![Prudent Corporate Advisory Services Ltd.](https://media.trabajo.org/img/noimg.jpg)
Compliance Executive
2 weeks ago
Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive (Broking Compliance)
Location: Ahmedabad
Experience Required : Min 1 Year in Broking Compliance/Operations
Responsibilities :
· Dissemination of relevant circulars & notifications issued by regulators daily to respective departments and to track Actionable, circulars/Notifications for implementation /adherence of said circulars as a part of action point monitoring as and when applicable and to maintain MIS of the same.
. Do settlement of client balances (Fund/Securities) and have a brief knowledge of the same.
. Preparation of documentation of AP registration/cancellation and having brief knowledge of AP-related compliances.
. Providing NEAT / CTCL terminal and maintaining MIS for the same.
· Submission of Weekly / Monthly / Quarterly/half yearly and Annual regulatory returns to exchange(s) and to handle day-to-day Regulatory Compliance.
· To Co-coordinate with the exchange(s), clients, and departments for any compliance-related issues.
· Maintain Recording data of client's transactions.
· Preparation of various applications/documentation as per exchange rules & regulations.
. Prepare and maintain MIS.
Interested candidates can share their updated resumes at recruitment1@prudentcorporate.com
-
Compliance Executive
7 days ago
Ahmedabad, India Rudra talent services Full timeUrgent Opening for Compliance Executive Designation: Compliance Package: 5.40 Lac Location: Ahmedabad **Job Description**: - Ensures compliance with established internal control procedures by examining records, reports, operating practices, and documentation - Verifies errors and deviations by comparing items to process documentation - Communicates...
-
Compliance Executive
2 weeks ago
ahmedabad, India Prudent Corporate Advisory Services Ltd. Full timePrudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive (Broking Compliance)Location: AhmedabadExperience Required : Min 1 Year in Broking Compliance/OperationsResponsibilities :· Dissemination of relevant circulars & notifications issued by regulators daily to respective departments and to track Actionable,...
-
Compliance Executive
2 weeks ago
Ahmedabad, India Prudent Corporate Advisory Services Ltd. Full timePrudent Corporate Advisory Services Ltdis urgently hiring for the post ofCompliance Executive (Broking Compliance)Location:AhmedabadExperience Required : Min 1 Year in Broking Compliance/OperationsResponsibilities :· Dissemination of relevant circulars & notifications issued by regulators daily to respective departments and to track Actionable,...
-
Compliance Executive
11 hours ago
Ahmedabad, Gujarat, India Prudent Corporate Advisory Services Ltd. Full timeJoin the team at Prudent Corporate Advisory Services Ltd! Explore the opportunity to work as a Compliance Executive (Broking Compliance) in Ahmedabad.Experience Required: Minimum 1 year in Broking Compliance/OperationsResponsibilities:Dissemination of relevant circulars and notifications issued by regulators daily to respective departmentsTracking actionable...
-
Compliance Executive
2 weeks ago
Ahmedabad, India Prudent Corporate Advisory Services Ltd. Full timePrudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive (Broking Compliance)Location: AhmedabadExperience Required : Min 1 Year in Broking Compliance/OperationsResponsibilities :· Dissemination of relevant circulars & notifications issued by regulators daily to respective departments and to track Actionable,...
-
Compliance Executive
4 weeks ago
Ahmedabad, India Prudent Corporate Advisory Services Ltd. Full timePrudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive (Broking Compliance)Location: AhmedabadExperience Required : Min 1 Year in Broking Compliance/OperationsResponsibilities :· Dissemination of relevant circulars & notifications issued by regulators daily to respective departments and to track Actionable,...
-
Compliance Executive
2 weeks ago
Ahmedabad, India Prudent Corporate Advisory Services Ltd. Full timePrudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive (Broking Compliance) Location: Ahmedabad Experience Required : Min 1 Year in Broking Compliance/Operations Responsibilities : · Dissemination of relevant circulars & notifications issued by regulators daily to respective departments and to track Actionable,...
-
Compliance & Legal Executive
2 months ago
Ahmedabad, India Eventus TechSol Pvt. Ltd. Full time**Position title**: Compliance & Legal Executive / Asst. Manager. **Reports to**:Director, CFO. **Department**: Legal & Compliance Department **Location**: Ahmedabad/Mumbai **Experience**: 3-8 years in Legal, Compliance **Qualification**: Graduation in CS, LLB an advantage. **Roles and Responsibilities**: **Legal Risk** - Review and provide legal...
-
Compliance Executive
1 week ago
Ahmedabad, Gujarat, India Prudent Corporate Advisory Services Full time**Function**: Compliance Executive **Location**: Ahmedabad **Description**: - Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable, circulars/Notifications with respect to implementation /adherence of said circulars as a part of action point monitoring as and when...
