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Executive-compliance
2 weeks ago
Position Code :
Compliance- Location : Noida- Date of Posting : Experience : 2-5 years
Eligibility Criteria:
- Good Communication skills.
- Experience in stock broking industry.
- Good Excel Knowledge.
- 25 years Experience in similar Profile.
Responsibilities:
- Uploading of CTCL ID/TWS/Lease-Line request dayto day basis for activation & deactivation of IDs for fresh request received as well as for change of User, change of Address request etc., Pro-ID enablement or disablement.
- Followup/ Coordination with Zones/Branch/APs for revalidation of NISM certification & related queries.
- Uploading of weekly holding/CFS/Bank Balances/Cash equivalent reports to various exchanges.
- Copying Exchange circulars data and circulation thereof.
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SEO Intern
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