![Wells Fargo](https://contents.bebee.com/companies/in/wells-fargo/avatar-996PI.png)
Risk and Control
7 days ago
About this role:
Wells Fargo is seeking a Quality Assurance Operations Associate.
In this role, you will:
- Provide operational and customer support for lifecycle tasks for institutional trades
- Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement services, asset servicing structured loan operations, general ledger reconciliation and work to resolve confirmation and ISDA related issues
- Assist in gathering data to support resolution of issues
- Receive direction from manager and exercise judgment within defined parameters of the area while developing understanding of various functions, policies and procedures
- Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
- Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Corporate and Investment Banking back office and Middle office processes area.
Provide risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and business controls.
Monitor moderately complex business specific programs and provide risk management consulting to support the business in designing and implementing risk mitigation strategies.
Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area.
Provide guidance to business groups on the development, implementation, and monitoring of business specific programs to identify, assess, and mitigate risk.
Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations.Required Qualifications:
- 6+ months of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Experience in Risk Management, Control Management, or equivalent demonstrated through one or a combination of the following: work experience, training,
Desired Qualifications:
- Individual contributor role focusing on performing evidencebased control evaluations by conducting various evidence gathering activities.
Validate & track action plans, escalate issues as required and document the control test artifacts and findings.
Perform control evaluations for moderate to complex engagements, challenge status-quo and identify opportunities to add efficiencies or refining the existing processes.
Engage and work with multiple stakeholders - front line business groups, risk program aligned functions and IRM teams for driving the objectives of risk and control programs.
Instill and drive proactive risk culture, operational excellence, and efficiencies.- Bachelor's degree or higher. Relevant certifications will be an advantage.
Overall experience of 6+ years with 5 years of relevant experience in Financial Services industry and / or risk & control domains covering operational risk, controls testing / evaluation, compliance, internal audit, risk management etc.
Experience in automation / advanced excel / reporting will be an advantage.General knowledge of industry standards and best practices around control evaluations / testing, internal audit, and risk management processes.
Experience creating test questions or test scripts.
Experience assessing control design and performance through testing, audit, or Risk Control Self-Assessment practices.
Experience assessing processes, procedures and identifying controls.
Experience in assessing risk, reviewing risk ratings, identifying control gaps, and determining the appropriate evaluation methodology.
Job Expectations:
- Bachelor's degree or higher. Relevant certifications will be an advantage.
Overall experience of 8+ years with 5 years of relevant experience in Financial Services industry and / or risk & control domains covering operational risk, controls testing / evaluation, compliance, internal audit, risk management etc.
Experience in automation / advanced excel / reporting will be an advantage.General knowledge of industry standards and best practices around control evaluations / testing, internal audit, and risk management processes.
Experience creating test questions or test scripts.
Experience assessing control design and performance through testing, audit, or Risk Control Self-Assessment practices.
Experience assessing processes, procedures and identifying controls.
Experience in assessing risk, reviewing risk ratings, identifying control gaps, and determining the appropriate evaluation methodology.
- Individual contributor role focusing on performing evidencebased control evaluations by conducting various evidence gatherin
-
Risk Control Manager
1 week ago
Bengaluru, Karnataka, India Commonwealth Bank Full timeResponsibilities1) Support the broader team in the delivery of an effective Controls Assurance Program (CAP) across the Bank, utilising CBA's Operational Risk Management Framework (ORMF) to provide the business with an assessment and assurance over the effectiveness of the control environment. Your team will provide Line 1 assurance over the Bank's critical...
-
Controls and Risk Advisor
1 week ago
Bengaluru, Karnataka, India ExxonMobil Full timeAbout usAt ExxonMobil, our vision is to lead in energy innovations that advance modern living and a net-zero future. As one of the world's largest publicly traded energy and chemical companies, we are powered by a unique and diverse workforce fueled by the pride in what we do and what we stand for.The success of our Upstream, Product Solutions and Low Carbon...
-
Wpb Risk and Control Officer
7 days ago
Bengaluru, Karnataka, India HSBC Full timeSome careers have more impact than others.If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.HSBC is one of the largest banking and financial services organizations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and...
-
Risk and Internal control Specialist
1 week ago
Bengaluru, Karnataka, India ABB Full timeRisk and Internal control SpecialistTake your next career step at ABB with a global team that is energizing the transformation of society and industry to achieve a more productive, sustainable future.At ABB, we have the clear goal of driving diversity and inclusion across all dimensions: gender, LGBTQ+, abilities, ethnicity and generations. Together, we are...
-
Risk and Control Advisor
7 days ago
Bengaluru, Karnataka, India Shell Full timeThe Role:Where you fit inWhat's your role Understands and drives endtoend security deliverables in T&S projects, strategic transformation programs and initiatives Act as a security focal within programs, liaise with program and security natural teams for governance, risk, and compliance Leads discussions and drives riskaware culture with stakeholder teams...
-
Divisional Risk and Control Analyst
1 week ago
Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full timeDescription The Risk Team is responsible for supporting Operations with first line operational risk management across IB & CRU. The role will require to execute day-to-day operational risk & control testing work related to various IB and CRU Operations sub functions and contributes to the delivery of the risk assessment reviews. This is a high...
