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Vice President Compliance
1 month ago
Job Title: VP Compliances
Location: Gurugram
Department: Legal & Compliance
Job Summary: We are seeking an experienced and dynamic Company Secretary to join our team. The ideal candidate will have 7-10 years of experience in company secretarial functions and legal compliances, with a proven track record of handling Initial Public Offerings (IPOs). The Company Secretary will ensure the organization complies with statutory and regulatory requirements, manage corporate governance, and act as a point of communication between the board of directors and company shareholders.
Key Responsibilities:
- Corporate Governance:
- Ensure compliance with all relevant statutory and regulatory requirements.
- Maintain and update the company's statutory registers and records.
- Ensure that decisions of the board of directors are implemented.
- Legal Compliance:
- Advise on compliance with corporate laws and regulations.
- Monitor changes in relevant legislation and the regulatory environment.
- Liaise with external regulators and advisers such as lawyers and auditors.
- IPO Management:
- Lead and manage the entire IPO process, including due diligence, regulatory filings, and liaison with regulatory bodies (SEBI, stock exchanges).
- Coordinate with internal and external stakeholders (investment bankers, legal advisers, auditors) to ensure successful execution of the IPO.
- Prepare the company for public listing and ensure compliance with all post-IPO requirements.
- Documentation and Filing:
- Prepare and file necessary documents with regulatory authorities.
- Draft and review various corporate documents, agreements, and contracts.
- Maintain proper records of minutes of meetings and other legal documents.
- Stakeholder Communication:
- Communicate with shareholders, ensuring transparency and compliance with regulatory requirements.
- Handle queries and concerns from shareholders regarding corporate actions and compliance issues.
- Risk Management:
- Identify and mitigate risks related to corporate governance and legal compliance.
- Develop and implement policies to minimize legal and compliance risks.
Qualifications:
- Educational Background:
- Bachelor’s degree in Law, Business Administration, Finance, or related field.
- Professional qualification as a Company Secretary (CS) .
- Experience:
- 7-10 years of experience in a company secretarial role and legal compliance.
- Proven experience in handling IPO processes and related compliances.
- In-depth knowledge of corporate laws, securities regulations, and governance best practices.
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