Metals KYC Specialist

1 month ago

Bengaluru, India Squarepoint Capital Full time

Squarepoint is a global investment management firm that utilizes a diversified portfolio of systematic and quantitative strategies across financial markets that seeks to achieve high quality, uncorrelated returns for our clients. We have deep expertise in trading, technology and operations and attribute our success to rigorous scientific research. As a technology and data-driven firm, we design and build our own cutting-edge systems, from high performance trading platforms to large scale data analysis and compute farms. With offices around the globe, we emphasize true, global collaboration by aligning our investment, technology, and operations teams functionally around the world. Building on our quantitative research platform and process-driven approach, Squarepoint also runs discretionary strategies to augment our systematic approach and monetize opportunities which may not be suitable to be traded in a systematic strategy.

Role: Metals KYC Specialist

Department: Compliance 

Location(s):Boston, Dubai, Geneva, Hong Kong, Houston, Jersey, London, Montreal, New York, Singapore, Zug

Position Overview:

Squarepoint Capital is seeking a talented and experienced Metals KYC Specialist to join our hedge fund's compliance team. The ideal candidate will have expertise in metals trading compliance, with a focus on Know Your Customer (KYC) requirements specific to the metals trading industry. The Metals KYC Specialist will be responsible for ensuring that Squarepoint’s metals trading activities comply with regulatory requirements and internal policies, with a particular emphasis on customer due diligence and risk assessment.

Conduct KYC due diligence on counterparties, customers, and vendors involved in metals trading transactions, including reviewing documentation, performing background checks, and assessing the risk profile of each counterparty. Develop and implement KYC policies, procedures, and controls specific to metals trading activities, in alignment with regulatory requirements and industry best practices. Review and analyze client onboarding documentation, including account opening forms, corporate documents, and legal agreements, to ensure compliance with KYC requirements. Monitor changes in regulatory requirements and industry standards related to metals trading compliance and KYC, and update internal policies and procedures accordingly. Collaborate with internal stakeholders, including trading desks, legal counsel, and risk management teams, to address KYC-related issues and implement effective solutions. Conduct periodic reviews and audits of KYC files and documentation to ensure accuracy, completeness, and adherence to regulatory standards. Assist in the development and implementation of technology solutions and systems enhancements to streamline KYC processes and improve efficiency. Stay informed about developments in the metals trading industry, including market trends, geopolitical risks, and emerging compliance issues, and provide insights and recommendations to senior management.

Required Qualifications:

Bachelor's degree in finance, business, or a related field; or professional certification (e.g., CAMS) preferred. Minimum of 5 years of experience in compliance or regulatory roles within the metals trading industry, with a focus on KYC and customer due diligence. In-depth knowledge of regulatory requirements and industry standards related to metals trading compliance, including anti-money laundering (AML) regulations and sanctions screening. Strong understanding of metals trading products, markets, and counterparties, with the ability to assess the inherent risks associated with different types of transactions. Strong communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams and communicate complex concepts to non-technical stakeholders. Excellent analytical skills and attention to detail, with the ability to review complex documentation and identify potential compliance issues. Proven ability to work independently, prioritize tasks, and manage multiple projects simultaneously in a fast-paced environment. Familiarity with compliance-related technology solutions and systems, including KYC databases, screening tools, and document management systems. High ethical standards and integrity, with a commitment to upholding the highest levels of compliance and regulatory standards. Flexibility to adapt to changing regulatory requirements and business priorities, with a proactive and solution-oriented mindset.

This is an exciting opportunity for a dedicated and experienced compliance professional to play a key role in ensuring the integrity and compliance of our metals trading activities at Squarepoint. If you are passionate about metals trading compliance and KYC, and thrive in a dynamic and collaborative environment, we encourage you to apply.

The minimum base salary for this role is $60,000 if located in New York. This expectation is based on available information at the time of posting. This role may be eligible for discretionary bonuses, which could constitute a significant portion of total compensation. This role may also be eligible for benefits, such as health, dental, and other wellness plans, as well as 401(k) contributions. Successful candidates’ compensation and benefits will be determined in consideration of various factors

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