Associate - Nuveen Global Investment Operations

2 weeks ago

Pune, Maharashtra, India TIAA Full time

The Senior Specialist - Nuveen Client Services conducts operational activities for the investment function, supporting the management of capital on behalf of pensions, endowments, corporate plan sponsors, and other institutional investors.

Working under limited supervision, this job executes various operational processes pertinent to trade processing, settlements, securities transfer and record maintenance.

Key Responsibilities and Duties

  • Executes asset management operational processes including trade processing, settlements, and securities transfers, ensuring quality, accuracy and completeness.
  • Researches complex investment account issues and resolves escalated issues.
  • Participates in process improvement initiatives to improve operational efficiency, communicating recommendations for further process improvement opportunities to management team.
  • Reviews financial statements and performance reports before they are distributed to investors.
  • Communicates with legal counsel and outside auditors on filings, examinations, reporting, and other related tasks as needed.
  • Ensures compliance with investment restrictions, laws, Securities & Exchange Commission (SEC), tax codes, and other corporate and regulatory policies when performing operational processes.
Educational Requirements

  • University (Degree) Preferred
Work Experience

  • 3+ Years Required; 5+ Years Preferred
Physical Requirements

  • Physical Requirements: Sedentary Work
Career Level

7IC
- __________________________________________________

Company Overview


TIAA GBS India was established in 2016 with a mission to tap into a vast pool of talent, reduce risk by insourcing key platforms and processes, as well as contribute to innovation with a focus on enhancing our technology stack.

TIAA GBS India is focused on building a scalable and sustainable organization, with a focus on technology, operations and expanding into the shared services business space.

Working closely with our U.S.

colleagues and other partners, our goal is to reduce risk, improve the efficiency of our technology and processes and develop innovative ideas to increase throughput and productivity.

We are an Equal Opportunity/Affirmative Action Employer.

We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status.

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