Compliance Officer Stock Broking

Required Compliance Officer( Stock Broking) An efficient complaince officer from the Stock Broking Industry Should have minimum 4-5 years of experience in stock broking complaince Should be able to handle exchange reportings appropriately ( Daily, Weekly, Monthly) Should be able to handle all audit-related matters independently ( Internal and...

**Department**: Bond **Location**: Ahmedabad HO **Job Type**: Full Time **Experience**: 1-2 Years **Salary**: 12k to 15k **Responsibilities**: Calls to Client for invest in Bond. Interacting with client and solve their queries regarding Bond. Responsible to generate revenue. If require personally collect document from client side. Maintain daily...

**Department**: Sales **Job Type**: Full Time **Location**: Ahmedabad **Experience**: 2-3 Years. **Responsibilities**: Lead generation from Open Market. Client Visits to open Trading/Demat account and to collect documents. Seeking cross selling opportunity (Insurance and Mutual Fund) Open to travel at PAN India. **Eligibility**: Excellent communication...

**Responsibilities**: - To do accounting entries in Tally. - Bank Reconciliation - To Assist CA in preparation of accounting reports. - To handle TDS and GST work. **Eligibility**: - Good understanding of TDS and GST compliance. - Well versed with working on Tally software - Knowledge of MS Excel. - Sound knowledge of accounting rules. Exp - 1 to 2 year...

**Responsibilities**: - To do accounting entries in Tally. - Bank Reconciliation - To Assist CA in preparation of accounting reports. - To handle TDS and GST work. **Eligibility**: - Good understanding of TDS and GST compliance. - Well versed with working on Tally software - Knowledge of MS Excel. - Sound knowledge of accounting rules. Exp - 1 to 2 year...

Urgent Opening : Account Executive **Job Description**: Bank Reconciliation To do accounting entries in Tally. Client Service. Eligibility: Well versed with working on Tally software Knowledge of MS Excel. Sound knowledge of accounting rules. Having work experience from Stock Broking Company. Experience Required - 6 Month to 1 Years **Salary**:...

Urgent Required . Assist clients in buying and selling stock, shares, and bonds Maintain close contact with clients and manage their investment portfolio Identify the buying powers and risk tolerance level of clients Design appropriate strategies that will help each client to meet financial goals Conduct daily research to identify the value of stocks,...

Urgent Required.Assist clients in buying and selling stock, shares, and bondsMaintain close contact with clients and manage their investment portfolioIdentify the buying powers and risk tolerance level of clientsDesign appropriate strategies that will help each client to meet financial goalsConduct daily research to identify the value of stocks, shares, and...

IT Officer Work Details. IT Work 1. Manage all server ODIN MANAGER,NSE UDP SERVER, BSE IML SERVER NETNET SERVER,BACK OFFICE FINKORP,TECHECXEL,SHILPI(COMTRADE),COMMONE DRIVE 2. Manage CAMARA 3. Manage UPS and BETRAY server Room and Pantry both 4. Manage all system in office premises working proper 5. Manage all networks in office premises LOCAL, NSE, BSE,...

**We require an intern for our compliance team: **Requirement**: Semi Qualified CS, Graduates with work experience in Financials services **Experience**: 1 years of work experience with Financials Services, Stock Broking & DP entity will be preferred **Skills**: - Basic understanding and knowledge of securities market laws and Companies Act,2013 - Strong...

Stock broking in-charge to look after market making business of BSE/NSE Alpha membership. Pay: ₹25,000.00 - ₹35,000.00 per month Schedule: - Fixed shift Supplemental pay types: - Yearly bonus **Experience**: - total work: 3 years (required) Work Location: In person

**BDE/RM (Stock Market)** Company: Tradenow Location: Sandesh Press Rd, Bodakdev, Ahmedabad, Gujarat , In-House Company Experience: Minimum 3 years in stock market Broking/Algo/Forex/Advisory Firm **Salary**: ₹18,000 to ₹35,000 (Based on experience and performance slab) **Key Responsibilities**: a) Manage a portfolio of 200 existing trading...

Company DescriptionKeastox Best Stock Broking Services is a specialist in investment advice for EQUITY, COMMODITY, CURRENCY, MUTUAL FUND, SIP, INSURANCE, and BUSINESS LOAN. We offer the best advice to our clients and can be contacted by phone or email. Our office is located in Ahmedabad.Role DescriptionThis is a full-time on-site role for a Financial Sales...

Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive (Broking Compliance)Location: AhmedabadExperience Required : Min 1 Year in Broking Compliance/OperationsResponsibilities :· Dissemination of relevant circulars & notifications issued by regulators daily to respective departments and to track Actionable,...

Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive (Broking Compliance)Location: AhmedabadExperience Required : Min 1 Year in Broking Compliance/OperationsResponsibilities :· Dissemination of relevant circulars & notifications issued by regulators daily to respective departments and to track Actionable,...

Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive (Broking Compliance)Location: AhmedabadExperience Required : Min 1 Year in Broking Compliance/OperationsResponsibilities :· Dissemination of relevant circulars & notifications issued by regulators daily to respective departments and to track Actionable,...

Company Description Keastox Best Stock Broking Services is a specialist in investment advice for EQUITY, COMMODITY, CURRENCY, MUTUAL FUND, SIP, INSURANCE, and BUSINESS LOAN. We offer the best advice to our clients and can be contacted by phone or email. Our office is located in Ahmedabad. Role Description This is a full-time on-site role for a Financial...

Company DescriptionKeastox Best Stock Broking Services is a specialist in investment advice for EQUITY, COMMODITY, CURRENCY, MUTUAL FUND, SIP, INSURANCE, and BUSINESS LOAN. We offer the best advice to our clients and can be contacted by phone or email. Our office is located in Ahmedabad.Role DescriptionThis is a full-time on-site role for a Financial Sales...

Company DescriptionKeastox Best Stock Broking Services is a specialist in investment advice for EQUITY, COMMODITY, CURRENCY, MUTUAL FUND, SIP, INSURANCE, and BUSINESS LOAN. We offer the best advice to our clients and can be contacted by phone or email. Our office is located in Ahmedabad.Role DescriptionThis is a full-time on-site role for a Financial Sales...

**Greetings for the day!** **IMS Group is urgently hiring for Compliance Officers!!!** **Kindly find below the job description!** **About Company**: IMS People is an Offshore Recruitment Services company. We help staffing firms globally with our extensive range of tailored services. From recruitment & administrative services to accounting support,...