Compliance Manager

1 week ago


Jaipur, Rajasthan, India SK Finance Ltd Full time
Responsible for review of product, policies and processes.

Responsible of submission of application with regulatory and statutory bodies Ensure seamless submission of data/ information for the Board Meetings & committee meeting.

Responsible for formalisation, updation and review of compliance certificates as received from respective departments. Responsible for handling department queries on regulatory matters and providing resolution thereof. Responsible for ensuring compliance with KYC/ AML guidelines as prescribed by the regulator Conducting ML/ TF Risk Assessments and Compliance Risk Assessments Conducting Compliance review and ensuring sustenance of Compliance

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