AVP - Regulatory Compliance - Para Banking (8-10 yrs)
1 month ago
AVP - Regulatory Compliance Para Banking
- Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking Business of the Bank.
- Circulating action points arising out of regulatory circulars/notifications/communications and pro-active follow up with the stakeholders ensuring timely implementation of the same.
- Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters.
- Handling Onsite Regulatory Inspections of SEBI, PFRDA, NSDL, CDSL, NSE, BSE, etc
- Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters.
- Drafting and vetting of various submissions to be made to the ACB/Board.
- Submission of various regulatory reports from time to time.
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Para Banking Advisory- VP
3 weeks ago
mumbai, India YES BANK Full timeSECTION I: BASIC INFORMATION Job Code Cost Center Job Title Regulatory Compliance Para Banking Activities Functional Title AVP Grade Management Band ...
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Para Banking Advisory Compliance
3 weeks ago
mumbai, India Skill Ventory Full timeRoles and Responsibilities Hiring for a Leading Private Sector Bank Roles and Responsibilities :- Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc. Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking...
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Merchant Banking Compliance
7 days ago
Mumbai, India Arin Consultancy Full timeLegal / Law Mumbai _Mumbai_ November 24, 2023 - November 24, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Salary Offer **25 - 30 LPA - **Required Education **CS - **Course Type **Full Time - **Min Required Experience (Years) **8 - **Max Required Experience (Years) **8 **Function**: Compliance (Merchant Banking...
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Avp - Compliance Assurance / Testing
4 weeks ago
Mumbai, India DBS Bank Full time**Function of the Department: - ** Compliance Department works closely with the business partners to manage the Bank’s regulatory / compliance risk by balancing its objective to maximise returns against an acceptable risk profile. The compliance department, partners with stakeholders in developing controls and adequate governance framework and also...
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Aavishkaar Capital
1 week ago
Mumbai, India Aavishkaar Capital Full timeAVP - Compliance The role involves effective handling of the Group's Compliance, Legal and Regulatory Risk issues by taking complete responsibility and Oversee and manage all statutory filing with the ministry of corporate affairs and other regulatory authorities in a timely manner.- Conduct Board Meeting / AGM /EGM and compliance under the Companies...
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TIBCO Architect(Avp) for a Bank
4 weeks ago
Mumbai, India Skillventory Full time**TIBCO Architect(AVP) For a Bank**: - From 8 to 13 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** **Job Responsibility**- - Architect complex integration projects- Lead design sessions and communicate design options to project leads- The Project “Auditor” to ensure conformance and compliance of...
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mumbai, India Arin Consultancy Private Limited Full timeTalent Profile – Compliance (Merchant Banking Division) Function : Compliance (Merchant Banking Division) Location : Mumbai Qualifications: Qualified as Company Secretary with LLB or CA degree preferred Work Experience (highlight) : Work experience of 8-10 years and above. Must have exposure & experience in managing compliance...
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Manager - IT Risk & Regulatory Compliance
2 weeks ago
Mumbai, Maharashtra, India Yo HR Consultancy Full timeRole : Manager-Tech Risk+ Regulatory ComplianceExperience : 7 to 10 yearLocation : MumbaiMust Have : Mandatory Skills :- Technical Risk- Regulatory Compliance- IT Risk assessment- Presentation Skills- Report Writing Skills- Stakeholder ManagementAdditional Skills :- CISA- CISSP- ISO 27001- Problem solving skillsJob description :Technical :- Having worked on...
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Manager - IT Risk & Regulatory Compliance
2 weeks ago
Mumbai, India Yo HR Consultancy Full timeRole : Manager-Tech Risk+ Regulatory Compliance Experience : 7 to 10 year Location : Mumbai Must Have : Mandatory Skills :- Technical Risk- Regulatory Compliance- IT Risk assessment- Presentation Skills- Report Writing Skills- Stakeholder ManagementAdditional Skills :- CISA- CISSP- ISO 27001- Problem solving skillsJob description : Technical :- Having...
