Dvp / Avp - Compliance & Legal (Corporate Banking)

1 week ago


Mumbai, Maharashtra, India Riverforest Connections Full time

Job Purpose
Lead the Compliance segment for Corporate Banking.

Track the Compliance parameters and propose ways to keep it in control by liaising with different stake holders of the bank.

Create prosses to smoothen the ways to taken the pendency of the compliance parameters.

Skills Required:

Compliance, Audit, corporate banking

Location
Mumbai

Roles & Responsibilities

Compliance

  • Monitor Corporate Banking Group (CBG) Compliance items like CAM Overdue, Deferrals, Re-KYC, Beneficial ownership, Intraday-Monitoring, IDPMS, EDPMS, High Value transactions.
  • Responsible for updating the Top management on Compliance parameters
  • Prepare Weekly Compliance & Control Report
  • Providing data for quarterly Audit data for Corporate banking group to the Audit team.
  • Analyzing & providing data to the ORM team for their quarterly Auditing and deriving the risk factor for the same.
  • Coordinating with CBG RMs for the Compliance & Audit requirement
  • Liaise with different stake holders of the bank for the Compliance parameters on regular basis
  • Advise the Relationship manager on the legal requirements
  • Be responsible for Compliance Pending item clearance for CBG
  • Set up process note for Compliance Item clearance
  • Identify customer, process, risk and business impact due to Compliance parameters
  • Responsible for reimagining the existing Compliance process in CBG
  • Keep the CBG Group updated with the new Compliance policies of the bank with proper process note and sessions if required
  • Promptly address any process gaps and change in priorities
  • Monitor development projects and ensure achievement of commitments on time
  • End to end ownership of the Corporate banking Compliance & Legal requirement

Key Skills

  • Knowledge of Compliance background
  • Should have experience in RBI Audit & Internal Audit
  • Strategic and analytical thinking
  • Excellent inter personal, presentation and communication skills
  • Knowledge of Wholesale Banking
  • Ability to use data and analytics to drive objectives
  • Experience in working with cross functional teams
  • Selfstarter, having strong attention to detail and problemsolving skills

Education/Qualification

MBA

Years Of Experience
8 to 15 Years
  • AVP Legal

    1 week ago


    Mumbai, Maharashtra, India Careerfit Full time

    Roles and amp;Responsibilities:Provide legal assistance to the Company DueDiligence of properties to be mortgaged LSR/TSRreview and opinion Know to conduct Search andmake Search report Well versed with provisionsof CPC DCPR Rules Transfer of PropertyLawContract Law MHADA SRA Municipal CorporationAct Land AcquisitionProceeding References andWrit Petition...


  • Navi Mumbai, Maharashtra, India Women Entrepreneur Network Full time

    AVP/DVP -Credit Risk***SummaryExperience Required: YearsLocation:Navi Mumbai ( Belapur)Category:Banking and Financial servicesJob PurposeMaintaining Existing Policy along with regular review and amendments as per Policy performanceContinues analysis of portfolio on different aspects to manage the riskComputation of CRAR and Leverage Ratio as per regulatory...


  • Mumbai, Maharashtra, India Ananta Resource Management Full time

    **Employer - CA Firm / Insolvency Professional**About: - **Strategic leader offering nearly 15 years of extensive experience in overcoming complex business &financial challenges, making high-stakes decisions, directing business in growth areas using strategic financial analysis, business valuation, corporate restructuring, understanding client requirements &...

  • Avp- Compliance

    1 week ago


    Mumbai, Maharashtra, India SaShr Consultants Full time

    Company Description We are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role Description This is a full-time on-site role for an AVP- Compliance (PMS/AIF).The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...


  • Mumbai, Maharashtra, India Abacus Consultants Full time

    years:MBA/PGDM:Corp Comm:30 lkh ~ 32 lkh:Job Title:Deputy Vice President, Corporate Communications**Location: Mumbai**Reporting to: Head Corporate Communications, HDFC BankKey Responsibilities: Collaborate with business teams to understand their priorities and identify opportunities to drive Bank communications by studying the business landscape Play a...

  • AVP- Compliance

    1 week ago


    Mumbai, Maharashtra, India SaShr Consultants Full time

    Company DescriptionWe are currently seeking a dynamic individual to take on the crucial role of lead manager for Compliance and Governance within one of the leading distributors of PMS and AIF.Role DescriptionJoin us for a full-time, on-site opportunity as an AVP- Compliance (PMS/AIF). As the AVP- Compliance, you will oversee all compliance activities...


  • Mumbai, Maharashtra, India Yubi Full time

    Job Information:CompanyYubiIndustryFinancial ServicesCityMumbaiState/ProvinceMaharashtraCountryIndiaZip/Postal Code400051About us:Yubi stands for ubiquitous. But Yubi will also stand for transparency, collaboration, and the power of possibility.From being a disruptor in India's debt market to marching towards global corporate markets from one product to one...

  • AVP- Compliance

    1 week ago


    Mumbai, Maharashtra, India SaShr Consultants Full time

    Job Title: Assistant Vice President - Compliance ManagerCompany: Join our team at one of the top 3 distributors of PMS and AIF!This is a full-time on-site role for an AVP- Compliance (PMS/AIF).Responsible for managing compliance activities related to Portfolio Management Service (PMS) and Alternative Investment Fund (AIF).Ensuring regulatory compliance,...

