Senior Manager/ Associate Vice President- Regulatory Compliance

2 weeks ago


Gurugram, India Aviva India Full time

Formal Qualifications


  • L.L.B. and / or Company Secretary / Insurance Post Graduate / Chartered Accountant /AIII / FIII /Membership of associations such as CIA and CISA


Experience


  • Competence in interpreting insurance laws and regulations
  • Understanding of insurance industry and regulations
  • 5-7 years of relevant work experience in the life /non-life/health insurance industry or regulated financial entity
  • Driving discipline of regulatory implementation across business functions
  • Driving Thematic Reviews
  • Reporting of gaps in regulatory compliances and driving timely closures
  • Managing regulatory relationships – internal and external


Specific Responsibilities


  • Track regulatory updates on and dissemination
  • Advise the business on implementation of new updates or changes in the existing regulations/ circulars/ guidelines etc.
  • Monitoring closure of action points related to new development
  • Business Advisory, Implementation & Gaps Controls Tracking & Monitoring
  • Compliance self attestation from functions through controls monitoring and sample based evidencing
  • Record Keeping of all regulatory circulars and correspondences
  • Support team members in IRDAI adhoc requirement or queries
  • Handling compliances related to Code of Conduct and Advertisements
  • Thematic reviews as per compliance calendar and to ensure timely completion of reviews.
  • Highlight any exception, non-compliance and potential issues
  • Timely monitor and Closure the issues raised in the review report
  • Regulatory training to cross functions
  • ISO Management
  • Support with best business decisions
  • Drive to ensure zero regulatory penalties
  • Automation/Digitalization


  • gurugram, India CIPL Full time

    Company Description CIPL is a highly reputable organization with over 25 years of business experience. We are dedicated to employee growth and retention, investing in comprehensive training and career advancement to create a motivated and loyal team. With extensive industry knowledge, we deliver innovative solutions that drive business growth and operational...


  • Gurugram, India CIPL Full time

    Company Description CIPL is a highly reputable organization with over 25 years of business experience. We are dedicated to employee growth and retention, investing in comprehensive training and career advancement to create a motivated and loyal team. With extensive industry knowledge, we deliver innovative solutions that drive business growth and operational...


  • gurugram, India Aviva India Full time

    Formal Qualifications L.L.B. and / or Company Secretary / Insurance Post Graduate / Chartered Accountant /AIII / FIII /Membership of associations such as CIA and CISA Experience Competence in interpreting insurance laws and regulations Understanding of insurance industry and regulations 5-7 years of relevant work experience in the life /non-life/health...


  • Gurugram, India Aviva India Full time

    Formal QualificationsL.L.B. and / or Company Secretary / Insurance Post Graduate / Chartered Accountant /AIII / FIII /Membership of associations such as CIA and CISAExperienceCompetence in interpreting insurance laws and regulationsUnderstanding of insurance industry and regulations5-7 years of relevant work experience in the life /non-life/health insurance...


  • Gurugram, India Kellton Full time

    Associate Vice President (Technology)Job Location: - Hyderabad (Work from Office)Experience Level: Senior (18+ Years)About Kellton:We are a global IT services and digital product design and development company with subsidiaries that serve startup, mid-market, and enterprise clients across diverse industries, including Finance, Healthcare, Manufacturing,...


  • Gurugram, India Kellton Full time

    Associate Vice President (Technology)Job Location: - Hyderabad (Work from Office)Experience Level: Senior (18+ Years)About Kellton:We are a global IT services and digital product design and development company with subsidiaries that serve startup, mid-market, and enterprise clients across diverse industries, including Finance, Healthcare, Manufacturing,...


  • gurugram, India Kellton Full time

    Associate Vice President (Technology) Job Location: - Hyderabad (Work from Office) Experience Level: Senior (18+ Years) About Kellton: We are a global IT services and digital product design and development company with subsidiaries that serve startup, mid-market, and enterprise clients across diverse industries, including Finance, Healthcare,...


  • Gurugram, Haryana, India NatWest Group Full time

    Regulatory Control & Data Management, Finance Regulatory Control Associate, AVP - Gurugram, India- Permanent- Full Time#R-00236117 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in India and as such all normal working days...