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Manager - IT Risk & Regulatory Compliance
1 week ago
mumbai, India Yo HR Consultancy Full timeRole : Manager-Tech Risk+ Regulatory Compliance Experience : 7 to 10 year Location : Mumbai Must Have : Mandatory Skills :- Technical Risk- Regulatory Compliance- IT Risk assessment- Presentation Skills- Report Writing Skills- Stakeholder ManagementAdditional Skills :- CISA- CISSP- ISO 27001- Problem solving skillsJob description : Technical :- Having...
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Manager - IT Risk & Regulatory Compliance
2 weeks ago
Mumbai, India Yo HR Consultancy Full timeRole : Manager-Tech Risk+ Regulatory ComplianceExperience : 7 to 10 yearLocation : MumbaiMust Have : Mandatory Skills :- Technical Risk- Regulatory Compliance- IT Risk assessment- Presentation Skills- Report Writing Skills- Stakeholder ManagementAdditional Skills :- CISA- CISSP- ISO 27001- Problem solving skillsJob description :Technical :- Having worked on...
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Mumbai, India DBS Bank Full timeBusiness Function Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...
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mumbai, India DBS Bank Full timeBusiness Function Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of...
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AVP - Compliance - General Insurance
3 weeks ago
Mumbai, India Aventure Corporate Solution Full timeMajor Deliverables:- Responsible for all compliance, regulatory, policies and processes as applicable. - Implementing and managing the compliance framework of the company. - Identify root causes of non-compliance events. Provide recommendations on corrective actions. - Identify various risks and prepare the risk framework of the company. Evaluate the...
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Avp Investment Banking
4 weeks ago
Mumbai, India GOG Analytics IT Full time**AVP - INVESTMENT BANKING(IB)** **SALARY RANGE: 35 LPA** **EXP: 7.5+ YEARS** **Location: Andheri east, Mumbai** Below is our company profile and Job Description. Pranjal Corporate Services Private Limited creates value for mid-cap to large-cap corporate clients in the field of Investment Banking and Corporate Finance. Pranjal offers a diversified set...
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Avp Payroll
7 days ago
Mumbai, India TMI Group IN Full time**Job Information**: - Salary - **₹ 2000000 - 2000000**- No. of Openings - **1 opening**- Required Skills: - **payroll,INternational payroll**- Job Experience: - **10 - 15 years**- Job Qualifications - **Master's Degree** **AVP Payroll** - **Should have managed payroll for an IT / ITES organization** - **responsibility would include for Standalone...
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Chief Compliance Officer
5 days ago
Mumbai, India Spice HR – Your Growth Partner Full time**Education, experience and certification requirements**: 1. Post Graduate degree in law, finance, or a related field. 2. Professional certification in compliance, risk management, or a related field is preferred. 3. At least 7 years of experience in a compliance or regulatory role, with a strong background in banking regulations and compliance. 4....
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Avp - Payment Security
4 weeks ago
Mumbai, India Skillventory Full time**AVP - Payment Security**: - From 3 to 8 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbai, Navi Mumbaior **Roles and Responsibilities** Roles and Responsibilities: Performing Third Party Vendor Risk Assessments (mostly comprises of vendors dealing - with Card Data) from Information Security Perspective - Manage and Monitor Third Party...
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Manager - Regulatory Compliance - NBFC
4 weeks ago
Mumbai, India Skillmentor Connect Full time- Disseminate circulars / letters /advisories/ guidelines issued by the Regulator to relevant business units highlighting the regulatory requirements and monitor compliance of these guidelines.- Perform compliance testing, internal compliance reviews & monitoring activities. - Ensure strict adherence to all regulatory requirements, guidelines, and directives...
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Avp
4 days ago
Mumbai, India Deutsche Bank Full time**Job Title - AVP** **Location - Mumbai** **Role Description** The Jobholder report to VP - Deputy Head Securities & Custody Operations, in terms of guidance and authority and is guided by him/her in terms of strategic issues, compliance, etc. However the jobholder should be able to independently interact with Internal/External parties and is expected to...