project Manager

    2 months ago


    Ahmedabad/Gandhinagar, Gujarat, India NEW AGE EDUCATION AND SKILLS FOUNDATION Full time

    Note : An ideal candidate will be one who has built CRM, ERP, customer experience products , digital integrations. People from Edtech companies wil be more suitable for us.)PURPOSE OF THE ROLE :We are a Digital-first and innovation-led university combining strategy, design, and technology to deliver extraordinary experiences for our stakeholders.As a head of...

  • Project Manager

    3 weeks ago


    Ahmedabad/Gandhinagar, Gujarat, India NEW AGE EDUCATION AND SKILLS FOUNDATION Full time

    Note : An ideal candidate will be one who has built CRM, ERP, customer experience products , digital integrations. People from Edtech companies wil be more suitable for us.)PURPOSE OF THE ROLE :We are a Digital-first and innovation-led university combining strategy, design, and technology to deliver extraordinary experiences for our stakeholders.As a head of...


  • Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Investor Servicing and KYC / AML OperationsLocation - Gift City, GandhinagarExperience Range - 3-5YearsWork Model - Work from Office (5 days working)Mandatory Requirement:3 to 5 years of experience in onboarding investors across the globe as per the AML-KYC regulations of IFSCA/SEBI.Previous employment in a fund administration company or in...


  • Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Investor Servicing and KYC / AML Operations Location - Gift City, GandhinagarExperience Range - 3-5YearsWork Model - Work from Office (5 days working)Mandatory Requirement:3 to 5 years of experience in onboarding investors across the globe as per the AML-KYC regulations of IFSCA/SEBI.Previous employment in a fund administration company or in...


  • gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Investor Servicing and KYC / AML Operations Location - Gift City, Gandhinagar Experience Range - 3-5Years Work Model - Work from Office (5 days working) Mandatory Requirement: 3 to 5 years of experience in onboarding investors across the globe as per the AML-KYC regulations of IFSCA/SEBI. Previous employment in a fund administration...


  • Gandhinagar, India Entigrity Full time

    The Company Secretary will be responsible for ensuring that the organization complies with statutory and regulatory requirements, particularly those pertaining to the International Financial Services Centre (IFSC) regulations. This role will require close coordination with regulatory bodies like IFSCA, SEBI, and RBI, as well as internal stakeholders to...

  • Company Secretary

    6 days ago


    Gandhinagar, India Entigrity Full time

    The Company Secretary will be responsible for ensuring that the organization complies with statutory and regulatory requirements, particularly those pertaining to the International Financial Services Centre (IFSC) regulations. This role will require close coordination with regulatory bodies like IFSCA, SEBI, and RBI, as well as internal stakeholders to...

  • Company Secretary

    2 days ago


    Gandhinagar, India Entigrity Full time

    The Company Secretary will be responsible for ensuring that the organization complies with statutory and regulatory requirements, particularly those pertaining to the International Financial Services Centre (IFSC) regulations. This role will require close coordination with regulatory bodies like IFSCA, SEBI, and RBI, as well as internal stakeholders to...

  • Company Secretary

    5 days ago


    Gandhinagar, India Entigrity Full time

    The Company Secretary will be responsible for ensuring that the organization complies with statutory and regulatory requirements, particularly those pertaining to the International Financial Services Centre (IFSC) regulations. This role will require close coordination with regulatory bodies like IFSCA, SEBI, and RBI, as well as internal stakeholders to...

  • Compliance Officer

    2 weeks ago


    Gandhinagar, India PPFAS Mutual Fund Full time

    PPFAS Asset Management (PPFAS AMC) has been promoted by Parag Parikh Financial Advisory Services Pvt. Ltd. (PPFAS Ltd.), a boutique investment advisory firm incorporated in 1992. PPFAS Ltd. is also amongst India's earliest SEBI Registered Portfolio Management Service (PMS) providers.. - Ensure compliance with SEBI AIF regulations and spearhead compliance and...

  • Sales Officer

    3 weeks ago


    Gandhinagar, India TMI Group IN Full time

    **Job Information**: - Salary - **₹ 275000 - 400000**- No. of Openings - **100 opening**- Required Skills: - **insurance,field sales,sales,marketing,banking,retail banking,communication,business development,target driven**- Job Experience: - **1 - 5 years**- Job Qualifications - **Bachelor's Degree** OBJECTIVE: Providing support to branch profitability...

  • Compliance Officer

    3 weeks ago


    Gandhinagar, India Kaapro Management Solutions Full time

    Opening: 1 Nos.- Job ID: 70965- Employment Type: Full Time- Reference: - Work Experience: 8.0 Year(s) To 12.0 Year(s)- CTC Salary: 8.00 LPA TO 15.00 LPA- Function: Legal & Regulatory / Company Secretary- Industry: Banking/Financial Services- Location: - Gandhinagar Posted On: 02nd Nov, 2023 **Responsibilities**: - Develop and maintain all relevant...


  • Gandhinagar, India Kaapro Management Solutions Full time

    Opening: 1 Nos.- Job ID: 69103- Employment Type: Full Time- Reference: - Work Experience: 3.0 Year(s) To 5.0 Year(s)- CTC Salary: 5.00 LPA TO 8.00 LPA- Function: ITES / BPO / KPO / Customer Service / Operations- Industry: Banking/Financial Services- Location: - Gandhinagar Posted On: 04th Nov, 2023 **Responsibilities**: We’re looking for stock Operations...

  • Financial Controller

    2 weeks ago


    Gandhinagar, India Addus Services LLP-Client Full time

    **Job Responsibility** - Monthly closing of books and producing accurate Financial Reports under Ind AS within specific deadlines. - Preparing monthly MIS and Investor Reports - Working on Quarterly Board Decks - Preparation of Consolidated Financial statements on Annual basis - Liaising with Auditors to ensure timely completion of Statutory Audit, Internal...


  • Gandhinagar, India HSBC Full time

    Some careers open more doors than others.If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you furtherJob...


  • gandhinagar, India Unifi Capital Pvt Ltd. Full time

    Unifi Capital for its subsidiary UIML requires a Manager Client RelationsUnifi Capital P Ltd ., a 23-year-old investment management firm, manages assets worth over INR 24,500 Cr on behalf of approximately 11,000 clients across PMS, AIF, and Advisory platforms. The firm is also a sponsor of a mutual fund. For more details kindly visit Investment Management...


  • Gandhinagar, India HSBC Full time

    Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further Job Profile ...


  • Gandhinagar, India HSBC Full time

    Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further Job Profile ...


  • gandhinagar, India HSBC Full time

    Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further Job Profile ...


  • gandhinagar, India HSBC Full time

    Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further Job Profile ...


  • Gandhinagar, India New Way Solution llp Full time

    The Sales tele-caller shall be responsible to handle the leads & doing calling Identifying prospective clients, generating business from the existing clients, thereby achieving business targets. Maintaining relationships with customers. Identifying sales opportunities. Following up with customers To connect with potential customers. Marketing existing &...

  • Unifi Capital

    1 month ago


    Gandhinagar, India Unifi Capital Pvt. Ltd Full time

    Unifi Capital for its subsidiary UIML requires a Manager Client RelationsUnifi Capital P Ltd., a 23-year-old investment management firm, manages assets worth over INR 24,500 Cr on behalf of approximately 11,000 clients across PMS, AIF, and Advisory platforms. The firm is also a sponsor of a mutual fund. Unifi Investment Management (LLP) located in GIFT City,...