-
Analyst - Risk & Control Enablement
1 week ago
Bengaluru, Karnataka, India Commonwealth Bank Full timeOrganization: At CommBank, we never lose sight of the role we play in other people's financial wellbeing. Our focus is to help people and businesses move forward to progress. To make the right financial decisions and achieve their dreams, targets, and aspirations. Regardless of where you work within our organisation, your initiative, talent, ideas, and...
-
Technology Risk and Control Testing
23 hours ago
Bengaluru, Karnataka, India State Street Full timeJob TitleAVP - Technology Risk and Control Assurance (Code – 500)Role Summary &Role DescriptionControls Testing and Assurance performs a key role for State Street as a First line of defense function by testing Information technology controls and providing independent feedback on the adequacy of controls .As a member of FLRC- First line Risk and Controls...
-
Divisional Risk and Control Analyst
7 days ago
Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full timeDescription The Embedded Risk in India is comprised of 9fte and part of a broader team of 20+ covering all aspects of the DB Risk Framework and Regulatory support for Global KYC. This role will report locally into an India based Embedded Risk Team (ERT) Lead. The role will work closely with global peers to help provide a complete picture of the risk...
-
First Line Risk and Control, Gsc's
7 days ago
Bengaluru, Karnataka, India HSBC Full timeJob descriptionBusiness:GPB COO ASPOpen positions:1Role Title: First Line Risk and Control, GSC'sGlobal Career Band:6Location: BangaloreRecruiter Name:Sunny DograWhy join usThe Global Private Bank has a clear strategy to build on the Commercial Banking heritage of the Group by banking the owners and principals of HSBC's corporate clients. The role supports...
-
Risk Governance and Control Officer, Gsc's
1 week ago
Bengaluru, Karnataka, India HSBC Full timeJob descriptionSome careers shine brighter than others.If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.HSBC is one of the largest...
-
Risk and Internal control Specialist
4 weeks ago
Bengaluru, Karnataka, India ABB Full timeRisk and Internal control SpecialistTake your next career step at ABB with a global team that is energizing the transformation of society and industry to achieve a more productive, sustainable future.At ABB, we have the clear goal of driving diversity and inclusion across all dimensions: gender, LGBTQ+, abilities, ethnicity and generations. Together, we are...
-
Risk and Internal control Specialist
1 week ago
Bengaluru, Karnataka, India ABB Full timeRisk and Internal control SpecialistTake your next career step at ABB with a global team that is energizing the transformation of society and industry to achieve a more productive, sustainable future.At ABB, we have the clear goal of driving diversity and inclusion across all dimensions: gender, LGBTQ+, abilities, ethnicity and generations. Together, we are...
-
Risk and Internal control Specialist
3 weeks ago
Bengaluru, Karnataka, India ABB Full timeRisk and Internal control SpecialistTake your next career step at ABB with a global team that is energizing the transformation of society and industry to achieve a more productive, sustainable future.At ABB, we have the clear goal of driving diversity and inclusion across all dimensions: gender, LGBTQ+, abilities, ethnicity and generations. Together, we are...
-
First Line Risk and Control
1 week ago
Bengaluru, Karnataka, India HSBC Full timeJob descriptionSome careers shine brighter than others.If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.HSBC is one of the largest...
-
Bengaluru, Karnataka, India Titan Company Full timeJob Description: The role is responsible for development & implementation of robust system to identify any potential risks or irregularities related to compliance with laws and regulations, as well as internal control procedures within Jewellery Division. Job Responsibilities: Development and Implementation of a Robust System to analysing the probable risks...
-
Bengaluru, Karnataka, India Commonwealth Bank Full timeRESPONSIBILITIES/ACCOUNTABILITIES Contribute to various aspects of risk management of CBA (Commonwealth Bank of Australia) Group based on need and priority Support in Triaging data leakage alerts, monitoring and incident management in addition to performing multiple activities leading to maintaining and minimizing risk exposure of CBA group. Support Senior...
-
Bengaluru, Karnataka, India Paradise Placement Consultancy Full timeJob Description: Job Title: Infosec Lead Department: IT Level/Designation Manager/Sr. Manager Position Type: Full Time Job Overview This role is responsible for implementing processes such as GRC to automate and continuously monitor the information security controls, risks, etc. Evaluates the firm to ensure compliance with security standards...
-
Bengaluru, Karnataka, India Paradise Placement Consultancy Full timeJob Description:Job Title:Infosec LeadDepartment:ITLevel/DesignationManager/Sr. ManagerPosition Type:Full TimeJob OverviewThis role is responsible for implementing processes such as GRC to automate and continuously monitor the information security controls, risks, etc. Evaluates the firm to ensure compliance with security standards andrelevance with industry...
-
AWM-PWM-Control and Risk Management Analyst
7 days ago
Bengaluru, Karnataka, India Quess Full timeAbout Us "Quess IT Staffing is India's largest IT staffing company with over 20 years of experience in staffing IT professionals in 300+ companies across levels and skillsets. Our 10,000+ associates deployed in 80+ cities and towns are proficient in over 500 technological skills. Our associates help enable cutting edge solutions some of the biggest names...