  • Merchant Banking

    1 week ago


    Mumbai, Maharashtra, India Arin Consultancy Full time

    Finance Mumbai _Mumbai_ May 24, May 24, 2024 Financial ServicesJob Overview:- Office Location (Area) Mumbai- Salary Offer LPA- Required Education CA/CMA/CFA/MBA from Tier business school- Course Type Full Time- Min Required Experience (Years) 10- Max Required Experience (Years) 15Function : Merchant BankingPosition Title: AVP/DVPLocation : MumbaiReports to...


  • Mumbai, Maharashtra, India The Edge Asia Full time

    Our client is a global alternative asset manager, is seeking an AVP for their Legal department.Key responsibilities: Oversee the Legal Billing and Reporting team and provide detailed regular reporting. Implement process improvements and documents processes. Analyze vendor invoices for accuracy and compliance with the firm's outside counsel manual. Work...

  • Law/Legal Internship

    1 month ago


    Mumbai, Maharashtra, India Jehani Legal Full time

    About the internship:Selected intern's day-to-day responsibilities include: 1. Conducting Case Law Analysis: Research and analyze relevant case laws, judicial decisions, and legal precedents to support ongoing cases and projects2. Statutory Interpretation: Review and interpret various statutes, regulations, and legal provisions pertinent to the matters at...

  • Law/Legal Internship

    3 weeks ago


    Mumbai, Maharashtra, India Jehani Legal Full time

    About the internship:Selected intern's day-to-day responsibilities include: 1. Conducting Case Law Analysis: Research and analyze relevant case laws, judicial decisions, and legal precedents to support ongoing cases and projects2. Statutory Interpretation: Review and interpret various statutes, regulations, and legal provisions pertinent to the matters at...


  • Mumbai, Maharashtra, India Jehani Legal Full time

    About the internship:Selected intern's day-to-day responsibilities include: 1. Conducting Case Law Analysis: Research and analyze relevant case laws, judicial decisions, and legal precedents to support ongoing cases and projects2. Statutory Interpretation: Review and interpret various statutes, regulations, and legal provisions pertinent to the matters at...

  • AVP - Legal

    1 week ago


    Navi Mumbai, Maharashtra, India 3i Infotech Ltd. Full time

    3i Infotech Hiring for Associate Vice President -Legal. Location- Navi Mumbai (Seawoods). Exp- 14-18Yrs We are seeking an experienced Associate Vice President (Legal) with a minimum of 14+ years of robust experience in IT background and contract management, litigation, IPR management, labor compliance, and overall legal compliance. The ideal candidate will...


  • Mumbai, Maharashtra, India Mangalam Placement Full time

    Company:Dun & BradstreetLocationMumbaiExperience6-8 YearsKey SkillsEnterprise Risk Management, Legal Compliances, Corporate Governance, contract management, Intellectual Property, Customer Service, Credit MonitoringPosition: Attorney - Legal & ComplianceQualification: LLBExperience: 7 to 9 yearsLocation: MumbaiJob description Seeking a wellseasoned attorney...


  • Mumbai, Maharashtra, India XL Advisors Full time

    AVP/DVP/VP- Digital Executing our organization's B2B sales plans by building and securing new partnerships and alliances with companies operating in the NBC domain. Identifying, preparing, negotiating and driving deals to closure including documentation (Contracts/Agreements/MoUs etc.) Creating and managing business development pipeline and vetting B2B...

  • AVP - Legal

    1 week ago


    Mumbai, Maharashtra, India Kotak Mahindra Bank Full time

    Job Role: The role involves providing legal support primarily to Structured Finance Group team of Kotak Mahindra Bank Limited. The incumbent should be proficient in legal drafting, research and negotiations with counterparties and would be required to work in close coordination with the Bank's business team members and external counsel engaged by the Bank...


  • Navi Mumbai, Maharashtra, India Women Entrepreneur Network Full time

    DVP - Credit Underwriter***SummaryExperience Required: YearsLocation:Navi Mumbai ( Belapur)Category:Banking and Financial servicesJob Description:Unique Job Role Credit Underwriter Function CreditGrade/ Band DVP Reporting Authority HODLocation Navi-Mumbai-HO Reviewing Authority HODJob PurposeAccountabilitiesKey Accountabilities Conduct risk assessments on...


  • Mumbai, Maharashtra, India Skillventory Full time

    AVP/DVP Finance Controller For an HFC:From 4 to 8 year(s) of experience- ₹ Not Disclosed by Recruiter MumbaiorRoles and ResponsibilitiesManaging accounting operations (often including Billing, Accounts Receivable, Accounts Payable, General Ledger, Cost Accounting, Inventory Accounting and Revenue Recognition)- Should be able to regulate/monitor costs and...

  • Legal Associate

    1 week ago


    Mumbai, Maharashtra, India Falcon Legal Full time

    HIRING FOR LITIGATION TEAM CIVIL AND CRIMINAL Company Description Falcon Legal is a leading and versatile Full-Service Law Firm located in Mumbai. We specialize in Litigation Criminal & Civil, and also cater to Arbitration, Family Law, Litigation, National Company Law Tribunal (NCLT) Matters, Due Diligence, Negotiable Instruments, Writ Petitions, and general...