Compliance Analyst

3 weeks ago


Mumbai, Maharashtra, India Interactive Brokers Full time

Responsibilities

Manage multiple queues of real-time transaction and reference data alerts against sanctions/PEP/negative news watch lists administered by U.S. and international regulatory bodies.Perform complex case investigations sourcing data from multiple unrelated venues, including proprietary and open sources.Draft reporting summaries for internal management and external regulatory audiences.Design, source and produce reporting metrics across multiple workflows and decision queues.Process review and enhancement related to the referral, escalation, and resolution of AML alerts in region and globally as required.Contribute new ideas related to AML screenings.

Qualifications

Bachelor's degree or higher with a major or concentration in Finance, Economics, Accounting, Information Systems, etc.3-5 years of experience related to AML & Sanctions Compliance in financial services or other relevant industries.Strong knowledge of International AML & Sanctions regimesKnowledge of Financial Crime Risk policies, Sanctions, AML and proceduresExperience gained in a leading broker, bank, regulator or professional services firmAwareness of financial market trading productsAn additional foreign language would be advantageous (e.g., German, French, Spanish, Chinese)Understanding of how technology is applied to business and regulatory issues.Ability to work in a small-team environment, work independently, and multi-task with minimal supervision.Excellent writing and oral communication skills.AML certification, such as ACAMS, CFE, or CFCS, is a plus.Good knowledge and experience with office tools like MS Outlook, MS Word, MS Excel, etc. 

Company Benefits & Perks: 

Competitive salary package.Performance-based annual bonus (cash and stocks).Hybrid working model (3 days office/week).Group Medical & Life Insurance.Modern offices with free amenities & fully stocked cafeterias.Monthly food card & company-paid snacks.Hardship/shift allowance with company-provided pickup & drop facility*Attractive employee referral bonus.Frequent company-sponsored team-building events and outings.

* Depending upon the shifts.

**The benefits package is subject to change at the management's discretion.


  • Compliance Analyst

    2 weeks ago


    Mumbai, Maharashtra, India myGwork Full time

    This job is with Morningstar, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Compliance Analyst, Conflicts of interest, Global Controls - Mumbai The Team Morningstar's Conflicts of Interest team is part of the Global Control function within the...


  • Mumbai, Maharashtra, India Kroll Full time

    We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring We are looking for bright innovative individuals to be part of a growing team individuals that have initiative and who will relish...


  • Mumbai, Maharashtra, India Apollo Global Management, Inc. Full time

    Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...

  • Analyst - Compliance

    3 weeks ago


    Mumbai, Maharashtra, India Apollo Global Management, Inc. Full time

    Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...


  • Mumbai, Maharashtra, India Seclore Full time

    Congratulations, you have taken the first step towards bagging a career-defining role. Join our team of superheroes that safeguard data wherever it goes What should you know about us? Seclore protects and controls digital assets to help enterprises prevent data theft and achieve compliance. Permissions and access to digital assets can be granularly assigned...


  • Mumbai, Maharashtra, India Seclore Full time

    Congratulations, you have taken the first step towards bagging a career-defining role. Join our team of superheroes that safeguard data wherever it goesWhat should you know about us? Seclore protects and controls digital assets to help enterprises prevent data theft and achieve compliance. Permissions and access to digital assets can be granularly assigned...


  • Mumbai, Maharashtra, India Seclore Full time

    Congratulations, you have taken the first step towards bagging a career-defining role. Join our team of superheroes that safeguard data wherever it goesWhat should you know about us?Seclore protects and controls digital assets to help enterprises prevent data theft and achieve compliance. Permissions and access to digital assets can be granularly assigned...


  • Mumbai, Maharashtra, India Seclore Full time

    Congratulations, you have taken the first step towards bagging a career-defining role. Join our team of superheroes that safeguard data wherever it goesWhat should you know about us?Seclore protects and controls digital assets to help enterprises prevent data theft and achieve compliance. Permissions and access to digital assets can be granularly assigned...


