Compliance Officer

Role/ Job Title : Compliance & Principal Officer - IBU Business : Corporate Function **Function/ Department**: Compliance **Place of Work**: Gandhinagar **Job Purpose**: The role of Compliance Officer (CO) & Principal Officer (PO) at GIFT City IBU is a Designated Position and to be always held by an Approved Individual, as per IFSCA regulations. As CO...

**Job Description for Compliance Officer** 1. Read all circulars issued by all exchanges carefully. (I.E. BSE, NSE, MCX, CDSL).Take necessary steps to resolve the matter through its concerned department. 2. Communicate with all exchanges for other new developments. 3. To submit quarterly, half yearly and annual reports to all exchangers before due date. 4....

**We are looking for**: - Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment. - Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance related aspects. - Should have good drafting and communication skills. **Role...

Compliance officer shall be responsible for:i.         compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in the regulations under the overall supervision of the designated...

Compliance officer shall be responsible for:       i.         compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in the regulations under the overall supervision of the...

Compliance officer shall be responsible for:       i.         compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in the regulations under the overall supervision of the...

Compliance officer shall be responsible for:         i.         compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in the regulations under the overall supervision of...

**Job Detail**: - Job Location : Ahmedabad- - Experience : 1 years- - Department : QX Recruitment Process Outsourcing**Skills Required**: UK compliance healthcare background, Knowledge of NHS framework compliance, Excellent communication skills (written and verbal both), Familiar with MS Outlook and MS-Office (Good in MS-Excel)

**Location**: Infocity gandhinagar **Required**: Experience in PF,ESIC, compliance, Excel **Experience**: Min 1 year **Job Time**: 9:30 to 06 pm **Contact**:9484755166 **Salary**: ₹15,000.00 - ₹25,000.00 per month Schedule: - Day shift Supplemental pay types: - Performance bonus Ability to commute/relocate: - Gandhinagar, Gujarat: Reliably...

**Req ID**: 60606 **Department**: Risk Institutional - Asia Risk **Division**: Risk **Location**: Gandhinagar About The Role At ANZ our purpose is to shape a world where people and communities thrive. We’re making this happen by improving the financial wellbeing and sustainability of our customers so they can achieve incredible things - whether they’re...

A compliance department typically has five areas of responsibility—**identification, prevention, monitoring and detection, resolution, and advisory**. A compliance department identifies risks that an organization faces and advises on how to avoid or address them in accountancy. Roles and Responsibility: A Compliance officer should have knowledge regarding...

**Job Title**: Compliance Officer **Location**: Ahmedabad **Company: Kbsa Staffing Solutions Pvt Ltd** **About Us**:KBSA is a leading healthcare company dedicated to providing high-quality healthcare services to the UK community. We are committed to upholding the highest standards of compliance and ethical conduct. **Qualifications**: - Any diploma,...

**Roles & Responsibilities** Ensuring Compliances of Companies Act Maintaining all statutory registers, records to be kept by the company. Obtaining, maintaining and renewing statutory licenses, permits sanctions etc. to be obtained, maintained and renewed by the company from time to time. Interacting with all statutory offices. Submitting all statutory...

Designation:  Compliance Officer Responsible for day to day operations of the FME and Fund incl. but not limited to review of fund NAV, compliances, liaising with auditors, undertaking middle-office functions, responding to investor queries, Liaising with third party service providers such as auditors, fund administrators, RTAs, counsels and so on. ...

Responsibilities: Support the Compliance Team with day-to-day tasks. Help in formation of Policies and assess compliance with laws. Work with different teams to update compliance policies. Stay updated on laws and industry trends for compliance. Assist in creating and giving compliance training to staff. Aid in investigating compliance issues and...

Responsibilities: Support the Compliance Team with day-to-day tasks. Help in formation of Policies and assess compliance with laws.Work with different teams to update compliance policies.Stay updated on laws and industry trends for compliance.Assist in creating and giving compliance training to staff.Aid in investigating compliance issues and suggesting...

Responsibilities: Support the Compliance Team with day-to-day tasks. Help in formation of Policies and assess compliance with laws.Work with different teams to update compliance policies.Stay updated on laws and industry trends for compliance.Assist in creating and giving compliance training to staff.Aid in investigating compliance issues and suggesting...

Compliance officer shall be responsible for:i.compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in the regulations under the overall supervision of the designated partner.ii.Represent...

As a Compliance Officer your roles and responsibilities will be as below:Job Description:Initial and maintenance complianceChasing documents, verifying, and uploadingSigning off file as per client guidelineKey Skills:Experience with Compliance for 12 to 18 MonthsUK compliance healthcare background, Knowledge of NHS framework compliance.Should be eager to...

As a Compliance Officer yourroles and responsibilitieswill be as below:Job Description:Initial and maintenance complianceChasing documents, verifying, and uploadingSigning off file as per client guidelineKey Skills:Experience with Compliance for 12 to 18 MonthsUK compliance healthcare background, Knowledge of NHS framework compliance.Should be eager to grow...