Institutional Investment Operations Manager
2 weeks ago
Wells Fargo is seeking an Institutional Investment Operations Manager...
- About the Department:
The transaction reporting function is responsible for the EMIR, SFTR, MiFID II, MAS, HKMA, FSA and Bank of Italy transaction reporting and exception management processes in partnership with our technology team, as well as providing support for regulatory change projects within the EMEA and APAC regions. Regional trading volume growth, expansion into new markets and the increasing rigor of regional regulations has led to the expansion of opportunities for the team.
Overview of the Position:
The role will primarily be responsible for the accurate and timely submissions of our regional transaction reporting obligations to the respective competent authorities through performance of completeness and accuracy reconciliations, however the role will also include support of change management projects and processes in line with the ever-changing regulatory landscape.
These initiatives would include streamlining of MiFID II, SFTR & EMIR RTS 2.0 processes, as well as enhancements to internal infrastructure to support current regulatory requirements. This role is appropriate for an experienced regulatory reporting SME. This position will oversee the APAC regional coverage of wider team of CIB Operations.
- The candidate needs to be a self-motivated and have 12 years+ experience in transaction reporting operations and be able to demonstrate a working knowledge on Regulatory Reporting along with Corporate & Investment Banking operations.
- MBA or an advanced degree.
- Knowledge of transaction reporting operations including EMIR, MiFIR / MiFID I & II, FSA, MAS, HKMA requirements.
- Product knowledge in OTC Derivatives, Fixed Income and Equities.
- Excellent presentation skills, effective written and verbal communication skills, should be comfortable dealing with senior management.
- Consultative in approach, understanding and anticipating business partner needs and proactively delivering solutions.
- Experience of working with project and technology stakeholders to deliver change.
- Proficient with Microsoft Excel (VBA preferred).
- Perform the daily completeness and accuracy in reconciliation processes, in a timely and accurate manner to meet Regulatory Reporting obligations.
- Perform investigations on breaks and identify the rootcause for exceptions.
- Maintenance and enhancement of governance documents (eg. Process flows and procedures).
- Provide analytical and SME support to regulatory change projects.
- Co-ordinate testing support to regulatory change projects with local SMEs.
- Work with Compliance and Legal team partners on rule interpretations for regulatory change.
- Deliver timely and accurate MI to Operations & Compliance management.
- Operational Risk & Issue Management.
- Oversee the hand-offs and escalations of wider CIB Ops team during the APAC time zone.
- Provide the supervisory coverage and administrative support for CIB Ops APAC team.
Shifts: 6:30 AM - 3:30 PM (should be flexible basis the business requirement)
Posting End Date:
4 Jun 2024
*Job posting may come down early due to volume of applicants.
We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking an Institutional Investment Operations Associate...In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking an Institutional Investment Operations Associate...In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India Wells Fargo Full timeAbout this role:Wells Fargo is seeking an Institutional Investment Operations Associate...In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...
-
Institutional Investment Operations associate
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role: Wells Fargo is seeking an Institutional Investment Operations AssociateIn this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India Wells Fargo Full timeAbout this role:Wells Fargo is seeking a Institutional Investment Operations Associate.In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India Wells Fargo Full timeAbout the RoleWells Fargo is seeking a Institutional Investment Operations Associate. Performs a variety of operational tasks from simple or routine tasks in Foreign exchanges or cash related transactions and Process relating to FX Settlements Process. You will interact closely with external clients, US stakeholders and US team members on daily basisIn this...
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking a Institutional Investment Operations Associate.In this role, you will:• Provide operational and customer support for lifecycle tasks for institutional tradesAssist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...
-
Institutional Investment Operations Manager
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role: Wells Fargo is seeking an Institutional Investment Operations Manager...About the Department: The transaction reporting function is responsible for the EMIR, SFTR, MiFID II, MAS, HKMA, FSA and Bank of Italy transaction reporting and exception management processes in partnership with our technology team, as well as providing support for...
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India Wells Fargo Full timeAbout Wells Fargo - Wells Fargo & Company (NYSE:WFC) is a leading global financial services company headquartered in San Francisco (United States). Wells Fargo has offices in over 30 countries and territories. Our business outside of the U.S. mostly focuses on providing banking services for large corporate, government and financial institution clients. We...
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India Wells Fargo Full timeAbout this role:Wells Fargo is seeking an Institutional Investment Operations Associate.In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...
-
Bengaluru, Karnataka, India Wells Fargo Full timeAbout this role:Wells Fargo is seeking a Institutional Investment Operations Representative.In this role, you will: Perform a variety of operational tasks for routine and medium complex institutional trades that require general knowledge of unit functions and systems Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve...
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking a Institutional Investment Operations Associate.The Transaction Reporting Team resides within the Middle Office. Regional trading volume growth, expansion into new markets and the increasing rigor of regional regulations has led to the expansion opportunities for the team.The transaction reporting function are...
-
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role: Wells Fargo is seeking a Institutional Investment Operations RepresentativeIn this role, you will: Perform a variety of operational tasks for routine and medium complex institutional trades that require general knowledge of unit functions and systems Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve...
-
Institutional Investment Operations Specialist
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role:Join Wells Fargo as an Institutional Investment Operations Specialist.Key Responsibilities:Support Reference Data & broader Wells Fargo organization.Utilize SQL Server, Tableau, Excel for end user reports.Deep data analysis & reporting on Client requirements.Maintain knowledge on finance & regulatory impacts.Face-off to global business &...
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout Wells Fargo - Wells Fargo & Company (NYSE: WFC) is a leading global financial services company headquartered in San Francisco (United States). Wells Fargo has offices in over 30 countries and territories. Our business outside of the U.S. mostly focuses on providing banking services for large corporate, government and financial institution clients. We...
-
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role: Wells Fargo is seeking a Senior Institutional Investment Operations Representative.In this role, you will: Perform a variety of operational tasks for complex institutional trades or process extensive knowledge of systems Provide ideas for improving or implementing processes Perform moderately complex duties such as processing, researching...
-
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking a Institutional Investment Operations Representative.In this role, you will:Perform a variety of operational tasks for routine and medium complex institutional trades that require general knowledge of unit functions and systemsCollaborate and consult with peers, colleagues, and managers to resolve issues and achieve...
-
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role: Wells Fargo is seeking a Senior Institutional Investment Operations Representative. This role supports the oversight and control of Non-Financial Regulatory Reporting (NFRR) by importing, maintaining, analyzing, and reporting data for assigned areas of Non-Financial Regulatory Reporting (NFRR) using multiple databases and business...
-
Institutional Investment Operations Associate
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout Wells Fargo - Wells Fargo & Company (NYSE:WFC) is a leading global financial services company headquartered in San Francisco (United States). Wells Fargo has offices in over 30 countries and territories. Our business outside of the U.S. mostly focuses on providing banking services for large corporate, government and financial institution clients. We...
-
Institutional Investment Operations Specialist
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this Role:Wells Fargo is looking for an Institutional Investment Operations Specialist.In this Role, You Will:Offer support to Derivative clients across Rates, equities, credit, and commodity productsMonitor daily functions of Derivatives Settlements processIdentify and suggest opportunities for process improvement and risk control...