-
HR Compliance Executive
10 hours ago
Ahmedabad, Gujarat, India Tesk Training Consultancy Full timePosition: HR Compliance ExecutiveIndustry: Engineering ConsultancyNo of Position: 1Job Location: AhmedabadSalary: Upto 25 K p.m.Joining: ImmediatelyQualification: B.Com, BBA, MBAExperience: Upto 2 yrsRoles & ResponsibilitiesOversee, PF, ESIC, Labor Laws, PT & Statutory ComplianceCollaborating with the legal department to communicate the associated...
-
HR Compliance Executive
3 weeks ago
Ahmedabad, India Tesk Training Consultancy Full timePosition: HR Compliance ExecutiveIndustry: Engineering ConsultancyNo of Position: 1Job Location: AhmedabadSalary: Upto 25 K p.m.Joining: ImmediatelyQualification: B.Com, BBA, MBAExperience: Upto 2 yrsRoles & ResponsibilitiesOversee, PF, ESIC, Labor Laws, PT & Statutory ComplianceCollaborating with the legal department to communicate the associated...
-
HR Compliance Executive
6 days ago
ahmedabad, India Tesk Training Consultancy Full timePosition: HR Compliance Executive Industry: Engineering Consultancy No of Position: 1 Job Location: Ahmedabad Salary: Upto 25 K p.m. Joining: Immediately Qualification: B.Com, BBA, MBA Experience: Upto 2 yrs Roles & Responsibilities Oversee, PF, ESIC, Labor Laws, PT & Statutory Compliance Collaborating with the legal department to communicate the associated...
-
Compliance Executive
1 week ago
Ahmedabad, India Meteo Control India Pvt ltd Full timeDesignation: Compliance Executive - HRD Job description: Relevant Experience: Labour/ Statutory Compliance liaisoning with labour Law Act like Shop and Establishment Act, Minimum Wages Act, Payment of Bonus Act, HRA Act, Payment of Wages Act, etc, will be an added advantages Education: B. Com, MBA- HR, Computer Knowledge: Must be a Computer Savvy (MS...
-
Compliance Executive
2 weeks ago
Ahmedabad, India Relitrade Stock Broking Full time**Department**: Compliance **Job Type**: Full Time **Location**: SG Highway, Ahmedabad **Experience**: 2-3 Year **Working Shift**: Mon to Fri - 09:30 to 06:30 Every Sat - 10:30 to 02:30 **Responsibilities**: Drafting Legal Documents AP Registration Exchange compliances To assist compliance team. **Eligibility**: Proficient in MS Office.
-
Compliance Executive
6 hours ago
Ahmedabad, Gujarat, India Relitrade Stock Broking Full timeDepartment: ComplianceJob Type: Full TimeLocation: SG Highway, AhmedabadExperience: 2-3 YearWorking Shift:Mon to Fri 09:30 to 06:30Every Sat 10:30 to 02:30Responsibilities:Drafting Legal DocumentsAP RegistrationExchange compliancesTo assist compliance team.Eligibility:Proficient in MS Office.
-
Compliance Officer
3 days ago
Ahmedabad, India Swastik Placement Agency Full time**Labour Compliance Executive** **Designation**:Labour Compliance Executive **Experience**:Preferably 2 to 5 years’ Experience **Job Profile**: - Reviews and verifies payroll records, benefit statements, employer training contributions, and apprenticeship paperwork to determine compliance with applicable rules and regulations. - Issues requests for...
-
Compliance Executive
2 weeks ago
Ahmedabad, India Goldmine Stocks Full timeExperience in Stock Market Compliance for Minimum 2 years OR Fresh CA/CS
-
Compliance Documentation Executive
2 weeks ago
Makarba, Ahmedabad, Gujarat, India Ims People Possible Full time**Roles and responsibilities**: Compliance Documentation Executives are responsible for ensuring that an organization's operations adhere to relevant laws, regulations, and industry standards. Here are some typical responsibilities of a Compliance Documentation Executive: - **Policy Development**: Develop and maintain policies, procedures, and guidelines to...
-
Compliance Executive
2 weeks ago
Ahmedabad, India Shah Investors Home Ltd Full timeWork in the fastest growing and the most trusted 25+ years old Financial Services company. Responsible for Compliance rated work. FRESHERS are welcome. Training will be provided. Education: Mcom, LLB, MBA, CS Any group or Any Law related Degree Job Responsibilities as follows 1. Monitor operational processes to ensure that the company complies with...
-
Compliance Executive
1 week ago
Ahmedabad, India C.D Integrated Services Ltd Full timeGreetings from CD Group ! **Company Profile** We have an active Capital Markets Algorithmic Stock Trading Division, which designs algorithms and trades these markets, through algorithms. While CD Group is a more than 50 year old and a creditable business group, C D Integrated Services Ltd., the flagship company of CD Group is into its 20thyear of business...