Compliance Officer- Stock Broking Company

Required Compliance Officer( Stock Broking)An efficient complaince officer from the Stock BrokingIndustryShould have minimum 45 years ofexperience in stock broking complainceShouldbe able to handle exchange reportings appropriately ( Daily WeeklyMonthly)Should be able to handle allauditrelated matters independently ( Internal andExternal)Must have handled...

We are seeking a highly motivated and detail-oriented Fresher Compliance Executive to join our esteemed team at Investmentor Securities Ltd. As a Compliance Executive, you will play a vital role in ensuring our adherence to will work closely with our compliance team to maintain and enhance our compliance framework. **Investmentor Securities Ltd. is a...

**Responsibilities**: - To do accounting entries in Tally. - Bank Reconciliation - To Assist CA in preparation of accounting reports. - To handle TDS and GST work. **Eligibility**: - Good understanding of TDS and GST compliance. - Well versed with working on Tally software - Knowledge of MS Excel. - Sound knowledge of accounting rules. Exp - 1 to 2 year...

**About the Company**: Our client is a leading mid‐market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services. A trusted Investment bank servicing customers with the best results in advisory in their investments, the best corporates for their...

Join at pioneering Stock broker firm for one of our client where integrity, transparency, and compliance are at the heart of everything do. The hunt for a detail-oriented Compliance Officer who's passionate about maintaining regulatory standards and enhancing our compliance frameworks.ResponsibilitiesInterpret and implement directives from...

Join at pioneering Stock broker firm for one of our client where integrity, transparency, and compliance are at the heart of everything do. The hunt for a detail-oriented Compliance Officer who's passionate about maintaining regulatory standards and enhancing our compliance frameworks.ResponsibilitiesInterpret and implement directives from...

Handling all Compliances related to Stock Broker and Depository Participants - Adhering into Compliance calendar of all Exchanges in all segments - Responsive & Written Correspondence with SEBI & various Exchanges - Preparation of MIS reports - Filing, drafting replies of matter related to arbitration, SEBI and all exchanges. - Handling IGRC matters with BSE...

No. of Vacancies 1 (Male/ Female) Educational / Experience Preferred: Graduation in any stream Experience Minimum: 2 years and above Industry Experience Required Stock Broking Company CTC Offered [per Annum] Min. Rs. 3,60,000 Max. Rs. 5,40,000 Job Description Responsible for overall exchange compliances inclusive for National Stock Exchange Limited, BSE...

**Company**: Equirus **Location** Ahmadabad **Experience** 4-5 Years **Key Skills** Merchant Banking, Legal Compliances, SEBI, Company Secretary, Compliance, Companies Act, Drafting, Secretarial Activities, Liaison - Finance **Position: Company Secretary and Compliance Officer** **Qualification: CS,LLB,LLM** **Experience: 3 to 5 years** **Location:...

**Roles & Responsibilities** Ensuring Compliances of Companies Act Maintaining all statutory registers, records to be kept by the company. Obtaining, maintaining and renewing statutory licenses, permits sanctions etc. to be obtained, maintained and renewed by the company from time to time. Interacting with all statutory offices. Submitting all statutory...

Greetings from CD Group ! **Company Profile** We have an active Capital Markets Algorithmic Stock Trading Division, which designs algorithms and trades these markets, through algorithms. While CD Group is a more than 50 year old and a creditable business group, C D Integrated Services Ltd., the flagship company of CD Group is into its 20thyear of business...

**Company**: Vishal Fabrics Limited **Location** Ahmadabad **Experience** 1-2 Years **Key Skills** Company Secretary, Compliance, Companies Act, ROC, Stock Exchange, Drafting, agenda, Notice, Minutes, Annual Reports, Conducting Board and General Meetings, Drafting & Vetting of Agreements **Position: Assistant Company Secretary** **Experience: 1 to 2...

Company secretaries are typically responsible for: convening and providing administration for annual general meetings (AGMs): for example, producing agendas, taking minutes, conveying decisions and handling meeting correspondence. providing legal, financial and/or strategic advice during and outside of meetings. Advantage - Knowledge of Listed company's...

**Job Title**: Compliance Officer **Location**: Ahmedabad **Company: Kbsa Staffing Solutions Pvt Ltd** **About Us**:KBSA is a leading healthcare company dedicated to providing high-quality healthcare services to the UK community. We are committed to upholding the highest standards of compliance and ethical conduct. **Qualifications**: - Any diploma,...

**Location** Ahmedabad **Experience** 10-12 Years **Key Skills** cs, board meeting, Compliance, ROC, SEBI, Agreement, Stock Exchange **Position: Company Secretary** **Qualification: CS** **Experience: 10 to 12 years** **Location: Ahmedabad** **Job description** **Veeda** **Clinical** **Research** **Ltd.** **Job** **Role** CS - **Department** Finance...

**Company**: Scanpoint Geomatics Ltd **Location** Ahmedabad **Experience** 6-8 Years **Key Skills** Stock Exchange, Compliance, Legal Compliances, SEBI, Legal, Compliance Management, Vetting **Position: Company Secretary** **Qualification: CS** **Experience: 5 to 8 years** **Location: Ahmedabad** **Job description** **What youll do? /...

Opening: 1 Nos.- Job ID: 81452- Employment Type: Full Time- Reference: - Work Experience: 2.0 Year(s) To 3.0 Year(s)- CTC Salary: 5.00 LPA TO 6.00 LPA- Function: Admin/Secretarial/Front Office- Industry: Investment Banking / Venture Capital / Private Equity- Qualification: CS - CS- Location: - Ahmedabad Posted On: 18th Apr, 2024 **Position: Company...

**Company**: Jindal Worldwide Limited **Location** Ahmadabad **Experience** 1-2 Years **Key Skills** Company Secretary, Secretarial Activities, cs, Letter Drafting, Administration Assistant, Company Law, Listing Agreement, SEBI **Position: Company Secretary** **Qualification: CS** **Experience: 0 to 2 years** **Location: Ahmedabad** **Job...

**Company**: Jindal Worldwide Limited **Location** Ahmadabad **Experience** 2-3 Years **Key Skills** Company Secretary, Secretarial Activities, cs, Drafting, Administration Assistant, SEBI **Position: Company Secretary** **Qualification: CS** **Experience: 1 to 3 years** **Location: Ahmedabad** **Job description** Dealing with Stock Exchange for...

Legal / Law Ahmedabad _Ahmedabad_ December 1, 2023 - December 1, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Ahmedabad - **Salary Offer **15 - 18 LPA - **Required Education **CS - **Course Type **Full Time - **Min Required Experience (Years) **5 - **Max Required Experience (Years) **10 **Designation**: Compliance Officer -...