Compliance & Governance Lead-Cards

4 weeks ago


Navi Mumbai, India IDFC FIRST Bank Full time

Role/ Job Title: Compliance & Governance Lead - Cards

Function/ Department : Information Technology

Job Purpose:  Audit and Compliance for Cards and Payments Vertical. Co-ordinating audits with Stakeholders

Roles and Responsibilities:

Provided Synopsis to Audit Head for audit scope provided by the auditor. Obtain, analyze and evaluate documentation, reports, data, Architecture diagram from the application team. Assist in executing audit plan as per agreed timelines, review audit reports. Support in developing operational expertise in core areas and leverage in internal audits. Develop and maintain professional relations with internal and external auditor. To handle escalations from internal and external auditor and inform the management. Review and provide inputs in preparing the audit committee presentations for audits held during each quarter. Actively follow-up with Audit executive for the closure of observations during the audit and after the audit Capture and share best- practice knowledge amongst the team. Leverage in-house synergies through collaboration with internal stakeholders.

Secondary Responsibilities:

Review the Audit Report for the vertical and present it to the management on monthly basis. Interaction with Audit Head on weekly basis to provide the overview of the Audit progress.

Key Success Metrics:

Minimum Grade 1 and Grade 2 observations. Closure of Audit observations within the TAT submitted. Handling multiple Internal Audits and minimize the observations before the final report is created. Positive Stakeholder management within and outside the team.

Education Qualification: 

Graduation: Bachelor of Science ( / Bachelor of Technology ( / Bachelor of Computer Applications (BCA) Post-Graduation: Master of Science ( / Master of Technology ( / Master of Computer Applications (MCA) 

Experience:  10 - 18 Years



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