  • Aye Finance

    1 month ago


    Gurugram, India AYE Finance Pvt Ltd Full time

    Job Title : Deputy Vice President, Risk ManagementLocation: Gurugram Role Objective :Assist the Chief Risk Officer in setting the strategic risk management vision for the organization and executing the strategy in partnership with various stakeholders.Responsibilities :- Application Roadmap Development: Create a comprehensive Application Roadmap for the Loan...

  • Senior Vice President

    4 weeks ago


    Gurugram, India Xceedance Full time

    Xceedance Job Description SummaryPosition: Sr. Vice PresidentTitle: Solutioning, Transitions & Process Excellence, EMEA & APACReporting Structure: President – EMEA & APACJob Location: Gurgaon-India/UKRole and ResponsibilitiesAs Sr. Vice President, EMEA & APAC Leader - Solutioning, Transitions and Process excellence, you will be responsible for leading and...

  • Senior Vice President

    4 weeks ago


    Gurugram, India Xceedance Full time

    Xceedance Job Description SummaryPosition: Sr. Vice PresidentTitle: Solutioning, Transitions & Process Excellence, EMEA & APACReporting Structure: President – EMEA & APACJob Location: Gurgaon-India/UKRole and ResponsibilitiesAs Sr. Vice President, EMEA & APAC Leader - Solutioning, Transitions and Process excellence, you will be responsible for leading and...

  • Senior Vice President

    1 month ago


    Gurugram, India Xceedance Full time

    Xceedance Job Description SummaryPosition: Sr. Vice PresidentTitle: Solutioning, Transitions & Process Excellence, EMEA & APACReporting Structure: President – EMEA & APACJob Location: Gurgaon-India/UKRole and ResponsibilitiesAs Sr. Vice President, EMEA & APAC Leader - Solutioning, Transitions and Process excellence, you will be responsible for leading and...

  • Senior Vice President

    4 weeks ago


    Gurugram, India Xceedance Full time

    Xceedance Job Description Summary Position: Sr. Vice President Title: Solutioning, Transitions & Process Excellence, EMEA & APAC Reporting Structure: President – EMEA & APAC Job Location: Gurgaon-India/UK Role and Responsibilities As Sr. Vice President, EMEA & APAC Leader - Solutioning, Transitions and Process excellence, you will be responsible for...

  • Senior Vice President

    1 month ago


    Gurugram, India Xceedance Full time

    Xceedance Job Description Summary Position: Sr. Vice President Title: Solutioning, Transitions & Process Excellence, EMEA & APAC Reporting Structure: President – EMEA & APAC Job Location: Gurgaon-India/UK Role and Responsibilities As Sr. Vice President, EMEA & APAC Leader - Solutioning, Transitions and Process excellence, you will be responsible for...

  • Vice President

    4 weeks ago


    Gurugram, India HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Vice President

    4 weeks ago


    gurugram, India HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses...


  • Gurugram, India Bootes Impex Tech Ltd. Full time

    Job Title: VP Compliances Location: Gurugram Department: Legal & Compliance Job Summary: We are seeking an experienced and dynamic Company Secretary to join our team. The ideal candidate will have 7-10 years of experience in company secretarial functions and legal compliances, with a proven track record of handling Initial Public Offerings (IPOs). The...


  • Gurugram, India Bootes Impex Tech Ltd. Full time

    Job Title: VP Compliances Location: Gurugram Department: Legal & Compliance Job Summary: We are seeking an experienced and dynamic Company Secretary to join our team. The ideal candidate will have 7-10 years of experience in company secretarial functions and legal compliances, with a proven track record of handling Initial Public Offerings (IPOs). The...


  • Gurugram, India Bootes Impex Tech Ltd. Full time

    Job Title: VP Compliances Location: Gurugram Department: Legal & Compliance Job Summary: We are seeking an experienced and dynamic Company Secretary to join our team. The ideal candidate will have 7-10 years of experience in company secretarial functions and legal compliances, with a proven track record of handling Initial Public Offerings (IPOs). The...


  • Gurugram, India Bootes Impex Tech Ltd. Full time

    Job Title: VP Compliances  Location: Gurugram  Department: Legal & Compliance  Job Summary: We are seeking an experienced and dynamic Company Secretary to join our team. The ideal candidate will have 7-10 years of experience in company secretarial functions and legal compliances, with a proven track record of handling Initial Public Offerings (IPOs)....