Mumbai Compliance Associate

Job DescriptionPosition OverviewAt Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our Third Bridge Connections Compliance team in Mumbai. The main purpose of this role is to support the compliance requirements for our Connections business across our international...

**Company Description** Company Overview** Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human...

Compliance Associate Job DescriptionThird Bridge is seeking a highly organized and detail-oriented Compliance Associate to join our Third Bridge Connections Compliance team in Mumbai. As a key member of our compliance team, you will play a crucial role in ensuring the company's compliance with internal policies, client-specific processes, and applicable...

Job SummaryWe are seeking a talented Compliance Associate to join our team at Beacon Trusteeship Limited.Key ResponsibilitiesPrepare a compliance list required as per transactionsFollow-up and monitor pre and post compliance and covenants periodicallyWork on general compliance activities of the trustee transactionsPrepare and review various SEBI regulatory...

**Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...

Job Title: Guest Service Associate Company: PVR INOX Cinema Hall Location: MUMBAI(E) **Salary**: Freshers with Normal Graduation - 20,000 INR per month Freshers with Hotel Management Background - 22,000 INR per month Job Summary: As a Guest Service Associate at INOX Cinema Hall, you will play a crucial role in providing exceptional guest experiences...

**Associate - Financial Crime Compliance**: **Location**: **Mumbai, Maharashtra** Category: **Compliance** Job Requisition #**:R245437** Date posted**:Sep. 05, 2024

Ensure his responsibility areas are well equipped, operational and his team is provided with adequate tools. This includes: - Cinema is clean - All Point of Sale/ Equipment’s are active - Conducting Pre-opening Audi - check. - Responsible for improvement of Cinema Operations process and ensuring statutory Compliance adherence - Brief his/her team member...

Job Summary:We are seeking a Senior Compliance Associate to join our team at Riverforest Connections Private Limited.Key Responsibilities:Check employee trading requests in accordance with the Firm's Personal Account Dealing (PAD) policies.Respond to employee queries regarding personal account dealing.Update new joiner, leaver, and change of personal...

**Location**: Kharghar, Navi Mumbai **Department**: Food and Beverage **Reports To**: Food and Beverage Manager/Shift Supervisor **Job Summary**: The **Food and Beverage Associate** is responsible for ensuring a high-quality dining experience by delivering excellent customer service, taking accurate orders, and ensuring the timely serving of food and...

DescriptionPrimary Responsibilities and Key DeliverablesThe Compliance Associate will be responsible for supporting the administration of Corporate Compliance policies, including Code of Ethics and Conduct and Anti-Corruption policies. Key responsibilities include responding to inquiries related to gifts & entertainment, screening lists of invitees to...

Job SummaryThe Compliance Associate will play a significant role in the execution and supervision of the Investor KYC Process in line with AML-CTF Program requirements. This includes reviewing and analyzing investor KYC documentation and screening results, as well as involvement in investor KYC remediation in accordance with relevant jurisdictional...

**Role/ Job Title**: Associate Compliance **Function/ Department**: Compliance **Location**: - Mumbai **Job Purpose**: The role entails the responsibility to support compliance manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. **Primary Responsibilities**: Support all business operations relating to...

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

About Artha GroupArtha Group is a distinguished player in the global investment landscape, managing over ₹1,000 crores in assets under management (AUM). Our diverse portfolio spans 120+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...

About Artha GroupArtha Group is a distinguished player in the global investment landscape, managing over ₹1,000 crores in assets under management (AUM). Our diverse portfolio spans 120+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...

Job Title: Compliance AssociateJoin TIAA Global Capabilities as a Compliance Associate and contribute to the success of our organization by ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Support compliance risk assessments to identify compliance issues, concerns, and deficiencies.Assist with investigations in...

**Company Overview** CHANDAK AGARWAL & CO, established in 2012 in Mumbai, by CA Manmohan Chandak and CA Ghanshyam Agarwal, is dedicated to client satisfaction with a skilled workforce of Company Secretaries and Chartered Accountants. **Job Overview** Seeking a Tax Assistant with 1-3 years of experience to join Chandak Agarwal & Co in Mumbai. This...

Job SummaryThe Compliance Associate will support the administration of Corporate Compliance policies, including Code of Ethics and Conduct and Anti-Corruption policies. This role will also involve responding to inquiries related to gifts and entertainment, and screening lists of invitees to Ares-sponsored events.Key ResponsibilitiesSupport the administration...

Job DescriptionAs a member of the Compliance Regulatory Reporting (CRR) Team at TIAA, the Compliance Associate will play a key role in supporting the firm's regulatory compliance program.ResponsibilitiesMonitor and analyze enterprise-wide equity positions.Maintain internal 'Foreign Hot List' of reportable positions.Determine holdings database data integrity...