Regulatory Compliance Manager

2 weeks ago


Bhubaneswar, India Group Surya Full time

Roles and Responsibilities:Manage all activities related to the listing process on the main board and BSE.Coordinate with financial advisors, legal teams and regulatory bodies for the preparation of listing documents.Ensure compliance with SEBI, BSE and other regulatory requirements for listing.Liaise with auditors, bankers and other stakeholders for the successful execution of the listing process.Handle all compliance and regulatory filings post-listing as per SEBI LODR regulations.Monitor and ensure timely disclosures, updates, and corporate filings with stock exchanges.Prepare and submit quarterly and annual reports in line with regulatory requirements.Manage shareholder communication and address queries effectively.Ensure compliance with applicable laws and regulations, including the Companies Act, SEBI regulations, and stock exchange guidelines.Implement and maintain corporate governance practices in line with regulatory requirements.Assist in conducting board meetings, AGMs and EGMs as needed.Act as the primary point of contact for stock exchanges, regulators, and other stakeholders.Build and maintain strong relationships with investors and analysts post-listing.Identify potential risks related to non-compliance and recommend measures to mitigate them.Suggest process improvements to streamline pre- and post-listing activities.In-depth knowledge of SEBI regulations, stock exchange guidelines and listing procedures.Proven experience in handling both pre- and post-listing activities for companies.Strong understanding of financial reporting and corporate governance practices.Excellent communication, negotiation, and stakeholder management skills.Ability to work under pressure and meet strict deadlines.Expert knowledge of SEBI regulations and Companies Act provisions is a must.Hands on experience of Structured Digital Database, Related Party Transactions, Corporate Social Responsibility.Handled Stock Exchange filings, MCA filings, RBI/FEMA compliances.Knowledge of Cross border subsidiaries compliancesExperience of handling Board and shareholders meetings.Excellent communication skills and collaborative working style is highly desired.Experience of handling corporate actions like buyback, bonus issue, IPO, Dividend etc is a must.Experience of handling stock option plans. RBI/FEMA compliances is desired.


  • Compliance Manager

    6 days ago


    Baramunda, Bhubaneswar, Orissa, India SP transaction hub Full time ₹ 4,80,000 per year

    About the Role: We are seeking a detail-oriented and proactive Compliance Manager to join our fintech/payments team. The ideal candidate will have strong knowledge of RBI guidelines, AML (Anti-Money Laundering) regulations, and KYC (Know Your Customer) requirements applicable to the Indian fintech and payment ecosystem. This role is critical in ensuring our...


  • Bhubaneswar, India Legend Innovators Full time

    Company Description Legend Innovators is a dynamic Indian business advisory firm empowering businesses of all sizes to achieve sustainable growth through innovative strategies and expert guidance. We specialize in strategic planning, financial management, and startup mentoring, providing results-driven solutions that transform businesses and build legacies....


  • Bhubaneswar, India Legend Innovators Full time

    Company Description Legend Innovators is a dynamic Indian business advisory firm empowering businesses of all sizes to achieve sustainable growth through innovative strategies and expert guidance. We specialize in strategic planning, financial management, and startup mentoring, providing results-driven solutions that transform businesses and build...


  • Bhubaneswar, Orissa, India Flasho Tech Private Limited Full time ₹ 3,00,000 - ₹ 6,00,000 per year

    Job TitleAccounts & Compliance ExecutiveLocationBhubaneswar, Odisha (Head Office / Office Location)Key ResponsibilitiesAccounts TasksMaintain day-to-day accounting records: voucher entry, ledgers, journals.Manage Accounts Payable & Accounts Receivable: invoice processing, vendor payments, follow-ups, collection.Assist in bank reconciliations, petty cash,...


  • Bhubaneswar, India EMPHORIA Full time

    Position: Legal Legal & Bhubaneswar (with travel to project sites as Type: To: Head Legal / MDOJob Summary- The Legal Manager will oversee all legal, compliance, and contractual functions for Emphoria Works Pvt. Ltd. across EPC and Logistics operations. This includes contract drafting, litigation management, statutory & labour compliance, dispute resolution,...


  • Bhubaneswar, India Tata Consultancy Services Limited Full time

    Job Description Role- Pharma Programe Manager Job Description - Bachelor's degree in Life Sciences, Pharmacy, Computer Science, or a related field. - 8+ years of experience in program management, with a focus on Pharma R&D and IT integration. - Proficiency in project management methodologies (Agile, Waterfall) and tools (e.g., MS Project, JIRA). - Strong...


  • Bhubaneswar, India Group Surya Full time

    Position: Operations Executive – NBFC Compliance & OperationsCompany: MoneyMela P2P Fintech Private LimitedLocation: BhubaneswarDepartment: OperationsReporting To: Operations Head / Compliance ManagerJob SummaryWe are seeking a detail-oriented and proactive Operations Executive to manage day-to-day operational processes and ensure compliance with RBI norms...


  • Bhubaneswar, India Group Surya Full time

    Position: Operations Executive – NBFC Compliance & OperationsCompany: MoneyMela P2P Fintech Private LimitedLocation: BhubaneswarDepartment: OperationsReporting To: Operations Head / Compliance ManagerJob SummaryWe are seeking a detail-oriented and proactive Operations Executive to manage day-to-day operational processes and ensure compliance with RBI norms...


  • Bhubaneswar, India Group Surya Full time

    Position: Operations Executive – NBFC Compliance & OperationsCompany: MoneyMela P2P Fintech Private LimitedLocation: BhubaneswarDepartment: OperationsReporting To: Operations Head / Compliance ManagerJob SummaryWe are seeking a detail-oriented and proactive Operations Executive to manage day-to-day operational processes and ensure compliance with ...


  • Bhubaneswar, India Tata Consultancy Services Limited Full time

    Job Description Title- Program Manager Job Description 1. Bachelor's degree in Life Sciences, Pharmacy, Computer Science, or a related field. 2. 8+ years of experience in program management, with a focus on Pharma R&D and IT integration. 3. Proficiency in project management methodologies (Agile, Waterfall) and tools (e.g., MS Project, JIRA). 4. Strong...