  • Mumbai, Maharashtra, India Seclore Full time

    About Us Seclore protects and controls digital assets to help enterprises prevent data theft and achieve compliance. We safeguard data wherever it goes. Job Description We are seeking a detail-oriented and experienced Compliance and Audit Analyst to play a vital role in maintaining our adherence to internal policies, regulatory requirements, and industry...


  • Mumbai, Maharashtra, India Seclore Full time

    Congratulations, you have taken the first step towards bagging a career-defining role. Join our team of superheroes that safeguard data wherever it goes What should you know about us? Seclore protects and controls digital assets to help enterprises prevent data theft and achieve compliance. Permissions and access to digital assets can be granularly...


  • Mumbai, Maharashtra, India Seclore Full time

    Congratulations, you have taken the first step towards bagging a career-defining role. Join our team of superheroes that safeguard data wherever it goesWhat should you know about us? Seclore protects and controls digital assets to help enterprises prevent data theft and achieve compliance. Permissions and access to digital assets can be granularly assigned...


  • Mumbai, Maharashtra, India Seclore Full time

    Congratulations, you have taken the first step towards bagging a career-defining role. Join our team of superheroes that safeguard data wherever it goes What should you know about us? Seclore protects and controls digital assets to help enterprises prevent data theft and achieve compliance. Permissions and access to digital assets can be granularly...


  • Mumbai, Maharashtra, India Citigroup Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At **Citi** , you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and...


  • Mumbai, Maharashtra, India Yes Bank Limited Full time

    Job DescriptionThe role of a Regulatory Reporting Analyst at Yes Bank Limited is crucial for ensuring compliance with RBI guidelines and regulations.Key responsibilities include:Preparation and Submission of Regulatory Reports: The candidate will be responsible for preparing and submitting regulatory reports such as Form A, LCR, ALO, ROP, ROR, and...

  • Compliance Analyst

    2 weeks ago


    Mumbai, Maharashtra, India Interactive Brokers Full time

    and ResponsibilitiesThe ideal candidate has some regulatory compliance experience working for an exchange a regulatory organization a Broker-Dealer BD or a similar organization Other acceptable experience would include internal audit legal accounting or other control functions of a financial services firm or regulator Responsible for interacting...

  • Compliance Officer

    18 hours ago


    Mumbai, Maharashtra, India The Premier Consultants Full time

    This is regarding opening with leading Fund Management company.Location: Mumbai, Ahmedabad and GandhinagarWorking Days: 5 Days, Work from officeExperience: 2 - 5 yearsJob Requirements:• A degree in Company Secretary (CS), Law (LLB), or any professional qualification or postgraduate degree in finance, accounting, business management, commerce, economics,...


  • Mumbai, Maharashtra, India Witbloom Consultants - A Leading Training & Job Placement Firm Full time

    Job Title: AML KYC AnalystOverview:The role of an AML/KYC analyst is crucial in ensuring the financial institution's compliance with regulatory requirements. As an AML/KYC analyst at Witbloom Consultants, you will be responsible for conducting due diligence on new and existing clients, identifying potential risks, and reporting any suspicious activities.Key...


  • Mumbai, Maharashtra, India Apollo Global Management, Inc. Full time

    Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...


  • Mumbai, Maharashtra, India Citigroup Full time

    Real Estate services (RES) provides services and premises that are cost effective, safe, and productive to Citi Businesses, through a network of regional offices and a team of international realty advisors. RES manages approximately 2,500 properties (36 MM Sf) and supports businesses through the development and maintenance of office buildings, data centers...


  • Mumbai, Maharashtra, India Caliber8 Recruitment Full time

    Senior Emissions Analyst Role OverviewWe are looking for an experienced Senior Emissions Analyst to join our team at Caliber8 Recruitment.Responsibilities:As a Senior Emissions Analyst, you will be responsible for managing projects related to environmental regulations and emissions reporting. Your key responsibilities will include:Leading Regulatory...