Compliance Officer

HelloAll, We are hiring for Compliance Officer in given location. Role: - Compliance Officer Experience Required - 1-2 years Location-Ahmedabad Knowledge and Skill Required: - *Compliance Officer as required by a share broker, as specified by SEBI **Salary**: From ₹20,000.00 per month Schedule: - Day shift **Experience**: - total work: 5 years...

**Job Description - Compliance Officer** **Overview**: To ensure the firm's compliance with all IFSCA, SEBI, RBI (FINRA and SEC exposure will be an added advantage) rules and regulations by providing necessary advice, training and risk assessment pertaining to all of the firm’s broker/dealer, ATS and exchange activities. The position is responsible for...

**Position Overview**: As a Compliance Officer at NSE IX (National Stock Exchange International Exchange) located in Gift City, Gandhinagar, your primary responsibility will be to ensure that the organization's operations and activities adhere to regulatory standards, industry guidelines, and internal policies. You will play a critical role in maintaining...

Opening: 1 Nos.- Job ID: 70965- Employment Type: Full Time- Reference: - Work Experience: 8.0 Year(s) To 12.0 Year(s)- CTC Salary: 8.00 LPA TO 15.00 LPA- Function: Legal & Regulatory / Company Secretary- Industry: Banking/Financial Services- Location: - Gandhinagar Posted On: 02nd Nov, 2023 **Responsibilities**: - Develop and maintain all relevant...

Role/ Job Title : Compliance & Principal Officer - IBU Business : Corporate Function **Function/ Department**: Compliance **Place of Work**: Gandhinagar **Job Purpose**: The role of Compliance Officer (CO) & Principal Officer (PO) at GIFT City IBU is a Designated Position and to be always held by an Approved Individual, as per IFSCA regulations. As CO...

**Location**: Infocity gandhinagar **Required**: Experience in PF,ESIC, compliance, Excel **Experience**: Min 1 year **Job Time**: 9:30 to 06 pm **Contact**:9484755166 **Salary**: ₹15,000.00 - ₹25,000.00 per month Schedule: - Day shift Supplemental pay types: - Performance bonus Ability to commute/relocate: - Gandhinagar, Gujarat: Reliably...

**Req ID**: 60606 **Department**: Risk Institutional - Asia Risk **Division**: Risk **Location**: Gandhinagar About The Role At ANZ our purpose is to shape a world where people and communities thrive. We’re making this happen by improving the financial wellbeing and sustainability of our customers so they can achieve incredible things - whether they’re...

PPFAS Asset Management (PPFAS AMC) has been promoted by Parag Parikh Financial Advisory Services Pvt. Ltd. (PPFAS Ltd.), a boutique investment advisory firm incorporated in 1992. PPFAS Ltd. is also amongst India's earliest SEBI Registered Portfolio Management Service (PMS) providers.. - Ensure compliance with SEBI AIF regulations and spearhead compliance and...

We at Alphabet Investment, are looking for a dedicated individual. The ideal individual must be able to interact with clients and possess knowledge of the financial markets. The individual must be excited to work with a Wealth Management firm while always keeping the needs of the client first. 1. Maintain Client Confidentiality 2. Making and receiving...

Job description **Primary role** - Ensure timely compliance related to PMLA and SEBI - Managing audit - Liasoning with Regulators - Handling of Board and Executive meeting Job Overview (7174) **Experience** 60 Month(s).**City** Gandhinagar.**Qualification** CS**Area of Expertise** COMPLIANCE**Prefer Gender** Male**Function** AMC - COMPLIANCE**Audio /...

Job description **Primary role** - Ensure timely compliance related to PMLA and SEBI - Managing audit - Liasoning with Regulators - Handling of Board and Executive meeting Job Overview (7170) **Experience** 60 Month(s).**City** Gandhinagar.**Qualification** CS**Area of Expertise** COMPLIANCE**Prefer Gender** Male**Function** AMC - COMPLIANCE**Audio /...

1. Attending Corporate/Company Secretarial including for debt-listed securities. namely, Handled all Corporate Law and Secretarial related matters including HoldingMeetings, Drafting of Agendas, Notices and Minutes of the Board and Annual / Extraordinary General Meeting. 2.Well versed with all the provisions of the Companies Act and allied...

Opening: 1 Nos. Job ID: 63258 Employment Type: Full Time Reference: Work Experience: 2.0 Year(s) To 4.0 Year(s) CTC Salary: 2.40 LPA TO 3.00 LPA Function: HR / Administration / IR Industry: Pharma/Biotech/Clinical Research Qualification: Any - Any Graduation **Location**: - Gandhinagar **The Administrative Officer plays a vital role in providing...

diploma in industrial safety Duties and Responsibilities:The safety officer will be responsible for implementing and maintaining health and safetypolicies and procedures, conducting risk assessments, investigating accidents, providingsafety training, and ensuring compliance with applicable regulation. The safety officerwill be responsible for ensuring the...

Duties and Responsibilities: The safety officer will be responsible for implementing and maintaining health and safety policies and procedures, conducting risk assessments, investigating accidents, providing safety training, and ensuring compliance with applicable regulation. The safety officer will be responsible for ensuring the security of the facility...

diploma in industrial safety Duties and Responsibilities:The safety officer will be responsible for implementing and maintaining health and safetypolicies and procedures, conducting risk assessments, investigating accidents, providingsafety training, and ensuring compliance with applicable regulation. The safety officerwill be responsible for ensuring the...

diploma in industrial safety Duties and Responsibilities:The safety officer will be responsible for implementing and maintaining health and safetypolicies and procedures, conducting risk assessments, investigating accidents, providingsafety training, and ensuring compliance with applicable regulation. The safety officerwill be responsible for ensuring the...

Designation: - Back office executiveLocation: - kudasan, gandhinagarExperience: - fresherGraduation: - Any Location: - kudasan, gandhinagar Experience: - fresher Graduation: - Any Duties: - The back office is the portion of a company made up of administration and support personnel who are not client-facing. Back-office functions include...

Opening: 1 Nos.- Job ID: 69354- Employment Type: Full Time- Reference: - Work Experience: 0 To 1.0 Year(s)- CTC Salary: 5.40 LPA TO 6.00 LPA- Function: Production / Quality / Maintenance- Industry: Steel/Metal/Iron/Non-ferrous- Qualification: M.Sc / MS Science - Environmental science- Location: - Gandhinagar Posted On: 05th Oct, 2023 **The duties and...

1. **Trade Settlement**: Processing and settling trades executed by the front office. This involves confirming trade details, ensuring compliance with regulations, and facilitating the transfer of securities and funds. 2. **Record Keeping**: Maintaining accurate records of trades, transactions, and client accounts. This includes updating databases,...