Lead Compliance

Reporting to:Functional reporting to Chief Compliance Officer and dotted reporting to the Head Digital HubJob Purpose :The Lead Compliance role at a Small Finance Bank's Digital Hub in India is responsible for ensuring the institution's compliance with all statutory and regulatory requirements related to banking and financial services. The role is...

About Function/Department Finance Department is one of the major pillars of the organisation that ensures efficient financial management and financial control necessary to support all business activities, also delivering Zero-Defect, and customer focused finance processes, providing cutting-edge financial solutions and driving the business to success....

About Function/Department Finance Department is one of the major pillars of the organisation that ensures efficient financial management and financial control necessary to support all business activities, also delivering Zero-Defect, and customer focused finance processes, providing cutting-edge financial solutions and driving the business to...

**Digital Compliance -With a Leading Bank**: - From 4 to 9 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Take care of IT compliance & also conduct Information Systems Audit for the Bank.- Need to perform IT audits as per the agreed annual audit plan. - Practical experience of audit methodology - Assisting...

**IT Compliance **&** Governance with a Leading Bank**: - From 10 to 15 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** RBI Advisories / Circulars / Alerts / Questionnaire - Maintenance of CSITE Tracker - RBI - IT Examination Indent and Onsite Requirements - RBI - IT Examination Report - Report extraction...

**Compliance Officer**: - From 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - Hiring for a Leading Bank- Preparation and collation of data and MIS - Communication with the Senior / Top Management of the Bank for RBI SSM related indents - Collation of RBI SSM related indents - Assisting in RBI...

The SOX Compliance Specialist will be responsible for ensuring that the company's financial reporting and internal control procedures comply with the requirements of the Sarbanes-Oxley Act (SOX). The specialist will work closely with the company's accounting and finance teams, internal and external auditors to identify areas of risk and develop and implement...

The SOX Compliance Specialist will be responsible for ensuring that the company's financial reporting and internal control procedures comply with the requirements of the Sarbanes-Oxley Act (SOX). The specialist will work closely with the company's accounting and finance teams, internal and external auditors to identify areas of risk and develop and implement...

**Compliance Analytics role For a Leading Bank**: - From 8 to 13 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Povide critical inputs to businesses, operations & senior management to proactively mitigate compliance risks through use of analytics & analysis of submissions being made to the regulators, on a...

About PayU PayU, a leading payment and Fintech company in 50+ high-growth markets throughout Asia, Central and Eastern Europe, Latin America, the Middle East and Africa, part of Prosus group, one of the largest technology investors in the world is redefining the way people buy and sell online for our + merchants and millions of consumers. As a leading...

About PayU PayU, a leading payment and Fintech company in 50+ high-growth markets throughout Asia, Central and Eastern Europe, Latin America, the Middle East and Africa, part of Prosus group, one of the largest technology investors in the world is redefining the way people buy and sell online for our + merchants and millions of consumers. As a leading...

Only Candidates with 10+ years of experience apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is the Real Estate vertical of a leading Indian conglomerate Job Description * Assist the functional teams in adhering to all the statutory and regulatory requirements and monitor their...

Job Location- Mumbai- Experience (in Years)- 3 - 7- Job Type- Full Time**Job Description**: Core Purpose of the Role: - This role reports to the Compliance officer with a primary objective to effectively manage and run a fully compliant business in the highly regulated business of financial services. The role extends across all group entities & businesses....

About ISS:ISS provides high quality facility services which includes facilities management; cleaning & hygiene services; maintenance and building services; catering; security; landscaping and a wide range of other tailor-made services for customers throughout the Public and Private Sectors. The customer's account is a high-profile global account for ISS...

Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...

Only Candidates with 7+ years of experience apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is a global giant in the utilities sector Job Description Prepare & manage Standard Operating Procedures (SOPsSOPs) and other related documentationProvide technical guidance to users,...

Role purpose Why does this role exist in the organisation? Working in the Compliance and Risk Team. You will be working as a Team Lead in delivering the day-to-day operations of a wide range of compliance processes being delivered from the service centre. This is a generalist role where you would be expected to get involved with all areas of the...

**AML Compliance role For a Leading Bank**: - From 2 to 7 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** TRANSACTION MONITORING ANALYST (L1) - Monitoring of transaction based/Subjective alerts and alerts raised by various other verticals. - Reviewing of the alerts closed by the L1 analyst Team/others. -...

Providing Advisory to various business verticals with reference Trade Finance Compliance – EDPMS & IDPMS including risk mitigation strategies to reduce the financial risks and eliminate compliance risks for L&T at Corporate level. Fostering win-win partnership with banks (Authorized Dealers) Liasioning with various multiple AD Banks at various locations...

Providing Advisory to various business verticals with reference Trade Finance Compliance – EDPMS & IDPMS including risk mitigation strategies to reduce the financial risks and eliminate compliance risks for L&T at Corporate level. Fostering win-win partnership with banks (Authorized Dealers) Liasioning with various multiple AD Banks at various...