Compliance Officer

HelloAll, We are hiring for Compliance Officer in given location. Role: - Compliance Officer Experience Required - 1-2 years Location-Ahmedabad Knowledge and Skill Required: - *Compliance Officer as required by a share broker, as specified by SEBI **Salary**: From ₹20,000.00 per month Schedule: - Day shift **Experience**: - total work: 5 years...

**Job Description - Compliance Officer** **Overview**: To ensure the firm's compliance with all IFSCA, SEBI, RBI (FINRA and SEC exposure will be an added advantage) rules and regulations by providing necessary advice, training and risk assessment pertaining to all of the firm’s broker/dealer, ATS and exchange activities. The position is responsible for...

**Position Overview**: As a Compliance Officer at NSE IX (National Stock Exchange International Exchange) located in Gift City, Gandhinagar, your primary responsibility will be to ensure that the organization's operations and activities adhere to regulatory standards, industry guidelines, and internal policies. You will play a critical role in maintaining...

1. Attending Corporate/Company Secretarial including for debt-listed securities. namely, Handled all Corporate Law and Secretarial related matters including HoldingMeetings, Drafting of Agendas, Notices and Minutes of the Board and Annual / Extraordinary General Meeting. 2.Well versed with all the provisions of the Companies Act and allied...

Opening: 1 Nos. Job ID: 63258 Employment Type: Full Time Reference: Work Experience: 2.0 Year(s) To 4.0 Year(s) CTC Salary: 2.40 LPA TO 3.00 LPA Function: HR / Administration / IR Industry: Pharma/Biotech/Clinical Research Qualification: Any - Any Graduation **Location**: - Gandhinagar **The Administrative Officer plays a vital role in providing...

diploma in industrial safety Duties and Responsibilities:The safety officer will be responsible for implementing and maintaining health and safetypolicies and procedures, conducting risk assessments, investigating accidents, providingsafety training, and ensuring compliance with applicable regulation. The safety officerwill be responsible for ensuring the...

diploma in industrial safety Duties and Responsibilities:The safety officer will be responsible for implementing and maintaining health and safetypolicies and procedures, conducting risk assessments, investigating accidents, providingsafety training, and ensuring compliance with applicable regulation. The safety officerwill be responsible for ensuring the...

1. **Trade Settlement**: Processing and settling trades executed by the front office. This involves confirming trade details, ensuring compliance with regulations, and facilitating the transfer of securities and funds. 2. **Record Keeping**: Maintaining accurate records of trades, transactions, and client accounts. This includes updating databases,...

Interns can apply. **Eligibility Criteria** - Bachelor’s degree - knowledge of MS office suite required - Excellent verbal and written communication skills. - Excellent organizational skills and attention to detail. - Accounting knowledge preferred (ERP9/Tally) **Key responsibilities** - Directs office activities and functions to maintain efficiency and...

Gandhinagar, Gujarat, India - Department- Administration- Job posted on- Jun 27, 2023- Employee Type- Permanent- Experience range (Years)- 3 years - 5 yearsJob Details - Provide standard clerical duties as assigned, including copying, mailing, and communicating with internal customers and external vendors/service providers. Create written and typed reports,...

Closing on: June 13, 2024 at 11:59pm (China Standard Time) Duty Station: Gujarat International Finance Tec-City (GIFT City), Gandhinagar, India Target Market: Global recruitment **Position Objective** The Indian Regional Office (IRO), under the Office of the Vice President and Chief Operating Officer (VP&COO), is functionally responsible for client...

We at Alphabet Investment, are looking for a dedicated individual. The ideal individual must be able to interact with clients and possess knowledge of the financial markets. The individual must be excited to work with a Wealth Management firm while always keeping the needs of the client first. 1. Maintain Client Confidentiality 2. Making and receiving...

Ensure a delightful customer service experience by developing a strong rapport with the Student & Parents. Addressing the concerns of Students & Parents by offering a quick resolution. Collaborate and consult with parents, teachers, branch head and any other stakeholders to ensure a favorable learning environment for the student. Ensure collection of...

We are Hiring Trade Support Middle Office AnalystLocations Available: Mumbai | Nashik | BigCity Gandhinagar Perform daily trade processing, intra- day, T1, and post- settle reconciliation of client and firm accounts for cash and position balancing.- Conduct daily trade comparison and fail management.- Handle regulatory reporting, review, and resolution for...

1. Maintain Client Confidentiality 2. Making and receiving calls 3. Interacting with Wealth managers 4. All Operational Work 5. Product Research & Analysis **Key Responsibilities**: Onboarding new customers and completing documentation effectively. Ensure error free transactions. Filling forms without any error and ensuring all activities are carried out in...

Role: Trade Support Middle Office AnalystPosition Overview:Client provides middle-office operations support to the firms Equity and Fixed Income Trading Desks, Portfolio Managers and Wealth Advisors for their multifaceted client base. This will be accomplished by interacting with the firm's traders and portfolio managers, while coordinating with the...

Ensure precision in financial transactions, maintain accurate records, and generate reliable financial statements to support the institute's financial integrity. Guarantee adherence to financial regulations, oversee efficient invoicing and payment processes, and contribute to the institute's compliance with accounting standards and regulations - **Key...

Job Title: Import Documentation ExecutiveJob Location: Gandhinagar Department: Import/Logistics Reports To: Import Manager/Logistics Manager Job Summary: The Import Documentation Executive is responsible for managing and ensuring the accuracy and completeness of all import documentation. This role involves coordinating with suppliers, shipping lines,...

Job Title: Admin & Facility ManagerLocation: Gandhinagar (Gujarat)Position Overview:We are seeking a highly skilled and experienced Admin & Facility Manager to oversee the operational efficiency and administrative functions of our office facilities. The ideal candidate will possess strategic foresight, hands-on expertise, and a proven track record in...

Responsibilities:- Build and Lead team of exceptional developers with a passion for innovation, full stack solutions, and financial services. - You will be responsible for designing, building, improving, and maintaining our products and systems supporting global brokerage, payments, wealth management, account management, billing, onboarding, content, and...