Risk Advisory Regulatory Compliance Assistant Manager

6 months ago

Mumbai, India KPMG India Full time
About KPMG in India

KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada.

KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focussed and technology-enabled services, which reflect a shared knowledge of global and local industries and our experience of the Indian business environment.

>> The Individual
1-4 years of service experience within the Financial Services Industry Thorough understanding of capital markets, financial instruments, investment banking processes and a fair bit of accounting skills Proficient in SQL, VBA other MS Office applications Should possess working knowledge of Bilateral and Cleared OTC products and operational processes Understand all relevant derivative and hedging products- SWAPs, Forward Rate Agreement, FX Strong analytical skills, detail orientation, service commitment, solid organizational and interpersonal skills Capacity to deal with high volumes of activity Strong understanding of OTC instruments, product lifecycles and settlement markets Proven track record in Operations Risk and Control in Financial services Clear and concise communication with all support teams to ensure efficient resolution of queries Understand the key elements of other infrastructure groups (, Finance, Market risk, Operational Risk, etc.) and recognize the impact of Trade Support teams on these areas Leading a small team in a client facing, delivery-based project At ease operating in a dynamic, fast-growing team, able to be self-sufficient with a can-do attitude Proactive, driven, and open to adapting to change within a dynamic environment Leading a small team in a client facing, delivery-based project Should have strong communication skills with client facing experience. Strong analytical and problem-solving skills. Can work under pressure - stringent deadlines and tough client conditions which may demand extended working hours. Ability to work well in teams. EOE KI :

KPMG India has a policy of providing equal opportunity for all applicants and employees regardless of their color, caste, religion, age, sex/gender, national origin, citizenship, sexual orientation, gender identity or expression, disability or other legally protected status. KPMG India values diversity and we request you to submit the details below to support us in our endeavor for diversity. Providing the below information is voluntary and refusal to submit such information will not be prejudicial to you.>> Qulification
Postgraduates/Graduates with 1-4 years of experience in Financial Services Industry>> Role & Responsibilities

This role is for a senior resource who will be responsible for E2E project execution - requirement gathering, defining the scope, liaising with technology and business, identifying risks and dependencies, test execution plan, change management, project delivery and aligning internal and client expectations throughout the life cycle of the project. The candidate needs to be conversant with the applicable regulations, and ensure the regulatory reporting being performed are carried out in a comprehensive manner to ensure that the control environment is always robust. Needs to identify the risk & control issues through continuous monitoring and data analytics. The candidate should be able to design and implement reconciliations to improve data accuracy and timeliness. Needs to collaborate with various stakeholders on matter of regulatory reporting - business and/or compliance requirement, reconciliation methodology, asset management and control aspects for seamless functioning of the unit.Work as a member of the Trade Processing team that includes Trade Capture, Matching & Settlement of Securities, FX products and Money Market InstrumentsProcess Global Security transactions on global platforms within given deadlinesInteract with both internal and external stakeholders to resolve trade confirmation and settlement queries in accordance with client SLAsMonitor transactions to confirm client instructions are processed accurately to ensure timely settlement and accountingReporting of exceptions in line with internal controls and external requirements, escalating, if need be, to appropriate teams for faster resolutionShould be able to understand the E2E trade life cycle from a product perspective Work through different kinds of trade events like Novation, Cancellation and Option expiryTimely and accurately capture all transactions in Risk Management Systems, complete intraday processes including completeness and reconciliation checksBuild an in-depth understanding of all trading structures from a financial and operational perspectiveManage and configure client accounts, as well as the various products offered, act as the interface between Front and Back Office to ensure smooth transition of transactionsParticipate in various Middle Office projects related to optimizing management of the activityShould be able to perform and recommend data analysis and conduct gap analysis wherever necessary Review & document the current system infrastructure and work with technology to understand the As-Is data flow Should be able to understand the regulation and map it to the internal system architecture to create a To-Be data flowDefine operational KPIs for progress and publish MIS for senior management Sound understanding of the various Regulatory regimes and should be able to independently associate the reportable attributes for all the regimesShould be able to identify areas wherein manual efforts are being carried out and work towards automation of the sameShould be able to liaison with Regional counterparts for best risk practicesConsistently deliver quality client services and take charge of the project area assigned to him/her.Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge.

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